AJMERE DALE sells 1,173 shares; filing lists broker (XYZ)

Rhea-AI Filing Summary

AJMERE DALE reported recent sales of Common Stock via a Form 144 notice. The filing lists two dispositions on 01/02/2026: 750 shares for $49,290.00 and 423 shares for $27,064.90. The broker listed is Morgan Stanley Smith Barney LLC.

The filing also lists prior restricted stock grants dated 05/20/2023 (188 shares), 07/01/2023 (120 shares), and 08/20/2023 (442 shares).

Key Figures

Shares sold (first): 750 shares Proceeds (first): $49,290.00 Shares sold (second): 423 shares +4 more

7 metrics

Shares sold (first) 750 shares sale on 01/02/2026

Proceeds (first) $49,290.00 sale on 01/02/2026

Shares sold (second) 423 shares sale on 01/02/2026

Proceeds (second) $27,064.90 sale on 01/02/2026

Restricted stock grant 1 188 shares 05/20/2023 restricted stock (issuer)

Restricted stock grant 2 120 shares 07/01/2023 restricted stock (issuer)

Restricted stock grant 3 442 shares 08/20/2023 restricted stock (issuer)

Key Terms

Form 144, Restricted Stock, Issuer

3 terms

Form 144 regulatory

"Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"05/20/2023 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Issuer regulatory

"Restricted Stock | ISSUER"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	750	45847.50	539103000	04/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/20/2023	Restricted Stock	ISSUER			188	05/20/2023	Not Applicable
Common	07/01/2023	Restricted Stock	ISSUER			120	07/01/2023	Not Applicable
Common	08/20/2023	Restricted Stock	ISSUER			442	08/20/2023	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
AJMERE DALE 1955 Broadway, Suite 600 Oakland CA 94612	Common	01/02/2026	750	49290.00
AJMERE DALE 1955 Broadway, Suite 600 Oakland CA 94612	Common	01/02/2026	423	27064.90

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What sales did AJMERE DALE report in the Form 144 (XYZ)?

AJMERE DALE reported two sales on 01/02/2026: 750 shares for $49,290.00 and 423 shares for $27,064.90. These figures appear in the filing's "Securities Sold During The Past 3 Months" section and identify the broker as Morgan Stanley Smith Barney LLC.

Who is the broker handling the reported sales in the XYZ filing?

The broker is listed as Morgan Stanley Smith Barney LLC at 1 New York Plaza, New York. The filing shows this broker in the "Securities To Be Sold" header, associating it with the reported Common Stock dispositions on 01/02/2026.

Does the Form 144 show any prior restricted stock grants for the reporting person?

Yes. The filing lists restricted stock entries dated 05/20/2023 (188 shares), 07/01/2023 (120 shares), and 08/20/2023 (442 shares). These grant lines appear under "Securities To Be Sold" with the label "Restricted Stock" and "ISSUER."

What aggregate number of shares did AJMERE DALE dispose of as shown in the filing?

The filing shows dispositions totaling 1,173 shares sold on 01/02/2026 (750 + 423). Dollar amounts for those sales are $49,290.00 and $27,064.90, respectively, as listed in the filing's sale entries.