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Burford Capital (BUR) GC Mark N. Klein awarded 39,328 RSUs vesting to 2031

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Klein Mark N. reported acquisition or exercise transactions in this Form 4 filing.

Burford Capital Ltd reported that its General Counsel and Chief Administrative Officer, Mark N. Klein, received a grant of 39,328 restricted share units (RSUs) on March 5, 2026 under the company’s 2025 Omnibus Incentive Compensation Plan.

The RSUs vest in five equal installments, with vesting dates on March 22, 2027; March 15, 2028; March 15, 2029; March 15, 2030; and March 15, 2031, in each case requiring Mr. Klein’s continued employment. Each RSU represents a contingent right to receive one Burford ordinary share. Following this award, Mr. Klein directly holds 133,776.5 derivative securities related to the company’s shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Klein Mark N.

(Last) (First) (Middle)
C/O BURFORD CAPITAL LIMITED
OAK HOUSE, HIRZEL STREET

(Street)
ST. PETER PORT Y7 GY1 2NP

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Burford Capital Ltd [ BUR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
GC&ChiefAdministrative Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
RSUs (1) 03/05/2026 A 39,328 (1) (1) Ordinary Shares 39,328 $8.55 133,776.5 D
Explanation of Responses:
1. Represents restricted share units ("RSUs") granted on March 5, 2026 by the compensation committee of the board of directors of Burford Capital Limited under the Burford Capital Limited 2025 Omnibus Incentive Compensation Plan. The RSUs vest in five equal installments with (i) the first installment vesting on March 22, 2027, (ii) the second installment vesting on March 15, 2028, (iii) the third installment vesting on March 15, 2029, (iv) the fourth installment vesting on March 15, 2030 and (v) the fifth installment vesting on March 15, 2031, in each case, subject to Mr. Klein's continued employment through such dates. Each RSU represents a contingent right to receive one ordinary share, no par value, of the Company ("Ordinary Share").
Remarks:
/s/ Mark N. Klein 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Burford Capital (BUR) disclose about Mark N. Klein’s latest equity award?

Burford Capital disclosed that General Counsel and Chief Administrative Officer Mark N. Klein received a grant of 39,328 restricted share units on March 5, 2026. The award was made under the Burford Capital Limited 2025 Omnibus Incentive Compensation Plan as part of his equity compensation.

How do the 39,328 RSUs granted to Mark N. Klein at Burford Capital vest?

The 39,328 RSUs granted to Mark N. Klein vest in five equal installments over several years. Vesting occurs on March 22, 2027, March 15, 2028, March 15, 2029, March 15, 2030, and March 15, 2031, subject to his continued employment through each applicable vesting date.

What does each RSU granted to Mark N. Klein by Burford Capital represent?

Each RSU granted to Mark N. Klein represents a contingent right to receive one ordinary share of Burford Capital Limited, with no par value. The actual shares are deliverable only upon vesting of the RSUs and satisfaction of the continued employment condition set out in the award terms.

What is Mark N. Klein’s derivative holdings in Burford Capital after this RSU grant?

After the March 5, 2026 RSU grant, Mark N. Klein directly holds 133,776.5 derivative securities tied to Burford Capital shares. This figure reflects his total holdings of RSUs or similar derivative equity interests as reported in the Form 4 following the award.

Under which plan were the new RSUs for Burford Capital’s Mark N. Klein granted?

The new RSUs for Mark N. Klein were granted under the Burford Capital Limited 2025 Omnibus Incentive Compensation Plan. This plan authorizes equity-based awards, including restricted share units, as part of the company’s long-term incentive and compensation structure for eligible employees and executives.
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