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BitGo Holdings (BTGO) CCO Jeff Horowitz reports initial stock and option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

BitGo Holdings, Inc. insider Jeff Peter Horowitz filed an initial ownership report showing his equity position in the company. As Chief Compliance Officer, he reported beneficial ownership of 443,010 shares of Class A Common Stock, including 100,000 restricted stock units that each represent a contingent right to receive one share of Class A Common Stock. He also reported a fully vested stock option to purchase 137,027 shares of Class A Common Stock at an exercise price of $0.21 per share. All reported holdings are listed as directly owned.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Horowitz Jeff Peter

(Last) (First) (Middle)
C/O BITGO HOLDINGS, INC.
101 S. REID STREET, SUITE 307, PMB# 9793

(Street)
SIOUX FALLS SD 57103

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/21/2026
3. Issuer Name and Ticker or Trading Symbol
BITGO HOLDINGS, INC. [ BTGO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Compliance Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 443,010(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (2) 01/19/2031 Class A Common Stock 137,027 $0.21 D
Explanation of Responses:
1. Includes 100,000 restricted stock units ("RSUs") that vest in accordance with the terms of the applicable award. Each RSU represents a contingent right to receive one share of Class A Common Stock.
2. The option, from which certain shares have been previously exercised, is fully vested.
/s/ Edward Reginelli, Attorney-in-Fact 01/21/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider reporting ownership in BitGo Holdings, Inc. (BTGO)?

The reporting person is Jeff Peter Horowitz, who serves as Chief Compliance Officer of BitGo Holdings, Inc.

What common stock holdings did Jeff Peter Horowitz report in BTGO?

He reported beneficial ownership of 443,010 shares of Class A Common Stock, which includes 100,000 restricted stock units (RSUs) that each represent a contingent right to receive one share of Class A Common Stock.

What derivative securities did Jeff Peter Horowitz report for BTGO?

He reported a stock option to purchase 137,027 shares of Class A Common Stock at an exercise price of $0.21 per share, and the option is described as fully vested.

Are Jeff Peter Horowitz’s BTGO holdings reported as direct or indirect ownership?

All of the reported holdings, including the Class A Common Stock and the stock option, are listed as direct (D) ownership.

What do the 100,000 RSUs reported by Jeff Peter Horowitz in BTGO represent?

The 100,000 restricted stock units (RSUs) represent contingent rights to receive one share of Class A Common Stock per RSU, vesting in accordance with the terms of the applicable award.

Does this BTGO Form 3 reflect new transactions or just existing holdings?

This Form 3 reflects beneficial holdings of Class A Common Stock and a stock option by Jeff Peter Horowitz as of the reported date, rather than reporting new purchase or sale transactions.
BitGo Holdings, Inc.

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