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Braveheart Bio (BRVE) director Agarwala details 10.23M shares held via AH Bio Fund

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Braveheart Bio, Inc. director Vineeta Agarwala reported initial ownership on a Form 3. The filing shows 10,232,420 shares of Common Stock held indirectly through AH Bio Fund IV, L.P., which also acts as nominee for several affiliated funds. AH Equity Partners Bio IV, L.L.C. is the general partner of AH Bio Fund IV and has sole voting and dispositive power over these securities. Agarwala is a member of AH Equity Partners Bio IV but disclaims beneficial ownership of the securities held by AH Bio Fund IV, except to the extent of any pecuniary interest.

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Insider Agarwala Vineeta
Role Director
Type Security Shares Price Value
holding Common Stock F1, F2 -- -- --
Holdings After Transaction: Common Stock — 10,232,420 shares (Indirect, By AH Bio Fund IV, L.P.)
Footnotes (2)
  1. F1. The reported securities are held by AH Bio Fund IV, L.P. ("AH Bio Fund IV"), for itself and as nominee for AH Bio Fund IV-B, L.P., AH 2022 Annual Fund, L.P., AH 2022 Annual Fund-B, L.P., AH 2022 Annual Fund-QC, L.P. and CLF Partners III, LP. AH Equity Partners Bio IV, L.L.C. ("AH EP Bio IV") is the general partner of AH Bio Fund IV and has sole voting and dispositive power with regard to the securities held by AH Bio Fund IV for itself and as nominee. The managing members of AH EP Bio IV are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz may be deemed to share voting and dispositive power with respect to the securities held by AH Bio Fund IV for itself and as nominee.
  2. F2. The Reporting Person serves as one of the members of AH EP Bio IV, but she disclaims the existence of a "group" (as that term is used in Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act")), and disclaims beneficial ownership of the securities directly held by AH Bio Fund IV, and this report shall not be deemed an admission that she is the beneficial owner of the securities reported herein for purposes of Section 16 of the Exchange Act, or for any other purpose, except to the extent of her pecuniary interest therein, if any.
Indirectly held Common Stock 10,232,420 shares Common Stock indirectly owned through AH Bio Fund IV, L.P.
Security title Common Stock Class of securities reported as indirectly owned
Form type Form 3 Initial statement of beneficial ownership filed by director
beneficial ownership regulatory
"she disclaims beneficial ownership of the securities directly held by AH Bio Fund IV"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"except to the extent of her pecuniary interest therein, if any"
dispositive power financial
"has sole voting and dispositive power with regard to the securities held"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
voting power financial
"has sole voting and dispositive power with regard to the securities held"
Voting power is the ability shareholders have to influence a company's major decisions—like electing the board, approving mergers, or changing corporate rules—based on the voting rights attached to the shares they hold. For investors it matters because greater voting power is like holding more keys to a building: it gives you a stronger say over management choices and the company’s strategy, which can affect future value and risk.
indirect ownership financial
"The reported securities are held by AH Bio Fund IV, L.P."

FAQ

What did Braveheart Bio (BRVE) director Vineeta Agarwala report on this Form 3?

Vineeta Agarwala reported indirect ownership of 10,232,420 shares of Common Stock of Braveheart Bio, Inc., held through AH Bio Fund IV, L.P. and related investment funds, as of the Form 3 reporting date.

How are the 10,232,420 BRVE shares held that are reported on the Form 3?

The 10,232,420 shares of Braveheart Bio Common Stock are held by AH Bio Fund IV, L.P., acting for itself and as nominee for several affiliated funds, with AH Equity Partners Bio IV, L.L.C. holding sole voting and dispositive power.

Does Vineeta Agarwala claim full beneficial ownership of the reported BRVE shares?

No. Agarwala disclaims beneficial ownership of the securities directly held by AH Bio Fund IV, except to the extent of her pecuniary interest, if any, and states this filing is not an admission of beneficial ownership for Section 16 purposes.

What is AH Equity Partners Bio IV, L.L.C.’s role in the BRVE holdings?

AH Equity Partners Bio IV, L.L.C. is the general partner of AH Bio Fund IV and has sole voting and dispositive power over the Braveheart Bio shares held by AH Bio Fund IV for itself and as nominee for affiliated funds.

Are the reported BRVE shares held directly by Vineeta Agarwala?

No. The 10,232,420 BRVE shares are reported as indirectly owned, held by AH Bio Fund IV, L.P. and related funds. Agarwala is a member of the general partner entity but reports only indirect ownership with a beneficial ownership disclaimer.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Agarwala Vineeta

(Last)(First)(Middle)
C/O BRAVEHEART BIO, INC.
ONE LETTERMAN DRIVE, BUILDING A, SUITE A

(Street)
SAN FRANCISCO CALIFORNIA 94129

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/07/2026
3. Issuer Name and Ticker or Trading Symbol
Braveheart Bio, Inc. [ BRVE ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock10,232,420IBy AH Bio Fund IV, L.P.(1)(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported securities are held by AH Bio Fund IV, L.P. ("AH Bio Fund IV"), for itself and as nominee for AH Bio Fund IV-B, L.P., AH 2022 Annual Fund, L.P., AH 2022 Annual Fund-B, L.P., AH 2022 Annual Fund-QC, L.P. and CLF Partners III, LP. AH Equity Partners Bio IV, L.L.C. ("AH EP Bio IV") is the general partner of AH Bio Fund IV and has sole voting and dispositive power with regard to the securities held by AH Bio Fund IV for itself and as nominee. The managing members of AH EP Bio IV are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz may be deemed to share voting and dispositive power with respect to the securities held by AH Bio Fund IV for itself and as nominee.
2. The Reporting Person serves as one of the members of AH EP Bio IV, but she disclaims the existence of a "group" (as that term is used in Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act")), and disclaims beneficial ownership of the securities directly held by AH Bio Fund IV, and this report shall not be deemed an admission that she is the beneficial owner of the securities reported herein for purposes of Section 16 of the Exchange Act, or for any other purpose, except to the extent of her pecuniary interest therein, if any.
/s/ Vineeta Agarwala08/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)