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Equity awards: Burford Capital (BUR) vice chair granted RSUs, PSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Burford Capital Ltd vice chair Perla David reported multiple equity compensation events. On March 26, 2026, RSUs and PSUs covering 35,320 Ordinary Shares vested and were converted into Ordinary Shares. Of these, 1,739 shares were withheld at $7.70 per share to satisfy tax obligations.

Perla David elected to defer receipt of all Ordinary Shares from certain 2023 RSU and PSU awards into the Burford Capital Deferred Compensation Plan, receiving 18,003 and 13,863 Phantom RSUs, respectively. Following these transactions, Perla David directly holds 81,119 Ordinary Shares and maintains additional deferred Phantom RSU interests linked one-for-one to Ordinary Shares.

Positive

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Insider Perla David
Role Vice Chair
Type Security Shares Price Value
Exercise RSUs 18,437 $0.00 --
Grant/Award Phantom RSUs 18,003 $0.00 --
Exercise PSUs 14,197 $0.00 --
Grant/Award Phantom RSUs 13,863 $0.00 --
Exercise RSUs 2,686 $0.00 --
Exercise Ordinary shares, no par value ("Ordinary Shares") 2,686 $0.00 --
Tax Withholding Ordinary Shares 1,739 $7.70 $13K
Holdings After Transaction: RSUs — 203,461.2 shares (Direct); Phantom RSUs — 221,464.2 shares (Direct); PSUs — 207,267.2 shares (Direct); Ordinary shares, no par value ("Ordinary Shares") — 82,858 shares (Direct); Ordinary Shares — 81,119 shares (Direct)
Footnotes (1)
  1. Represents vesting of one-third of an award of restricted share units ("RSUs") granted on March 13, 2025. Each RSU converts into an Ordinary Share on a one-for-one basis. Represents satisfaction of tax withholding obligations by net settlement of Ordinary Shares upon vesting of RSUs and performance-based RSUs ("PSUs"). Represents vesting of an award of RSUs granted on March 22, 2023 that vested in full on the third anniversary of the grant date. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the RSUs pursuant to the Burford Capital Deferred Compensation Plan (the "NQDC Plan"), resulting in the reporting person's receipt of 18,003 phantom RSUs ("Phantom RSUs"). Represents the conversion of 18,003 RSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be paid in cash or settled in an Ordinary Share in accordance with the terms of the NQDC Plan. Represents vesting of an award of PSUs granted on March 22, 2023 that vested at 77% of target level upon certification of achievement of the financial performance metrics. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the PSUs pursuant to the NQDC Plan, resulting in the reporting person's receipt of 13,863 Phantom RSUs. Represents the conversion of 13,863 PSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be paid in cash or settled in an Ordinary Share in accordance with the terms of the NQDC Plan.
Vested RSUs and PSUs 35,320 shares Awards converting into Ordinary Shares on March 26, 2026
Phantom RSUs from RSUs 18,003 units Deferral of vested RSUs into NQDC Plan
Phantom RSUs from PSUs 13,863 units Deferral of vested PSUs into NQDC Plan
Tax-withholding shares 1,739 shares Shares delivered to satisfy tax obligations
Tax-withholding price $7.70 per share Value used for tax-withholding share disposition
Ordinary Shares held 81,119 shares Direct holdings after reported transactions
RSUs financial
"Represents vesting of one-third of an award of restricted share units ("RSUs") granted on March 13, 2025."
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
PSUs financial
"Represents vesting of an award of PSUs granted on March 22, 2023 that vested at 77% of target level..."
PSUs are company shares promised to employees or executives that only become actual stock if the business hits specific performance targets over a set period. For investors, PSUs matter because they link pay to measurable outcomes — similar to a conditional bonus that converts into ownership — which can influence management decisions, dilution of shares, and signals about confidence in future results.
Phantom RSUs financial
"resulting in the reporting person's receipt of 18,003 phantom RSUs ("Phantom RSUs")."
Deferred Compensation Plan financial
"pursuant to the Burford Capital Deferred Compensation Plan (the "NQDC Plan")."
A deferred compensation plan is an arrangement where an employer agrees to pay part of an employee’s pay or bonus at a later date instead of immediately, often to reduce current tax bills or to tie rewards to long-term performance. For investors it matters because these promises create future cash obligations and influence executive incentives and retention; they can affect a company’s reported liabilities, cash flow planning and the risk profile if the business faces financial trouble.
tax withholding obligations financial
"Represents satisfaction of tax withholding obligations by net settlement of Ordinary Shares upon vesting of RSUs and performance-based RSUs ("PSUs")."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Perla David

