Brookfield Wealth director reports initial share holdings

Brookfield Wealth Solutions Ltd. director Anne C. Schaumburg filed an initial ownership report showing indirect holdings of 2,183.8490 Class A Exchangeable Limited Voting Shares.

Accepted by SEC EDGAR 03/18/2026 - 04:35 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Brookfield Wealth Solutions Ltd. director Anne C. Schaumburg filed an initial ownership report showing indirect holdings of 2,183.8490 Class A Exchangeable Limited Voting Shares. These shares are held through a SEP IRA and are exchangeable into Class A Limited Voting Shares of Brookfield Corporation on a one-for-one basis, or a cash equivalent at Brookfield Corporation’s election.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Schaumburg Anne C

Role Director

Type	Security	Shares	Price	Value
Holding	Class A Exchangeable Limited Voting Shares	--	--	--

Holdings: Class A Exchangeable Limited Voting Shares — 2,183.849 shares (Indirect, See Footnote)

Footnotes (2)

1. F1. Represents Class A Exchangeable Limited Voting Shares of Brookfield Wealth Solutions Ltd., which are exchangeable into Class A Limited Voting Shares of Brookfield Corporation on a one-for-one basis (subject to adjustment to reflect certain capital events) or its cash equivalent (the form of payment to be determined at the election of Brookfield Corporation).
2. F2. Held through a SEP Individual Retirement Account (IRA).

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Brookfield Wealth Solutions (BNT) director Anne C. Schaumburg report in this Form 3?

Anne C. Schaumburg reports indirect ownership of 2,183.8490 Class A Exchangeable Limited Voting Shares. The filing is an initial ownership statement, showing her existing position rather than a new purchase or sale of Brookfield Wealth Solutions securities.

How are Brookfield Wealth Solutions (BNT) Class A Exchangeable Limited Voting Shares treated in this filing?

The filing states these Class A Exchangeable Limited Voting Shares can be exchanged one-for-one into Class A Limited Voting Shares of Brookfield Corporation or a cash equivalent. Brookfield Corporation chooses whether settlement is in its shares or cash.

How many Brookfield Wealth Solutions (BNT) shares does Anne C. Schaumburg indirectly hold?

She indirectly holds 2,183.8490 Class A Exchangeable Limited Voting Shares following the reported position. This figure reflects her indirect beneficial ownership as disclosed in the Form 3, rather than a transaction changing her stake on the reported date.

What is the nature of Anne C. Schaumburg’s ownership of BNT shares?

The shares are held indirectly through a SEP Individual Retirement Account (IRA). This means the position is in a retirement account rather than directly registered in her name, as indicated by the indirect ownership and related footnote in the filing.

Does this Brookfield Wealth Solutions (BNT) Form 3 show any insider buying or selling?

No specific buy or sell transaction is identified in the data. The Form 3 functions as an initial statement of beneficial ownership, listing existing indirect holdings without classifying them as newly acquired or disposed shares.

What flexibility does Brookfield Corporation have regarding the exchange of these BNT shares?

Upon exchange, Brookfield Corporation may deliver either Class A Limited Voting Shares or a cash equivalent. The filing specifies that Brookfield Corporation determines the form of payment, giving it discretion between stock and cash settlement for these exchangeable shares.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Schaumburg Anne C

(Last) (First) (Middle)

C/O BROOKFIELD WEALTH SOLUTIONS LTD.

IDEATION HOUSE, 1ST FL, 94 PITTS BAY RD

(Street)

PEMBROKE HM08

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Brookfield Wealth Solutions Ltd. [ BNT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Exchangeable Limited Voting Shares(1)	2,183.849	I	See Footnote(2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents Class A Exchangeable Limited Voting Shares of Brookfield Wealth Solutions Ltd., which are exchangeable into Class A Limited Voting Shares of Brookfield Corporation on a one-for-one basis (subject to adjustment to reflect certain capital events) or its cash equivalent (the form of payment to be determined at the election of Brookfield Corporation).

2. Held through a SEP Individual Retirement Account (IRA).

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney

	/s/ Susan Rumble, Attorney-in-Fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)