BitGo Holdings, Inc. SEC Filings

BitGo Holdings, Inc. Chief Operating Officer Jody Mettler exercised stock options for 10,000 Class A shares on July 21, 2025 at an exercise price of $0.21 per share. The option exercise, coded as transaction type “M,” increased Mettler’s directly held Class A Common Stock to 50,000 shares. Following the transaction, Mettler also directly held 155,000 stock options with a $0.21 exercise price.

The filing notes that the transaction occurred before BitGo registered a class of equity securities under Section 12 of the Exchange Act in connection with its initial public offering and is reported under Rule 16a-2(a). The underlying option award vested 25% on April 15, 2024, with the remaining 75% scheduled to vest in equal monthly installments, subject to Mettler’s continued service with the company.

BitGo Holdings, Inc. Chief Compliance Officer Jeff Peter Horowitz reported an administrative share adjustment linked to the company’s initial public offering. On January 21, 2026, he recorded a disposition of 15,885 shares of Class A Common Stock at a reported price of $0.00 per share, coded "D." According to the footnote, this reflects vested restricted stock units that settled in cash upon the effectiveness of the issuer’s IPO, rather than a market sale of stock.

After this transaction, Horowitz directly beneficially owned 427,125 shares of Class A Common Stock. The filing states that the event is being reported pursuant to Rule 16b-3(e), highlighting its nature as a compensatory and technical reporting item tied to equity awards.

Bitgo Holdings CEO Michael Belshe, who is also a director and 10% owner, reported several equity-related transactions in Bitgo Holdings, Inc. Class A and Class B Common Stock. On January 21, 2026, 127,613 shares of Class A Common Stock were withheld at $18 per share to cover tax obligations tied to the net settlement of restricted stock units, leaving 872,387 Class A shares beneficially owned directly.

On various dates in September 2025, Belshe reported multiple transactions coded "J" under which he elected to exchange different series of Bitgo preferred and common stock into Class B Common Stock pursuant to an Equity Exchange Rights Agreement. Each Class B share is convertible into one Class A share. Following these exchanges, he holds Class B both directly and indirectly through a series of family trusts for which he serves as trustee, with individual trust positions including blocks such as 910,489 and 723,589 Class B shares.

BitGo Holdings CFO Edward Reginelli reported equity awards and option exercises in BitGo Holdings, Inc. Class A common stock. On September 17, 2025, he acquired 26,000 shares of Class A common stock at $0 per share through a restricted stock unit award, bringing his holdings to 295,000 shares. On September 25, 2025, he exercised options and acquired an additional 173,000 shares of Class A common stock at an exercise price of $0.21 per share, increasing his direct holdings to 468,000 shares. These transactions relate to stock options with exercise prices of $0.21 per share, including one grant of 125,000 options that is fully vested and another grant of 48,000 options with remaining vesting in monthly installments.

BitGo Holdings, Inc. updated its core corporate governance documents in connection with the closing of its initial public offering of Class A common stock. On January 23, 2026, the company filed an Amended and Restated Certificate of Incorporation with the Delaware Secretary of State, and its Amended and Restated Bylaws became effective immediately prior to the offering’s closing, as previously approved by its board and stockholders.

Certain key terms of BitGo’s capital structure and governance framework are described in the “Description of Capital Stock” section of the company’s final prospectus dated January 21, 2026. The full text of the amended charter and bylaws is included as exhibits to this report.

Valor-affiliated investment funds filed an initial ownership report for BitGo Holdings, Inc. (BTGO). Multiple entities, including Valor Digital Investments, LLC and several Valor Equity Partners limited partnerships, are identified as 10% owners. The filing lists their beneficial ownership of BitGo’s Class A common stock, such as 561,197 Class A shares in one line item, and significant holdings of preferred stock series that are convertible into Class A common.

The preferred holdings include Series Seed, Series B, Series B-3 and Series C-2 Preferred Stock, with one Series B position convertible into 9,201,725 Class A shares. Each share of these preferred series will automatically convert into 1 share of Class A common stock immediately upon the closing of BitGo’s initial public offering and has no expiration date.

Redpoint Ventures V, L.P. and Redpoint Ventures V, LLC filed an initial ownership report as 10% owners of BitGo Holdings, Inc. (BTGO). The filing lists holdings of Series A and Series B Preferred Stock, which are each convertible into Class A Common Stock on a 1‑for‑1 basis with no expiration date. Upon the closing of BitGo’s initial public offering, all of these preferred shares will automatically convert into Class A Common Stock.

Redpoint Ventures V, L.P. directly holds 9,446,081 shares of Series A Preferred Stock and 1,038,435 shares of Series B Preferred Stock. An affiliated entity, Redpoint Associates V, LLC, holds an additional 242,207 shares of Series A Preferred Stock and 26,225 shares of Series B Preferred Stock indirectly attributed to the reporting group. Redpoint Ventures V, LLC is the sole general partner of Redpoint Ventures V, L.P. and has sole voting and investment control over the shares held by the partnership, and the reporting entities disclaim beneficial ownership beyond their pecuniary interest.

Valor Digital Investments, LLC and affiliated Valor funds have filed an initial ownership report for BitGo Holdings, Inc. Class A common stock and multiple preferred series are shown as beneficially owned. The filing lists direct holdings of Class A Common Stock and Series Seed, Series B, Series B-3, and Series C-2 Preferred Stock. Each share of these preferred series will automatically convert into 1 share of BitGo’s Class A Common Stock immediately upon the closing of BitGo’s initial public offering and has no expiration date. The filing notes that Antonio Gracias may be deemed to share beneficial ownership through his roles with the Valor entities but disclaims beneficial ownership except to the extent of any pecuniary interest.

BitGo Holdings, Inc. filed an initial ownership report for Chief Operating Officer Mettler Jody as of 01/21/2026. The filing shows beneficial ownership of 50,000 shares of Class A common stock held directly, plus stock options to purchase 235,000 shares of Class A common stock at exercise prices of $0.21 and $5.36. Several option awards have already vested 25%, with the remaining 75% scheduled to vest in equal monthly installments, while a newer grant begins vesting 25% on March 1, 2026, subject to continued service on each vesting date.