STOCK TITAN

[Form 4] Peabody Energy Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Robert A. Malone, a director of Peabody Energy Corporation (BTU), reported a transaction dated 09/03/2025 in which 93 shares of Common Stock were acquired at a price of $17.09 per share. After this reported acquisition, Mr. Malone beneficially owned 53,168 shares of the company's common stock in a direct ownership form. The filing states these 93 shares represent exempt dividend equivalents credited on prior deferred stock unit awards. The Form 4 was signed by an attorney-in-fact on 09/05/2025.

Robert A. Malone, amministratore della Peabody Energy Corporation (BTU), ha segnalato una transazione datata 09/03/2025 nella quale sono state acquistate 93 azioni di Common Stock al prezzo di $17.09 per azione. Dopo questa acquisizione segnalata, il sig. Malone deteneva beneficiariamente 53.168 azioni del capitale sociale della società in forma di proprietà diretta. La comunicazione specifica che queste 93 azioni rappresentano equivalenti di dividendi esenti accreditati su precedenti premi in unità azionarie differite. Il Modulo 4 è stato firmato da un procuratore il 09/05/2025.

Robert A. Malone, director de Peabody Energy Corporation (BTU), informó una transacción con fecha 09/03/2025 en la que se adquirieron 93 acciones de Common Stock a un precio de $17.09 por acción. Tras esta adquisición comunicada, el Sr. Malone poseía beneficiariamente 53.168 acciones de las acciones ordinarias de la compañía en forma de propiedad directa. El informe indica que estas 93 acciones representan equivalentes de dividendos exentos acreditados sobre premios anteriores en unidades de acciones diferidas. El Formulario 4 fue firmado por un apoderado el 09/05/2025.

Robert A. Malone는 Peabody Energy Corporation(BTU)의 이사로서 2025-09-03자로 보통주 93주를 주당 $17.09에 취득한 거래를 보고했습니다. 이 신고된 취득 이후 Malone 씨는 회사 보통주 53,168주직접 소유하고 있었습니다. 신고서에는 이 93주가 이전 연기 주식 단위 보상에 대해 적립된 면제된 배당 등가액을 나타낸다고 되어 있습니다. Form 4는 2025-09-05에 대리인이 서명했습니다.

Robert A. Malone, administrateur de Peabody Energy Corporation (BTU), a déclaré une opération datée du 03/09/2025 au cours de laquelle 93 actions de Common Stock ont été acquises au prix de $17.09 par action. Après cette acquisition déclarée, M. Malone détenait bénéficiairement 53 168 actions du capital social de la société sous forme de propriété directe. Le dépôt indique que ces 93 actions représentent des équivalents de dividendes exonérés crédités au titre d'attributions antérieures d'unités d'actions différées. Le formulaire 4 a été signé par un mandataire le 05/09/2025.

Robert A. Malone, ein Direktor von Peabody Energy Corporation (BTU), meldete eine Transaktion vom 03.09.2025, bei der 93 Aktien der Common Stock zu einem Preis von $17.09 je Aktie erworben wurden. Nach dieser gemeldeten Erwerbung hielt Herr Malone wirtschaftlich 53.168 Aktien des Stammkapitals der Gesellschaft in direktem Eigentum. In der Meldung heißt es, dass diese 93 Aktien steuerbefreite Dividendenäquivalente darstellen, die aus früheren, aufgeschobenen Aktieneinheiten gutgeschrieben wurden. Das Formular 4 wurde am 05.09.2025 von einem Bevollmächtigten unterzeichnet.

Positive
  • Director increased direct ownership to 53,168 shares following the acquisition
  • Transaction arose from dividend equivalents on deferred stock units, indicating settlement of existing compensation rather than aggressive trading
Negative
  • None.

Insights

TL;DR: Routine insider acquisition by a director from dividend equivalents; increases direct ownership modestly.

This Form 4 documents a small, non-discretionary acquisition of 93 shares credited as exempt dividend equivalents from previously granted deferred stock units. As a director, Mr. Malone's conversion of dividend equivalents into common stock modestly increases his direct stake to 53,168 shares. There is no indication of new option exercises, disposals, or changes in control. The transaction appears administrative in nature and consistent with typical equity compensation settlement practices.

TL;DR: Small share crediting at $17.09 per share; immaterial to overall ownership and market capitalization.

The report shows an acquisition price of $17.09 per share for 93 shares, recorded as dividend equivalents on deferred stock units rather than an open-market purchase. The post-transaction beneficial ownership is 53,168 shares held directly. Given the small share count relative to a public company float, this transaction is routine and unlikely to be material to investors or the market.

