Box CFO Dylan C. Smith sells 17,000 shares Nov. 10

Available on EDGAR 11/13/2026 - 05:53 PM EST Accepted by SEC EDGAR 11/13/2026 - 05:52 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

BOX Inc. Chief Financial Officer Dylan C. Smith sold 9,853 shares of Class A common stock at a weighted-average $41.6070 per share on November 10, 2026; the reported sale prices ranged from $41.03 to $41.99. He also sold 7,147 shares at a weighted-average $42.1140 per share that day, with reported prices ranging from $42.00 to $42.26. Together, the transactions covered 17,000 shares. Both sales were made under a Rule 10b5-1 trading plan adopted June 4, 2026.

Insider Trade Summary 10b5-1

Net Seller: 17,000 shares

Net Sell 2 txns

Insider Smith Dylan C

Role Chief Financial Officer

Sold 17,000 shs ($711K)

Share of Position Sold 1.3%

Type	Security	Shares	Price	Value
Sale	Class A Common Stock F1, F2, F3	9,853	$41.607	$410K
Sale	Class A Common Stock F1, F4, F3	7,147	$42.114	$301K

Holdings After Transaction: Class A Common Stock — 1,276,100 shares (Direct)

Holdings Before and After: Class A Common Stock, 1,293,100 to 1,276,100 shares (Direct)

Other Insiders: 1 other insider reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (4)

1. F1. The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.
2. F2. This sale price represents the weighted average sale price of the shares sold ranging from $41.03 to $41.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
3. F3. Certain of these shares are represented by time-based and performance-based restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.
4. F4. This sale price represents the weighted average sale price of the shares sold ranging from $42.00 to $42.26 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Key Figures

Shares sold: 9,853 shares Weighted-average sale price: $41.6070 per share Shares sold: 7,147 shares +2 more

5 metrics

Shares sold 9,853 shares November 10, 2026 transaction

Weighted-average sale price $41.6070 per share Reported sale prices ranged from $41.03 to $41.99

Shares sold 7,147 shares November 10, 2026 transaction

Weighted-average sale price $42.1140 per share Reported sale prices ranged from $42.00 to $42.26

Shares sold across reported transactions 17,000 shares November 10, 2026

Key Terms

Rule 10b5-1 trading plan, restricted stock units

2 terms

Rule 10b5-1 trading plan regulatory

"Rule 10b5-1 trading plan adopted by the Reporting Person"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

restricted stock units financial

"time-based and performance-based restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many BOX shares did CFO Dylan C. Smith sell, and at what prices?

Dylan C. Smith sold 9,853 shares at a weighted-average $41.6070 per share, with sale prices ranging from $41.03 to $41.99, and 7,147 shares at a weighted-average $42.1140 per share, with prices ranging from $42.00 to $42.26, on November 10, 2026. The sales were made under a Rule 10b5-1 plan adopted June 4, 2026; together they covered 17,000 shares.

Were any of Dylan C. Smith's BOX shares tied to restricted stock units?

Certain shares in the reported transactions were represented by time-based and performance-based restricted stock units. Each RSU represents the right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and Smith's continuous service through each vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smith Dylan C

(Last) (First) (Middle)

900 JEFFERSON AVE.

(Street)

REDWOOD CITY CALIFORNIA 94063

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BOX INC [ BOX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	11/10/2026		S(1)		9,853	D	$41.607(2)	1,283,247(3)	D
Class A Common Stock	11/10/2026		S(1)		7,147	D	$42.114(4)	1,276,100(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.

2. This sale price represents the weighted average sale price of the shares sold ranging from $41.03 to $41.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

3. Certain of these shares are represented by time-based and performance-based restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

4. This sale price represents the weighted average sale price of the shares sold ranging from $42.00 to $42.26 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

	/s/ David Leeb, Attorney-in-Fact	11/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)