Brookfield Wealth CEO reports initial share holdings

Brookfield Wealth Solutions Ltd. director and Chief Executive Officer Sachin Shah filed an initial statement of beneficial ownership.

Rhea-AI Filing Summary

Brookfield Wealth Solutions Ltd. director and Chief Executive Officer Sachin Shah filed an initial statement of beneficial ownership. The filing reports direct ownership of 20,123 Class A Exchangeable Limited Voting Shares and additional indirect holdings of 6,769, 1,921,054 and 657 similar shares through related entities and escrowed share arrangements. These exchangeable shares may be exchanged on a one-for-one basis into Class A Limited Voting Shares of Brookfield Corporation or its cash equivalent, as described in the filing.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Shah Sachin

Role Chief Executive Officer

Type	Security	Shares	Price	Value
holding	Class A Exchangeable Limited Voting Shares	--	--	--
holding	Class A Exchangeable Limited Voting Shares	--	--	--
holding	Class A Exchangeable Limited Voting Shares	--	--	--
holding	Class A Exchangeable Limited Voting Shares	--	--	--

Holdings After Transaction: Class A Exchangeable Limited Voting Shares — 20,123 shares (Direct); Class A Exchangeable Limited Voting Shares — 1,928,480 shares (Indirect, See Footnote)

Footnotes (4)

1. F1. Represents Class A Exchangeable Limited Voting Shares ("Exchangeable Shares") of Brookfield Wealth Solutions Ltd. ("BWS"), which are exchangeable into Class A Limited Voting Shares of Brookfield Corporation on a one-for-one basis (subject to adjustment to reflect certain capital events) or its cash equivalent (the form of payment to be determined at the election of Brookfield Corporation).
2. F2. Held through 1000701948 Ontario Inc.
3. F3. Represents BWS Exchangeable Shares that may be issued upon exchange of non-voting escrowed shares of one or more private escrowed companies pursuant to BWS Escrowed Stock Plan. Each escrowed share represents the right to receive BWS Exchangeable Shares no later than the 10th anniversary of the award date based on the value of the escrowed shares on the date of the exchange, which is calculated based on the increase in value of the BWS Exchangeable Shares held by the applicable escrowed company since the award date of the escrowed shares. Escrowed share awards generally vest 20% each year commencing on the first anniversary of the award date. Reported amount includes reporting person's pro rata interest in the escrowed shares held by the applicable escrowed company.
4. F4. Held through Partners Sach Ltd.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Brookfield Wealth Solutions (BNT) Form 3 filing show?

The Form 3 shows CEO Sachin Shah’s initial beneficial ownership in Brookfield Wealth Solutions. It details direct and indirect holdings of Class A Exchangeable Limited Voting Shares, establishing his starting equity position as an insider for future comparison.

How many Brookfield Wealth Solutions Class A Exchangeable Shares does the CEO hold directly?

Sachin Shah directly holds 20,123 Class A Exchangeable Limited Voting Shares. This position reflects his personal beneficial ownership, separate from additional indirect interests held through entities and escrowed share structures referenced in the filing footnotes.

What indirect Brookfield Wealth Solutions share interests are reported for Sachin Shah?

The filing reports indirect interests in blocks of 6,769, 1,921,054 and 657 Class A Exchangeable Limited Voting Shares. These are held through entities including 1000701948 Ontario Inc., Partners Sach Ltd., and escrowed companies under a BWS Escrowed Stock Plan.

What are Brookfield Wealth Solutions Exchangeable Shares and how can they be settled?

The Class A Exchangeable Limited Voting Shares can be exchanged into Class A Limited Voting Shares of Brookfield Corporation on a one-for-one basis, or into their cash equivalent. Brookfield Corporation elects whether settlement is in shares or cash, subject to adjustment for certain capital events.

What is the BWS Escrowed Stock Plan mentioned in the Brookfield Wealth Solutions Form 3?

The BWS Escrowed Stock Plan involves non-voting escrowed shares of private escrowed companies that may be exchanged into BWS Exchangeable Shares. Awards generally vest 20% each year starting on the first anniversary, and exchanges must occur no later than the tenth anniversary of the award date.

How is ownership through 1000701948 Ontario Inc. and Partners Sach Ltd. treated in the BNT Form 3?

Certain Exchangeable Shares are held through 1000701948 Ontario Inc. and Partners Sach Ltd., as described in the footnotes. These positions are reported as indirect beneficial ownership for Sachin Shah, reflecting his interest through these entities rather than direct personal shareholdings.

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Accepted by SEC EDGAR 03/18/2026 - 04:26 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Shah Sachin

(Last) (First) (Middle)

C/O BROOKFIELD WEALTH SOLUTIONS LTD.

IDEATION HOUSE, 1ST FL, 94 PITTS BAY RD

(Street)

PEMBROKE HM08

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Brookfield Wealth Solutions Ltd. [ BNT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Exchangeable Limited Voting Shares(1)	20,123	D
Class A Exchangeable Limited Voting Shares(1)	6,769	I	See Footnote(2)
Class A Exchangeable Limited Voting Shares(1)	1,921,054	I	See Footnote(3)
Class A Exchangeable Limited Voting Shares(1)	657	I	See Footnote(4)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents Class A Exchangeable Limited Voting Shares ("Exchangeable Shares") of Brookfield Wealth Solutions Ltd. ("BWS"), which are exchangeable into Class A Limited Voting Shares of Brookfield Corporation on a one-for-one basis (subject to adjustment to reflect certain capital events) or its cash equivalent (the form of payment to be determined at the election of Brookfield Corporation).

2. Held through 1000701948 Ontario Inc.

3. Represents BWS Exchangeable Shares that may be issued upon exchange of non-voting escrowed shares of one or more private escrowed companies pursuant to BWS Escrowed Stock Plan. Each escrowed share represents the right to receive BWS Exchangeable Shares no later than the 10th anniversary of the award date based on the value of the escrowed shares on the date of the exchange, which is calculated based on the increase in value of the BWS Exchangeable Shares held by the applicable escrowed company since the award date of the escrowed shares. Escrowed share awards generally vest 20% each year commencing on the first anniversary of the award date. Reported amount includes reporting person's pro rata interest in the escrowed shares held by the applicable escrowed company.

4. Held through Partners Sach Ltd.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney

	/s/ Susan Rumble, Attorney-in-Fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)