(Last)(First)(Middle)
C/O BURFORD CAPITAL LIMITED
OAK HOUSE, HIRZEL STREET

(Street)
ST. PETER PORTGY1 2NP

(City)(State)(Zip)

GUERNSEY

(Country)
2. Issuer Name and Ticker or Trading Symbol
Burford Capital Ltd [ BUR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Vice Chair
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary shares, no par value ("Ordinary Shares")03/26/2026M2,686(1)A$082,858D
Ordinary Shares03/26/2026F1,739(2)D$7.781,119D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
RSUs(3)03/26/2026M18,437 (3) (3)Ordinary Shares18,437$0203,461.2D
Phantom RSUs(4)03/26/2026A18,003 (4) (4)Ordinary Shares18,003$0221,464.2D
PSUs(5)03/26/2026M14,197 (5) (5)Ordinary Shares14,197$0207,267.2D
Phantom RSUs(6)03/26/2026A13,863 (6) (6)Ordinary Shares13,863$0221,130.2D
RSUs(1)03/26/2026M2,686 (1) (1)Ordinary Shares2,686$0218,444.2D
Explanation of Responses:
1. Represents vesting of one-third of an award of restricted share units ("RSUs") granted on March 13, 2025. Each RSU converts into an Ordinary Share on a one-for-one basis.
2. Represents satisfaction of tax withholding obligations by net settlement of Ordinary Shares upon vesting of RSUs and performance-based RSUs ("PSUs").
3. Represents vesting of an award of RSUs granted on March 22, 2023 that vested in full on the third anniversary of the grant date. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the RSUs pursuant to the Burford Capital Deferred Compensation Plan (the "NQDC Plan"), resulting in the reporting person's receipt of 18,003 phantom RSUs ("Phantom RSUs").
4. Represents the conversion of 18,003 RSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be paid in cash or settled in an Ordinary Share in accordance with the terms of the NQDC Plan.
5. Represents vesting of an award of PSUs granted on March 22, 2023 that vested at 77% of target level upon certification of achievement of the financial performance metrics. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the PSUs pursuant to the NQDC Plan, resulting in the reporting person's receipt of 13,863 Phantom RSUs.
6. Represents the conversion of 13,863 PSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be paid in cash or settled in an Ordinary Share in accordance with the terms of the NQDC Plan.
Remarks:
/s/ Mark N. Klein, as attorney-in-fact03/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Perla David report at Burford Capital (BUR)?

Perla David reported RSU and PSU vesting into Ordinary Shares plus new Phantom RSU awards. These transactions reflect equity compensation and deferral elections, not open-market buying or selling, and include shares withheld to cover tax obligations tied to the vesting events.

How many Burford Capital shares vested for Perla David in this Form 4?

Equity awards covering 35,320 Ordinary Shares vested for Perla David. These came from RSUs and PSUs converting one-for-one into Ordinary Shares as part of long-term incentive grants, reflecting scheduled compensation rather than discretionary market purchases or sales.

What are Phantom RSUs in the Burford Capital (BUR) filing for Perla David?

Phantom RSUs are deferred units representing the economic equivalent of one Ordinary Share. Under Burford Capital’s NQDC Plan, they may be paid in cash or settled in Ordinary Shares later, allowing Perla David to defer receipt of vested shares for compensation and tax planning purposes.

How many Phantom RSUs did Perla David receive from Burford Capital?

Perla David received 18,003 Phantom RSUs from vested RSUs and 13,863 Phantom RSUs from vested PSUs. Each Phantom RSU corresponds to one Ordinary Share’s economic value, delivered later under the deferred compensation plan’s terms rather than immediately on the vesting date.

How many Burford Capital Ordinary Shares does Perla David hold after these transactions?

After these transactions, Perla David directly holds 81,119 Ordinary Shares. This figure reflects vested equity remaining after settling tax obligations by delivering 1,739 shares and deferring other vested awards into Phantom RSUs within the company’s nonqualified deferred compensation plan.

Were any Burford Capital (BUR) shares sold on the market by Perla David?

No open-market sale is reported. Instead, 1,739 Ordinary Shares were disposed of at $7.70 per share solely to satisfy tax withholding obligations on vesting RSUs and PSUs, a routine mechanism that does not represent a discretionary market sale decision.