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Bionano Genomics (BNGO) investor discloses 9.9% position via warrants

(Moderate)
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

CVI Investments, Inc. and Heights Capital Management, Inc. report beneficial ownership of 1,307,135 shares of Bionano Genomics, Inc. common stock, representing 9.9% of the class. The position consists entirely of shares issuable upon exercise of warrants.

The warrants are subject to ownership caps: a portion cannot be exercised if it would cause aggregated beneficial ownership to exceed 4.99%, and the remainder cannot be exercised above 9.99%. Bionano Genomics reported 11,777,300 shares outstanding as of June 30, 2026, which is used to calculate the ownership percentage. Heights Capital Management acts as investment manager to CVI and may be deemed to share voting and dispositive power, while each reporting person disclaims beneficial ownership beyond its pecuniary interest.

Positive

  • None.

Negative

  • None.
Beneficially owned shares 1,307,135 shares Shares of Bionano Genomics common stock deemed beneficially owned via warrants
Ownership percentage 9.9% Percent of Bionano Genomics common stock class beneficially owned
Shares outstanding 11,777,300 shares Bionano Genomics common shares outstanding as of June 30, 2026
Lower warrant ownership cap 4.99% Portion of warrants not exercisable above this beneficial ownership level
Upper warrant ownership cap 9.99% Remaining warrants not exercisable above this beneficial ownership level
CUSIP 09075F404 CUSIP number for Bionano Genomics common stock
Filing date 08/14/2026 Date signed by Assistant General Counsel on behalf of reporting persons
beneficial owner regulatory
"may be deemed to be the beneficial owner of all Shares owned"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
Section 13(d) of the Exchange Act regulatory
"would be aggregated with such Reporting Person for purposes of Section 13(d)"
pecuniary interest financial
"disclaims any beneficial ownership of any such Shares, except for their pecuniary interest"
Limited Power of Attorney regulatory
"authorized agent of CVI Investments, Inc. pursuant to a Limited Power of Attorney"
CUSIP No. financial
"Title of class of securities: Common Stock... CUSIP No.: 09075F404"

FAQ

What percentage of Bionano Genomics (BNGO) does CVI Investments report owning?

CVI Investments and Heights Capital Management report beneficial ownership of 9.9% of Bionano Genomics’ common stock, based on 11,777,300 shares outstanding as of June 30, 2026, including shares issuable upon exercise of warrants.

How many Bionano Genomics (BNGO) shares are reported as beneficially owned?

The reporting persons disclose beneficial ownership of 1,307,135 shares of Bionano Genomics common stock, all of which are issuable upon exercise of warrants, subject to specified 4.99% and 9.99% ownership limitations.

What ownership caps apply to the Bionano Genomics (BNGO) warrants held by the reporting persons?

The warrants include caps that limit exercisability if, after exercise, aggregated beneficial ownership would exceed 4.99% for a portion of the warrants and 9.99% for the remainder, helping keep reported ownership below those thresholds.

Who are the reporting persons in this Bionano Genomics (BNGO) Schedule 13G/A?

The filing is made by CVI Investments, Inc. and Heights Capital Management, Inc.. Heights Capital serves as investment manager to CVI and may exercise voting and dispositive power over the shares attributable to CVI.

How is the 9.9% ownership in Bionano Genomics (BNGO) calculated?

The 9.9% figure is calculated using 1,307,135 shares deemed beneficially owned over 11,777,300 Bionano Genomics shares outstanding as of June 30, 2026, as disclosed in the company’s Form 10-Q.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates





09075F404

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: With respect to Row 6 and Row 8 above, Heights Capital Management, Inc. is the investment manager to CVI Investments, Inc. and as such may exercise voting and dispositive power over the shares reported as beneficially owned by CVI Investments, Inc. herein.


SCHEDULE 13G




Comment for Type of Reporting Person: With respect to Row 6 and Row 8 above, Heights Capital Management, Inc. is the investment manager to CVI Investments, Inc. and as such may exercise voting and dispositive power over the shares reported as beneficially owned by CVI Investments, Inc. herein.


SCHEDULE 13G



CVI Investments, Inc.
Signature:/s/ Sarah Travis
Name/Title:Sarah Travis, Assistant General Counsel and Assistant Secretary of Heights Capital Management, Inc.
Date:08/14/2026
Heights Capital Management, Inc.
Signature:/s/ Sarah Travis
Name/Title:Sarah Travis, Assistant General Counsel and Assistant Secretary
Date:08/14/2026

Comments accompanying signature: Heights Capital Management, Inc. serves as authorized agent of CVI Investments, Inc. pursuant to a Limited Power of Attorney, a copy of which was previously filed.
Exhibit Information

EXHIBIT INDEX EXHIBIT DESCRIPTION 24 Limited Power of Attorney* 99 Joint Filing Agreement* * Previously filed