RoboStrategy, Inc. (BOT) SEC Filings

RoboStrategy, Inc. (BOT) filed a prospectus supplement for its offering of 3,839,233 shares of common stock and provided updated fund information. The fund’s net asset value was $11.35 per share as of August 31, 2026, with no material changes in portfolio composition or fair values since the prior portfolio report.

The company also highlighted expanded disclosure channels, including its website, SEC filings, press releases, public conference calls, webcasts, and a new X (formerly Twitter) account, @RoboStrategy, for potential Regulation FD disclosures. In August 2026, it sold 130,555 shares under a committed equity facility with Roth Capital Partners at a weighted average price of $30.09, generating net proceeds of $3,535,469.62 after fees and expenses.

RoboStrategy, Inc. (BOT) provides an update to its prospectus covering 14,100,000 shares of common stock and reports that its net asset value was $11.35 per share as of August 31, 2026. The company also discloses August activity under its committed equity facility with Roth Capital Partners.

In August 2026, RoboStrategy sold 130,555 shares of common stock at a weighted average price of $30.09 per share through this facility, generating net proceeds of $3,535,469.62 after fees and expenses. Management states there have been no material changes in portfolio composition or fair values since the prior monthly portfolio report and highlights that material information may also be shared via its website, SEC filings, press releases, public calls, webcasts, and its X (formerly Twitter) account @RoboStrategy.

RoboStrategy, Inc. (BOT) is registering the resale of up to 24,000,580 shares of common stock under a Form N-2, all to be sold from time to time by existing stockholders. This includes 505,379 additional shares on top of prior registrations. The Fund will not receive any proceeds from these resales; its Adviser will bear all registration-related expenses.

RoboStrategy is a recently organized, non-diversified closed-end management investment company focused on robotics and embodied AI, investing mainly in private, venture-backed companies via direct equity, SPVs, SAFEs and PIPEs. As of July 31, 2026, net asset value was $11.32 per share versus a Nasdaq market price of $28.41, a 151.0% premium, and total assets were about $277.2 million.

The Fund targets a concentrated portfolio of 20–30 positions, may use leverage within 1940 Act limits, and charges a 2.50% management fee with estimated total annual expenses of 3.98% of net assets. It expects to be taxed as a corporation for its initial taxable year before seeking RIC status, and highlights substantial risks, including illiquidity, technology-sector concentration, leverage, valuation uncertainty, and potential volatility of its listed shares.

RoboStrategy, Inc. filed a supplement to its offering of 3,839,233 shares of common stock, updating investors on net asset value and portfolio holdings. The net asset value as of July 31, 2026, is $11.32 per share, with Net Assets Applicable to Common Shares of $274,578,031.45.

The portfolio is concentrated in private robotics and AI businesses, led by Standard Bots at $86,999,970 or 31.7% of net assets, Dyna at $41,279,462 or 15.0%, and Figure AI economic exposure at $38,194,079 or 13.9%. Several other holdings, including Apptronik, Dexmate, and an unnamed “Investment to be Announced,” each represent between roughly 4% and 9% of net assets.

Holdings are valued in good faith under Board-approved procedures using significant unobservable inputs, and may differ from realizable sale prices. RoboStrategy intends to update this portfolio information monthly. Recent additions include Eccentric Machines, focused on AI-powered actuators and motion-control, and Prometheus Industries, which is developing AI tools as an “artificial general engineer” for sectors such as aerospace and chip manufacturing.

RoboStrategy, Inc. updates its prospectus for an offering of 19,655,968 shares of common stock and provides new portfolio, valuation, and risk disclosures. Net asset value as of July 31, 2026 is $11.32 per share, based on $274,578,031.45 of net assets applicable to common shares.

