BTU Form 4: Director Robert Malone Adds 93 Shares, Now Owns 53,168

Rhea-AI Filing Summary

Robert A. Malone, a director of Peabody Energy Corporation (BTU), reported a transaction dated 09/03/2025 in which 93 shares of Common Stock were acquired at a price of $17.09 per share. After this reported acquisition, Mr. Malone beneficially owned 53,168 shares of the company's common stock in a direct ownership form. The filing states these 93 shares represent exempt dividend equivalents credited on prior deferred stock unit awards. The Form 4 was signed by an attorney-in-fact on 09/05/2025.

Positive

• Director increased direct ownership to 53,168 shares following the acquisition
• Transaction arose from dividend equivalents on deferred stock units, indicating settlement of existing compensation rather than aggressive trading

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Routine insider acquisition by a director from dividend equivalents; increases direct ownership modestly.

This Form 4 documents a small, non-discretionary acquisition of 93 shares credited as exempt dividend equivalents from previously granted deferred stock units. As a director, Mr. Malone's conversion of dividend equivalents into common stock modestly increases his direct stake to 53,168 shares. There is no indication of new option exercises, disposals, or changes in control. The transaction appears administrative in nature and consistent with typical equity compensation settlement practices.

Securities Analyst

TL;DR: Small share crediting at $17.09 per share; immaterial to overall ownership and market capitalization.

The report shows an acquisition price of $17.09 per share for 93 shares, recorded as dividend equivalents on deferred stock units rather than an open-market purchase. The post-transaction beneficial ownership is 53,168 shares held directly. Given the small share count relative to a public company float, this transaction is routine and unlikely to be material to investors or the market.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Malone Robert A

(Last) (First) (Middle)

C/O PEABODY ENERGY CORPORATION

701 MARKET STREET

(Street)

ST. LOUIS MO 63101

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2025		A		93(1)	A	$17.09	53,168	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	09/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Robert A. Malone report on Form 4 for BTU?

He reported an acquisition of 93 shares of Peabody Energy common stock on 09/03/2025 at a price of $17.09 per share.

Why were the 93 shares acquired according to the Form 4?

The filing states the shares represent exempt dividend equivalents on prior deferred stock unit awards.

How many Peabody (BTU) shares does Robert A. Malone beneficially own after the transaction?

Following the reported transaction Mr. Malone beneficially owned 53,168 shares in a direct ownership form.

When was the Form 4 signed and who signed it?

The Form 4 was signed by Caitlin Reardon-Ashley, Attorney-in-fact on 09/05/2025.

Was this Form 4 reporting a purchase from the open market or an administrative settlement?

The filing indicates the shares were from dividend equivalents on deferred stock units, which is an administrative settlement rather than an open-market purchase.