Insider Owen B. Jennings (XYZ) files sale of 133 restricted shares; prior sale $225K

Rhea-AI Filing Summary

XYZ insider filing: Owen B. Jennings reported a proposed sale and recent disposition of Common stock. The filing lists a proposed sale of 133 shares of Restricted Common stock with an effective date of 04/01/2026. It also records a sale of 3,555 Common shares on 03/03/2026 for $225,422.55.

Insights

Compliance/Insider Transactions Analyst

Form 144 notice documents a small proposed restricted‑stock sale and a recent open sale by an insider.

The filing lists a proposed sale of 133 Restricted Common shares dated 04/01/2026 and separately records a completed sale of 3,555 Common shares on 03/03/2026 for $225,422.55. These are routine disclosure items under Rule 144.

There is no additional context about plan trading, restrictions, or remaining holdings in the excerpt; subsequent SEC filings or broker confirmations would provide further position details.

Key Figures

Proposed restricted shares to be sold: 133 shares Shares sold in past 3 months: 3,555 shares Proceeds from recent sale: $225,422.55 +1 more

4 metrics

Proposed restricted shares to be sold 133 shares Securities To Be Sold, <date>04/01/2026</date>

Shares sold in past 3 months 3,555 shares Securities Sold During The Past 3 Months, <date>03/03/2026</date>

Proceeds from recent sale $225,422.55 Proceeds for sale on <date>03/03/2026</date>

Filing form Form 144 Rule 144 notice of proposed sale

Key Terms

Form 144, Restricted Stock, Securities Sold During The Past 3 Months

3 terms

Form 144 regulatory

"Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 04/01/2026 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	133	8013.25	539103000	04/06/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2026	Restricted Stock	ISSUER			133	04/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
OWEN B JENNINGS 1955 Broadway, Suite 600 Oakland CA 94612	Common	03/03/2026	3555	225422.55

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does XYZ's Form 144 report for Owen B. Jennings show?

It shows a proposed sale of 133 Restricted Common shares dated 04/01/2026 and a prior sale of 3,555 Common shares on 03/03/2026 for $225,422.55. The filing is a regulatory notice of these transactions.

When were the reported transactions by Owen B. Jennings dated in the Form 144 for XYZ?

The excerpt lists the proposed restricted‑stock sale dated 04/01/2026 and a completed sale dated 03/03/2026. Those dates are shown next to each reported security line in the filing excerpt.

How many shares did Owen B. Jennings sell recently according to the filing?

The filing records a sale of 3,555 Common shares on 03/03/2026 with gross proceeds of $225,422.55. This amount and share count are listed under "Securities Sold During The Past 3 Months."

Does the Form 144 excerpt state whether proceeds go to the issuer or selling holder (XYZ)?

The excerpt lists the sale amount of $225,422.55 tied to the 3,555 share disposition but does not specify proceeds recipient language in the provided lines. The filing format indicates these are holder sales.