STOCK TITAN

Bragg Gaming Group (BRAG) details Rule 506(b) offering with warrants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
D

Rhea-AI Filing Summary

Bragg Gaming Group Inc., a Canadian corporation, is conducting an exempt securities offering under Regulation D Rule 506(b). The company reports $449,999 USD in securities sold and an additional $561,848 USD representing the maximum potential exercise price of related warrants.

The offering includes equity, options or warrants, and securities issuable upon exercise, as well as subscription receipts exchangeable for one common share and one common share purchase warrant. Each warrant is exercisable for one common share at $2.16 for 36 months. This is a new notice, with the first sale on 2026-06-22, and disclosed finders’ fees are $0 USD.

Positive

  • None.

Negative

  • None.
Total Amount Sold $449,999 USD Securities sold in the exempt offering
Total Remaining to be Sold $561,848 USD Maximum potential exercise price of warrants
Warrant Exercise Price $2.16 Each warrant exercisable for one common share at this price
Warrant Term 36 months Duration each warrant is exercisable
Date of First Sale 2026-06-22 First sale in the exempt offering
Finders’ Fees $0 USD Finder’s fees disclosed for the offering
Form D regulatory
"FORM D Notice of Exempt Offering of Securities"
Form D is a short notice filed with the U.S. Securities and Exchange Commission when a company raises money using a private offering exemption instead of a full public registration. Think of it as a public receipt that lists basic facts about the fundraiser—amount sought, how much has been sold, and who the issuer is—without the full audited disclosures of a public offering. Investors use it to spot private financings, assess potential dilution or fundraising activity, and find contact information, but it is not a substitute for detailed due diligence.
Rule 506(b) regulatory
"Federal Exemption(s) and Exclusion(s) Claimed ... Rule 506(b)"
Rule 506(b) is a U.S. securities exemption that lets companies sell shares or debt privately without full public registration, provided sales are primarily to accredited investors, up to 35 non‑accredited but financially knowledgeable buyers, and there is no public advertising or solicitation. It matters to investors because offerings under 506(b) usually include less public disclosure than registered securities—like buying from a private seller rather than a retail store—so buyers must do more of their own fact‑checking and rely on their financial sophistication.
subscription receipts financial
"Other (describe) | Subscription receipts exchangeable for one common share"
Subscription receipts are temporary securities sold to investors that act like a receipt for future shares or cash once certain conditions in a financing or acquisition are met; until those conditions are satisfied, the funds are held in trust. Think of them as a ticket you buy today that will convert into the actual product later or get you a refund if the event doesn’t happen. They matter to investors because they provide a way to participate in a deal now while limiting immediate ownership changes and risk until the outcome is confirmed.
Regulation D exemption regulatory
"if the issuer is claiming a Regulation D exemption for the offering"
covered securities regulatory
"If the securities that are the subject of this Form D are "covered securities""
Investment Company Act of 1940 regulatory
"Is the issuer registered as an investment company under the Investment Company Act of 1940?"
A U.S. federal law that sets the rulebook for pooled investment vehicles such as mutual funds, exchange-traded funds and similar money managers, requiring them to register with regulators, disclose holdings and fees, limit conflicts of interest, and follow governance standards. It matters to investors because these protections and transparency rules act like a referee and scoreboard, helping people compare funds, trust that managers follow fair practices, and spot hidden costs or risks.
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FAQ

What securities is Bragg Gaming Group (BRAG) offering in this Form D filing?

Bragg Gaming Group is offering equity, options or warrants, and securities issuable upon exercise, including subscription receipts exchangeable for one common share and one common share purchase warrant. Each warrant is exercisable for one common share at $2.16 for 36 months.

How much has Bragg Gaming Group (BRAG) sold in this exempt offering?

Bragg Gaming Group reports $449,999 USD in total amount sold and $561,848 USD remaining. The company clarifies that the remaining amount represents the maximum potential exercise price of warrants, reflecting additional proceeds only if investors exercise those warrants.

Under what exemption is Bragg Gaming Group (BRAG) conducting this offering?

The company is relying on Rule 506(b) of Regulation D as its federal exemption. This rule allows a private offering of securities to accredited investors, and in some cases a limited number of non-accredited investors, without a full SEC registration statement.

When did Bragg Gaming Group (BRAG) first sell securities in this offering?

The filing identifies this as a new notice and lists the Date of First Sale as 2026-06-22. That date marks when securities were first sold in the exempt offering described, triggering the requirement to submit this Form D notice.

Does Bragg Gaming Group (BRAG) report any finders’ fees or sales commissions?

The company discloses finders’ fees of $0 USD for this offering. The Form D section for sales compensation does not list any separate sales commissions, indicating no disclosed cash compensation to intermediaries in connection with these securities sales.

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Intentional misstatements or omissions of fact constitute federal criminal violations. See 18 U.S.C. 1001.

FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001867834
X Corporation
Limited Partnership
Limited Liability Company
General Partnership
Business Trust
Other (Specify)

Name of Issuer
Bragg Gaming Group Inc.
Jurisdiction of Incorporation/Organization
CANADA (FEDERAL LEVEL)
Year of Incorporation/Organization
X Over Five Years Ago
Within Last Five Years (Specify Year)
Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Bragg Gaming Group Inc.
Street Address 1 Street Address 2
130 King Street West, Suite 1955
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
Toronto ONTARIO, CANADA M5X 1C9 647-800-2282

3. Related Persons

Last Name First Name Middle Name
Mazij Matevz
Street Address 1 Street Address 2
130 King Street West, Suite 1955
City State/Province/Country ZIP/PostalCode
Toronto ONTARIO, CANADA M5X 1E3
Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Lavric Peter
Street Address 1 Street Address 2
130 King Street West, Suite 1955
City State/Province/Country ZIP/PostalCode
Toronto ONTARIO, CANADA M5X 1E3
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Whyte Neill
Street Address 1 Street Address 2
130 King Street West, Suite 1955
City State/Province/Country ZIP/PostalCode
Toronto ONTARIO, CANADA M5X 1E3
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Bressler Robbie
Street Address 1 Street Address 2
130 King Street West, Suite 1955
City State/Province/Country ZIP/PostalCode
Toronto ONTARIO, CANADA M5X 1E3
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Tonnesen Morten
Street Address 1 Street Address 2
130 King Street West, Suite 1955
City State/Province/Country ZIP/PostalCode
Toronto ONTARIO, CANADA M5X 1E3
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Di Chio Tommaso
Street Address 1 Street Address 2
130 King Street West, Suite 1955
City State/Province/Country ZIP/PostalCode
Toronto ONTARIO, CANADA M5X 1E3
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Gagnon Holly
Street Address 1 Street Address 2
130 King Street West, Suite 1955
City State/Province/Country ZIP/PostalCode
Toronto ONTARIO, CANADA M5X 1E3
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Clayton Mark
Street Address 1 Street Address 2
130 King Street West, Suite 1955
City State/Province/Country ZIP/PostalCode
Toronto ONTARIO, CANADA M5X 1E3
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Robertson Don
Street Address 1 Street Address 2
130 King Street West, Suite 1955
City State/Province/Country ZIP/PostalCode
Toronto ONTARIO, CANADA M5X 1E3
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Baryoseph Ron
Street Address 1 Street Address 2
130 King Street West, Suite 1955
City State/Province/Country ZIP/PostalCode
Toronto ONTARIO, CANADA M5X 1E3
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Winter Thomas
Street Address 1 Street Address 2
130 King Street West, Suite 1955
City State/Province/Country ZIP/PostalCode
Toronto ONTARIO, CANADA M5X 1E3
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


4. Industry Group

Agriculture
Banking & Financial Services
Commercial Banking
Insurance
Investing
Investment Banking
Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
Yes No
Other Banking & Financial Services
Business Services
Energy
Coal Mining
Electric Utilities
Energy Conservation
Environmental Services
Oil & Gas
Other Energy
Health Care
Biotechnology
Health Insurance
Hospitals & Physicians
Pharmaceuticals
Other Health Care
Manufacturing
Real Estate
Commercial
Construction
REITS & Finance
Residential
Other Real Estate
Retailing
Restaurants
Technology
Computers
Telecommunications
Other Technology
Travel
Airlines & Airports
Lodging & Conventions
Tourism & Travel Services
Other Travel
X
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
No Revenues No Aggregate Net Asset Value
$1 - $1,000,000 $1 - $5,000,000
$1,000,001 - $5,000,000 $5,000,001 - $25,000,000
$5,000,001 - $25,000,000 $25,000,001 - $50,000,000
$25,000,001 - $100,000,000 $50,000,001 - $100,000,000
Over $100,000,000 Over $100,000,000
X Decline to Disclose Decline to Disclose
Not Applicable Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii))
Rule 504 (b)(1)(i)
Rule 504 (b)(1)(ii)
Rule 504 (b)(1)(iii)
X Rule 506(b)
Rule 506(c)
Securities Act Section 4(a)(5)
Investment Company Act Section 3(c)
Section 3(c)(1) Section 3(c)(9)
Section 3(c)(2) Section 3(c)(10)
Section 3(c)(3) Section 3(c)(11)
Section 3(c)(4) Section 3(c)(12)
Section 3(c)(5) Section 3(c)(13)
Section 3(c)(6) Section 3(c)(14)
Section 3(c)(7)

7. Type of Filing

X New Notice Date of First Sale 2026-06-22 First Sale Yet to Occur
Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes No

9. Type(s) of Securities Offered (select all that apply)

X Equity Pooled Investment Fund Interests
Debt Tenant-in-Common Securities
X Option, Warrant or Other Right to Acquire Another Security Mineral Property Securities
X Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security X Other (describe)
Subscription receipts exchangeable for one common share and one common share purchase warrant, each warrant exercisable for one common share at $2.16 for 36 months.

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $0 USD

12. Sales Compensation

Recipient
Recipient CRD Number X None
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
Street Address 1 Street Address 2
City State/Province/Country ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US

13. Offering and Sales Amounts

Total Offering Amount $1,011,847 USD
or Indefinite
Total Amount Sold $449,999 USD
Total Remaining to be Sold $561,848 USD
or Indefinite

Clarification of Response (if Necessary):

Total amount remaining to be sold represents maximum potential exercise price of warrants.

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
4

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $0 USD
Estimate
Finders' Fees $0 USD
Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
Bragg Gaming Group Inc. /s/ Robbie Bressler Robbie Bressler CFO 2026-07-05

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.