RoboStrategy, Inc. SEC Filings

RoboStrategy, Inc. has registered the resale of up to 14,100,000 shares of common stock by Roth Principal Investments, LLC under a committed equity facility. RoboStrategy may, at its discretion, sell shares to Roth Principal Investments for up to $2,000,000,000 in aggregate gross proceeds, while receiving no proceeds from Roth’s subsequent resales to the public.

Issuances under the facility are subject to an Exchange Cap of 4,052,806 shares (19.99% of shares outstanding as of May 11, 2026) unless stockholders approve more or the average sale price meets Exchange rules, and to a 4.99% Beneficial Ownership Limitation for Roth Principal Investments. Shares sold must be priced at least at the higher of the $13.45 Base Price and NAV per share at the time of sale, less a fixed 2% discount to VWAP.

RoboStrategy is a recently formed, non-diversified closed-end management investment company focused on equity and equity-linked investments in private and public robotics and embodied AI companies. As of June 30, 2026, NAV was $10.51 per share versus a $31.59 market price, and total assets were $250,013,726.32. The fund charges a 2.5% annual management fee and estimates total annual expenses of 3.98% of net assets. It will be taxed as a corporation for its initial taxable year ending August 31, 2026 and then intends to qualify as a regulated investment company.

FP Strategies LLC, acting as investment adviser, reported an other transaction involving 50,000 common shares of RoboStrategy, Inc. A wholly owned subsidiary, RoboStrategy Delaware Inc., transferred 50,000 shares to an employee upon vesting of an equity award, leaving 340,000 shares held indirectly after the transfer.

RoboStrategy, Inc. officer Marc Adam Weinstein, COO and Secretary, reported indirect ownership changes in common shares. An other-code transaction on 2026-07-13 covered 7,500 shares at $0.00, leaving indirect blocks of 195,031, 750,000 and 51,000 shares. A footnote explains that 50,000 shares were transferred by RoboStrategy Delaware Inc., a wholly owned subsidiary of FP Strategies LLC, to an employee of FP Strategies LLC upon vesting of an equity award, with Weinstein reporting a proportionate interest through entities including Satya Management LLC and Satya Robo Holdings LLC.

RoboStrategy, Inc. President, director and 10% owner Andrew Kai Kang reported an open‑market purchase of 272,405 Common Shares on July 14, 2026 at $36.71 per share, held indirectly through entities he controls. Following this trade, the involved indirect account held 2,027,687 shares. A separate 42,500‑share transaction on July 13, 2026 was coded as an “other acquisition or disposition,” and a footnote notes a 50,000‑share transfer by RoboStrategy Delaware Inc. to an employee of FP Strategies LLC upon vesting of an equity award.

RoboStrategy, Inc., a Maryland corporation based in San Juan, Puerto Rico, filed an amended notice of an exempt offering of securities under Regulation D, Rule 506(b). The offering consists of pooled investment fund interests categorized as an Other Investment Fund within the banking and financial services industry group.

As of the amendment, the issuer reports $87,934,532 in total amount sold and $112,065,468 remaining to be sold. No finders' fees have been paid ($0 reported). The date of first sale in this offering is stated as 2026-06-11, and the issuer declines to disclose its revenue or aggregate net asset value range.

RoboStrategy, Inc. is registering 19,655,968 shares of Common Stock via a prospectus supplement dated July 8, 2026.

The supplement replaces the Fees and Expenses table (showing 3.98% total annual expenses) and discloses a net asset value of $10.51 per share as of June 30, 2026. The filing also lists the Fund's portfolio and Net Assets Applicable to Common Shares of $248,861,200 as of June 30, 2026.

RoboStrategy, Inc. registers for resale up to 3,839,233 shares of its common stock by selling stockholders under a registration statement on Form N-2.

The prospectus describes a non-diversified closed-end fund focused on equity and equity-linked investments in robotics and embodied AI, a monthly NAV (NAV of $8.92 as of June 22, 2026), a Nasdaq trading symbol BOT (last reported sale $35.63 on July 2, 2026), a current portfolio with $192,545,156 in total assets as of June 22, 2026, and an adviser fee of 2.50% of gross assets. The resale is by existing holders (including PIPE buyers); the Fund will not receive proceeds from those secondary sales.

RoboStrategy, Inc., a Maryland corporation based in San Juan, Puerto Rico, reports a new exempt offering of pooled investment fund interests. The offering relies on Regulation D Rule 506(b), with the date of first sale reported as 2026-06-29.

The issuer reports a total amount sold of $20,000,018 USD and a total remaining to be sold of $0 USD, indicating the offering has been fully subscribed. Titan Partners Group LLC, a division of American Capital Partners, LLC, is listed under sales compensation, and reported finders' fees are $0 USD.

RoboStrategy, Inc. files a prospectus supplement registering 19,655,968 shares of Common Stock. The supplement updates the Prospectus and Statement of Additional Information and discloses the Fund's net asset value of $8.92 per share as of June 22, 2026.