Did BitGo Holdings report any disagreements related to the CCO’s retirement?

BitGo Holdings stated that Jeffrey Horowitz’s decision to retire as Chief Compliance Officer was not due to any disagreement with the company. This specifically covers matters related to its operations, policies, or practices, suggesting a voluntary and orderly executive transition.

BitGo (NYSE: BTGO) Chief Compliance Officer Jeffrey Horowitz set to retire

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

8-K

Rhea-AI Filing Summary

BitGo Holdings, Inc. reported that Jeffrey Horowitz has notified the company he will retire as Chief Compliance Officer. His retirement is effective June 19, 2026, following notice given on June 18, 2026.

The company stated that Mr. Horowitz’s decision to retire was not due to any disagreement regarding its operations, policies, or practices.

8-K Event Classification

Item 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers

1 item

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance

Key personnel changes including departures, elections, or appointments of directors and executive officers.

Key Figures

Retirement effective date: June 19, 2026 Retirement notice date: June 18, 2026

2 metrics

Retirement effective date June 19, 2026 Chief Compliance Officer retirement effective date

Retirement notice date June 18, 2026 Date notice of retirement was given

Key Terms

Chief Compliance Officer, Emerging growth company, Section 12(b) of the Act

3 terms

Chief Compliance Officer financial

"Jeffrey Howowitz gave notice that he will retire as Chief Compliance Officer"

The chief compliance officer is the senior executive responsible for making sure a company follows laws, industry rules and its own internal policies, acting like a safety inspector for legal and ethical risks. Investors care because effective compliance reduces the chance of fines, lawsuits, operational disruption and reputational damage, so the officer’s competence and independence can materially affect future profits and risk exposure.

Emerging growth company regulatory

"Emerging growth company o o Item 5.02"

An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.

Section 12(b) of the Act regulatory

"Securities registered pursuant to Section 12(b) of the Act"

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Understanding 8-K Material Events →

Available on EDGAR 06/22/2026 - 05:22 PM Accepted by SEC EDGAR 06/22/2026 - 05:22 PM

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 18, 2026

BitGo Holdings, Inc.

(Exact Name of Registrant as Specified in Its charter)


Delaware	001-43057	82-3998490
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

	101 S. Reid Street, Suite 307, PMB# 9793
	Sioux Falls, SD 57103
	(Address of principal executive offices, including zip code)

(650) 847-0009
	Registrant’s Telephone Number, Including Area Code
	N/A
	(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Class A Common Stock, Par Value $0.0001 Per Share	BTGO	The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On June 18, 2026, Jeffrey Howowitz gave notice that he will retire as Chief Compliance Officer of BitGo Holdings, Inc. (the “Company”), effective June 19, 2026. Mr. Horowitz’s decision to retire was not as a result of any disagreement with the Company on any matter relating to the Company’s operations, policies, or practices.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


			BitGo Holdings, Inc.

Date:	June 22, 2026	By:	/s/ Edward Reginelli
			Edward Reginelli
			Chief Financial Officer

Source: View Original Filing on SEC EDGAR

FAQ

What did BitGo Holdings (BTGO) disclose in this 8-K filing?

BitGo Holdings disclosed that its Chief Compliance Officer, Jeffrey Horowitz, is retiring effective June 19, 2026. The company noted his decision was unrelated to any disagreements over operations, policies, or practices, indicating a routine leadership transition in its compliance function.

Who is leaving BitGo Holdings (BTGO) and what was their role?

Jeffrey Horowitz is leaving BitGo Holdings, where he served as Chief Compliance Officer. This role oversees regulatory compliance and related policies, which are especially important for financial and digital asset businesses operating under multiple regulatory frameworks and market rules.

When is the BitGo Holdings Chief Compliance Officer retirement effective?

Jeffrey Horowitz’s retirement as Chief Compliance Officer of BitGo Holdings is effective June 19, 2026. He provided notice of his retirement on June 18, 2026, indicating a quick transition from notification to effective date for this executive leadership change.

What executive signed the BitGo Holdings 8-K about the CCO retirement?

The 8-K reporting the Chief Compliance Officer’s retirement was signed by Edward Reginelli, Chief Financial Officer of BitGo Holdings. His signature reflects the company’s formal authorization of the disclosure under the Securities Exchange Act requirements for current reports.

Filing Exhibits & Attachments

3 documents