The portfolio is concentrated in robotics and embodied AI, with major positions including Standard Bots at $86,999,970 (31.7% of net assets), Dyna, Inc. at $41,279,462 (15.0%), and Figure AI exposure at $38,194,079 (13.9%). New investments include Eccentric Machines and Prometheus Industries. The supplement clarifies that “critical infrastructure” exposure requires the adviser to project that more than 50% of a company’s future revenue growth is driven by robotics or embodied AI use.

New risk factors highlight concentrated control, as CEO and Chairman Mr. Kang beneficially owns about 40.71% of outstanding common stock, and detail a committed equity facility under which Roth Principal Investments may purchase up to $2,000,000,000 of common stock over 36 months, in addition to 14,100,000 shares registered for resale. The company warns of potential dilution, stock price volatility, and challenges tracing shares for Securities Act claims in its direct listing structure. The supplement also notes the appointment of Bill Hughes as Secretary.

RoboStrategy, Inc., a non-diversified closed-end management investment company focused on robotics and embodied AI, updates investors with a new net asset value of $11.32 per share as of July 31, 2026. Net assets applicable to common shares were $274,578,031.45.

The portfolio is highly concentrated in private robotics and infrastructure names, led by Standard Bots at $86.99 million (31.7% of net assets), Dyna at $41.28 million (15.0%), and Figure AI economic exposure at $38.19 million (13.9%). Most holdings are Level 3, non‑income producing, restricted securities and include SAFEs and SPV interests, adding valuation and liquidity risk. The investment strategy clarification states that for “critical infrastructure” companies, robotics or embodied AI must be a meaningful driver where projected robotics-related revenue growth exceeds 50%.

New risk disclosures highlight that CEO and Chairman Mr. Kang beneficially owns 40.71% of outstanding common stock, giving him significant influence over stockholder matters. Additional risks emphasize the novel direct listing structure, potential trading volatility, difficulty tracing shares for Securities Act claims, and the possibility that an active, liquid, and orderly market may not be sustained. The supplement also notes the appointment of Bill Hughes as Secretary of the Fund.

RoboStrategy, Inc. is a recently formed, non-diversified closed-end management investment company focused on equity and equity-linked investments in robotics and embodied AI companies, primarily private, venture-backed issuers. This prospectus registers the resale of up to 3,839,233 shares of common stock by existing stockholders; the company will not receive proceeds from these sales, and the Adviser will bear related registration expenses.

As of June 30, 2026, net asset value was $10.51 per share, while the August 6, 2026 Nasdaq price was $28.19, a 168.2% premium to NAV. Total assets were $250,013,726.32, with a concentrated portfolio of 14 robotics and AI holdings, including significant stakes in Standard Bots Company, Figure AI and Dyna. The fund charges a 2.5% annual management fee, with estimated total annual expenses of 3.98% of net assets, and anticipates about $1.4 million of organizational and offering expenses in its first year.

RoboStrategy may use leverage within 1940 Act limits and has an equity line of credit facility allowing discretionary sales of up to $2,000,000,000 of common stock to Roth Principal Investments, subject to pricing, NAV and Nasdaq constraints. The fund intends to qualify as a regulated investment company after its initial taxable year, but will be taxed as a corporation for the year ending August 31, 2026, making its distributions generally taxable as dividends to the extent of earnings and profits.

RoboStrategy, Inc. filed Post-Effective Amendment No. 1 to its Registration Statement on Form N-2 under the Securities Act of 1933 and the Investment Company Act of 1940. The amendment’s stated purpose is to file additional exhibits listed in Part C and it does not modify the prospectus or statement of additional information, which remain as filed on July 7, 2026.

The filing lists the fund’s unaudited financial statements through February 28, 2026 and various material agreements, including advisory, custody, servicing, purchase and registration rights agreements, largely incorporated by reference. Estimated offering-related expenses total $27,500 for legal, printing and other services, and the Adviser has agreed to bear these costs so they are not expected to be paid by the fund. As of August 4, 2026, there were 173 record holders of the fund’s common stock. The document also restates indemnification provisions for directors, officers and the Adviser, subject to limitations under the 1940 Act and the Securities Act.