STOCK TITAN

Box CFO sells 17,000 shares in preset stock trade

BOX’s CFO sold 17,000 shares under a Rule 10b5-1 plan and continues to hold over 1.3 million shares, partly through RSUs.

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Form Type
4

Rhea-AI Filing Summary

BOX INC (BOX) reported that Chief Financial Officer Dylan C. Smith sold 17,000 shares of Class A Common Stock on September 10, 2026, in an open-market transaction at a weighted average price around $34.52 per share, under a Rule 10b5-1 trading plan. Following this sale, he holds 1,320,075 shares directly, including shares represented by time-based and performance-based RSUs.

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Insights

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Insider Smith Dylan C
Role Chief Financial Officer
Sold 17,000 shs ($587K)
Type Security Shares Price Value
Sale Class A Common Stock F1, F2, F3 17,000 $34.522 $587K
Holdings After Transaction: Class A Common Stock — 1,320,075 shares (Direct)
Footnotes (3)
  1. F1. The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.
  2. F2. This sale price represents the weighted average sale price of the shares sold ranging from $33.92 to $34.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  3. F3. Certain of these shares are represented by time-based and performance-based restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.
Shares sold 17,000 shares Class A Common Stock sold on September 10, 2026
Weighted average sale price $34.522 per share Open-market or private sale on September 10, 2026
Sale price range $33.92–$34.80 per share Range of prices for trades included in the reported sale
Shares held after transaction 1,320,075 shares Direct holdings of CFO Dylan C. Smith following the sale
Rule 10b5-1 plan adoption date June 4, 2026 Date the trading plan governing the reported sales was adopted
Net shares sold in filing 17,000 shares Net sell activity across all reported transactions in this Form 4
Rule 10b5-1 trading plan regulatory
"The reported sales were effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average sale price financial
"This sale price represents the weighted average sale price of the shares"
restricted stock units ("RSUs") financial
"Certain of these shares are represented by time-based and performance-based restricted stock units"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BOX CFO Dylan Smith report on this Form 4 for BOX?

He reported a sale of 17,000 shares of BOX Class A Common Stock on September 10, 2026, in an open-market or private transaction at a weighted average price of about $34.52 per share, as disclosed in the filing.

Was the BOX CFO’s September 2026 stock sale under a Rule 10b5-1 plan?

Yes. The filing states the reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2026, indicating the trades were pre-arranged under that plan.

How many BOX (BOX) shares does the CFO hold after this reported sale?

After the transaction, Dylan C. Smith is reported to directly hold 1,320,075 shares of BOX Class A Common Stock. The filing notes that certain of these shares are represented by time-based and performance-based RSUs.

What price range did the BOX CFO’s 17,000-share sale cover?

The filing explains that the weighted average sale price of about $34.52 per share reflects individual trades executed between $33.92 and $34.80 per share. Detailed breakdowns by price level are available upon request to the reporting person.

What security was involved in the BOX CFO’s Form 4 transaction?

The transaction involved Class A Common Stock of BOX INC. The CFO sold 17,000 shares and continues to hold additional shares and restricted stock units (RSUs) that entitle him to receive BOX common stock upon vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smith Dylan C

(Last)(First)(Middle)
900 JEFFERSON AVE.

(Street)
REDWOOD CITY CALIFORNIA 94063

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BOX INC [ BOX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock09/10/2026S(1)17,000D$34.522(2)1,320,075(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.
2. This sale price represents the weighted average sale price of the shares sold ranging from $33.92 to $34.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
3. Certain of these shares are represented by time-based and performance-based restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.
/s/ David Leeb, Attorney-in-Fact09/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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