STOCK TITAN

Babcock & Wilcox (NYSE: BW) CEO gets 125,000 RSU award, shares vest

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Babcock & Wilcox Enterprises CEO Kenneth M. Young reported equity compensation activity over August 5–7, 2026. He received a grant of 125,000 RSUs that vest in three annual installments beginning August 6, 2027. RSU vesting converted 91,667 RSUs into common stock on August 5 and 7 at $10.14 and $9.38 per share; portions of these shares (20,875 and 25,050) were withheld to satisfy tax withholding obligations. After the August 7 vesting, 100,000 RSUs from that award remain outstanding. Separately, 272,767 common shares are held indirectly through the Kenneth M. Young Revocable Trust U/A 5/8/15.

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Insider Young Kenneth M
Role Chief Executive Officer
Type Security Shares Price Value
Exercise Restricted Stock Unit F3, F6 50,000 $0.00 $0.00
Exercise Common Stock 50,000 $9.38 $469K
Tax Withholding Common Stock F1 25,050 $9.38 $235K
Grant/Award Restricted Stock Units F3, F5 125,000 $0.00 $0.00
Exercise Restricted Stock Units F3, F4 41,667 $0.00 $0.00
Exercise Common Stock 41,667 $10.14 $423K
Tax Withholding Common Stock F1 20,875 $10.14 $212K
holding Common Stock F2 -- -- --
Holdings After Transaction: Restricted Stock Units — 166,667 shares (Direct); Restricted Stock Unit — 100,000 shares (Direct); Common Stock — 1,702,254 shares (Direct); Common Stock — 272,767 shares (Indirect, See Note)
Footnotes (6)
  1. F1. Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units (RSUs).
  2. F2. Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.
  3. F3. Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.
  4. F4. RSUs vest in three installments beginning August 5, 2025.
  5. F5. RSUs vest in three annual installments beginning August 6, 2027.
  6. F6. RSUs vest in three annual installments beginning August 7, 2026.
RSUs granted 125,000 RSUs Restricted stock units granted on August 6, 2026 under the 2021 Long-Term Incentive Plan
RSUs vested and exercised 91,667 RSUs Total RSUs converted to common stock on August 5 and 7, 2026
Shares issued Aug 5, 2026 41,667 shares at $10.14 per share Common stock acquired upon RSU vesting on August 5, 2026
Shares issued Aug 7, 2026 50,000 shares at $9.38 per share Common stock acquired upon RSU vesting on August 7, 2026
Shares withheld for taxes 45,925 shares 20,875 and 25,050 shares withheld to pay tax withholding obligations on RSU vesting
Remaining RSUs from Aug 7 award 100,000 RSUs Total RSUs remaining outstanding after 50,000 vested on August 7, 2026
Indirect common shares 272,767 shares BW common stock held indirectly via the Kenneth M. Young Revocable Trust U/A 5/8/15
Restricted Stock Unit financial
"security_title is listed as "Restricted Stock Unit" for certain derivative awards."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Long-Term Incentive Plan financial
"Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan."
A long-term incentive plan is a company program that pays executives or employees with stock, options, or cash tied to multi-year performance goals, where the rewards become theirs only after meeting conditions over time. Think of it as a delayed bonus or retirement-style reward that aligns employees’ interests with shareholders by encouraging them to boost long-term value; investors watch these plans because they affect pay costs, share dilution and management incentives.
tax withholding obligations financial
"shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person."
Revocable Trust financial
"Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15."
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What new equity award did Babcock & Wilcox (BW) CEO Kenneth M. Young receive?

Kenneth M. Young received a grant of 125,000 restricted stock units (RSUs), each representing a contingent right to one BW common share, under the Amended and Restated 2021 Long-Term Incentive Plan. These RSUs vest in three annual installments beginning August 6, 2027.

How many Babcock & Wilcox (BW) RSUs vested for the CEO, and at what prices?

In total, 91,667 RSUs vested and were converted into BW common stock. On August 5, 2026, 41,667 shares were issued at $10.14 per share, and on August 7, 2026, 50,000 shares were issued at $9.38 per share.

Were any of the Babcock & Wilcox (BW) CEO’s shares sold on the open market?

The transactions show no open-market sales. Dispositions reported under code F reflect 20,875 and 25,050 BW shares withheld by the issuer solely to pay the CEO’s tax withholding obligations upon RSU vesting, rather than discretionary market sales.

How many RSUs remain outstanding for the Babcock & Wilcox (BW) CEO after these events?

Following the August 7, 2026 vesting, 100,000 RSUs from that RSU award remain outstanding, continuing to represent a contingent right to receive BW common stock, subject to the award’s remaining annual vesting schedule described in the company’s long-term incentive plan.

What indirect Babcock & Wilcox (BW) shareholdings does CEO Kenneth M. Young report?

Kenneth M. Young reports indirect ownership of 272,767 BW common shares as of August 5, 2026. These shares are held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15, as noted in the ownership footnote describing the nature of this indirect holding.

Were the Babcock & Wilcox (BW) CEO’s transactions made under a Rule 10b5-1 plan?

The Rule 10b5-1 checkbox is not marked, and none of the footnotes reference a Rule 10b5-1 trading plan. The reported RSU grants, vestings, and tax-withholding share dispositions therefore are not identified as occurring under any pre-arranged trading arrangement.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Young Kenneth M

(Last)(First)(Middle)
1200 EAST MARKET STREET

(Street)
AKRON OHIO 44305

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Babcock & Wilcox Enterprises, Inc. [ BW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/05/2026M41,667A$10.141,698,179D
Common Stock08/05/2026F(1)20,875D$10.141,677,304D
Common Stock08/07/2026M50,000A$9.381,727,304D
Common Stock08/07/2026F(1)25,050D$9.381,702,254D
Common Stock272,767ISee Note(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)08/05/2026M41,667 (4) (4)Common Stock41,667$041,667D
Restricted Stock Units(3)08/06/2026A125,000 (5) (5)Common Stock125,000$0125,000D
Restricted Stock Unit(3)08/07/2026M50,000 (6) (6)Common Stock50,000$0100,000D
Explanation of Responses:
1. Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units (RSUs).
2. Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.
3. Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.
4. RSUs vest in three installments beginning August 5, 2025.
5. RSUs vest in three annual installments beginning August 6, 2027.
6. RSUs vest in three annual installments beginning August 7, 2026.
/s/ Amy M. Saus, attorney-in-fact for Kenneth M. Young08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)