John Hancock Financial Opportunities Fund (BTO) trustee purchases 184 shares

Rhea-AI Filing Summary

JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND trustee William K. Bacic purchased 184 Common Shares of Beneficial Interest on July 22, 2026 at $40.62 per share in an open-market or private transaction. After this buy, he directly holds 472 shares. The trade was not reported under a Rule 10b5-1 plan.

Insider Trade Summary

Net Buyer: 184 shares

Net Buy 1 txn

Insider Bacic William K

Role Insider

Bought 184 shs ($7K)

Type	Security	Shares	Price	Value
Purchase	Common Shares of Beneficial Interest	184	$40.62	$7K

Holdings After Transaction: Common Shares of Beneficial Interest — 472 shares (Direct)

Key Figures

Shares purchased: 184 shares Purchase price: $40.62 per share Shares owned after transaction: 472 shares +2 more

5 metrics

Shares purchased 184 shares Common Shares of Beneficial Interest bought on July 22, 2026

Purchase price $40.62 per share Price for the 184-share purchase on July 22, 2026

Shares owned after transaction 472 shares Directly held by William K. Bacic following the reported purchase

Net buy shares 184 shares Net shares bought across all non-derivative transactions in this Form 4

Transaction date July 22, 2026 Date of the non-derivative open-market or private purchase

Key Terms

Common Shares of Beneficial Interest, Rule 10b5-1, Form 4

3 terms

Common Shares of Beneficial Interest financial

"Security title reported as "Common Shares of Beneficial Interest""

Common Shares of Beneficial Interest are units that represent ownership in a company or organization, like owning a piece of a pie. They give investors voting rights and a chance to share in profits, making them important for those looking to invest and have a say in how the organization is run.

Rule 10b5-1 regulatory

"Checkbox indicates whether trades were under a Rule 10b5-1 plan"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Form 4 regulatory

"Insider share transactions are disclosed on SEC Form 4"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/22/2026 - 02:03 PM Accepted by SEC EDGAR 07/22/2026 - 02:02 PM Learn about SEC filing dates

FAQ

What did BTO trustee William K. Bacic purchase in this Form 4?

William K. Bacic purchased 184 Common Shares of Beneficial Interest of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND (BTO). After the transaction, his directly owned position increased to 472 shares as reported in this Form 4 filing.

When did William K. Bacic buy BTO shares and at what price?

Bacic bought BTO shares on July 22, 2026 at a price of $40.62 per share. The transaction is described as a purchase in an open-market or private transaction, according to the Form 4 data.

How many BTO shares does William K. Bacic own after this transaction?

Following the reported purchase, Bacic directly owns 472 BTO shares. This figure represents his total direct holdings of Common Shares of Beneficial Interest after buying 184 additional shares on July 22, 2026.

Was Bacic’s BTO trade made under a Rule 10b5-1 trading plan?

No. The Rule 10b5-1 checkbox for this Form 4 is not marked as being under a trading plan, indicating the 184-share purchase was not reported as executed pursuant to a Rule 10b5-1 arrangement.

What type of security did Bacic acquire in BTO?

Bacic acquired Common Shares of Beneficial Interest of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND (BTO). The Form 4 lists this specific security title for the 184-share purchase on July 22, 2026.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bacic William K

(Last) (First) (Middle)

C/O JOHN HANCOCK

200 BERKELEY STREET

(Street)

BOSTON MASSACHUSETTS 02116

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND [ BTO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Trustee of the Fund

2a. Foreign Trading Symbol
[N/A]

3. Date of Earliest Transaction (Month/Day/Year)
07/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares of Beneficial Interest	07/22/2026		P		184	A	$40.62	472	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Thomas W. Dee, by Power of Attorney	07/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)