Robert A. Malone, amministratore della Peabody Energy Corporation (BTU), ha segnalato una transazione datata 09/03/2025 nella quale sono state acquistate 93 azioni di Common Stock al prezzo di $17.09 per azione. Dopo questa acquisizione segnalata, il sig. Malone deteneva beneficiariamente 53.168 azioni del capitale sociale della società in forma di proprietà diretta. La comunicazione specifica che queste 93 azioni rappresentano equivalenti di dividendi esenti accreditati su precedenti premi in unità azionarie differite. Il Modulo 4 è stato firmato da un procuratore il 09/05/2025.

Robert A. Malone, director de Peabody Energy Corporation (BTU), informó una transacción con fecha 09/03/2025 en la que se adquirieron 93 acciones de Common Stock a un precio de $17.09 por acción. Tras esta adquisición comunicada, el Sr. Malone poseía beneficiariamente 53.168 acciones de las acciones ordinarias de la compañía en forma de propiedad directa. El informe indica que estas 93 acciones representan equivalentes de dividendos exentos acreditados sobre premios anteriores en unidades de acciones diferidas. El Formulario 4 fue firmado por un apoderado el 09/05/2025.

Robert A. Malone는 Peabody Energy Corporation(BTU)의 이사로서 2025-09-03자로 보통주 93주를 주당 $17.09에 취득한 거래를 보고했습니다. 이 신고된 취득 이후 Malone 씨는 회사 보통주 53,168주직접 소유하고 있었습니다. 신고서에는 이 93주가 이전 연기 주식 단위 보상에 대해 적립된 면제된 배당 등가액을 나타낸다고 되어 있습니다. Form 4는 2025-09-05에 대리인이 서명했습니다.

Robert A. Malone, administrateur de Peabody Energy Corporation (BTU), a déclaré une opération datée du 03/09/2025 au cours de laquelle 93 actions de Common Stock ont été acquises au prix de $17.09 par action. Après cette acquisition déclarée, M. Malone détenait bénéficiairement 53 168 actions du capital social de la société sous forme de propriété directe. Le dépôt indique que ces 93 actions représentent des équivalents de dividendes exonérés crédités au titre d'attributions antérieures d'unités d'actions différées. Le formulaire 4 a été signé par un mandataire le 05/09/2025.

Robert A. Malone, ein Direktor von Peabody Energy Corporation (BTU), meldete eine Transaktion vom 03.09.2025, bei der 93 Aktien der Common Stock zu einem Preis von $17.09 je Aktie erworben wurden. Nach dieser gemeldeten Erwerbung hielt Herr Malone wirtschaftlich 53.168 Aktien des Stammkapitals der Gesellschaft in direktem Eigentum. In der Meldung heißt es, dass diese 93 Aktien steuerbefreite Dividendenäquivalente darstellen, die aus früheren, aufgeschobenen Aktieneinheiten gutgeschrieben wurden. Das Formular 4 wurde am 05.09.2025 von einem Bevollmächtigten unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Malone Robert A

(Last) (First) (Middle)
C/O PEABODY ENERGY CORPORATION
701 MARKET STREET

(Street)
ST. LOUIS MO 63101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/03/2025 A 93(1) A $17.09 53,168 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.
Remarks:
/s/ Caitlin Reardon-Ashley, Attorney-in-fact 09/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Robert A. Malone report on Form 4 for BTU?

He reported an acquisition of 93 shares of Peabody Energy common stock on 09/03/2025 at a price of $17.09 per share.

Why were the 93 shares acquired according to the Form 4?

The filing states the shares represent exempt dividend equivalents on prior deferred stock unit awards.

How many Peabody (BTU) shares does Robert A. Malone beneficially own after the transaction?

Following the reported transaction Mr. Malone beneficially owned 53,168 shares in a direct ownership form.

When was the Form 4 signed and who signed it?

The Form 4 was signed by Caitlin Reardon-Ashley, Attorney-in-fact on 09/05/2025.

Was this Form 4 reporting a purchase from the open market or an administrative settlement?

The filing indicates the shares were from dividend equivalents on deferred stock units, which is an administrative settlement rather than an open-market purchase.
Peabody Energy

NYSE:BTU

BTU Rankings

BTU Latest News

BTU Latest SEC Filings

BTU Stock Data

2.12B
120.79M
0.67%
95.66%
14.3%
Thermal Coal
Bituminous Coal & Lignite Surface Mining
Link
United States
ST LOUIS