Form 144: Morgan Stanley lists proposed sale of restricted shares

Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice listing proposed sales of Common stock (Restricted Stock) for NASDAQ-listed securities.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice listing proposed sales of Common stock (Restricted Stock) for NASDAQ-listed securities. The filing lists specific restricted stock lots, including 1,913 shares dated 12/06/2023, 2,365 shares dated 12/07/2023, and 2,247 shares dated 02/02/2025.

The notice identifies these lots as Restricted Stock and shows the broker/agent information for handling the transactions. The filing is informational and does not itself report completed sales.

Key Figures

Form type: Form 144 Lot 1 - shares: 1,913 shares Lot 2 - shares: 2,365 shares +2 more

5 metrics

Form type Form 144 Notice of proposed sale of securities

Lot 1 - shares 1,913 shares Restricted Stock dated <date>12/06/2023</date>

Lot 2 - shares 2,365 shares Restricted Stock dated <date>12/07/2023</date>

Lot 3 - shares 2,247 shares Restricted Stock dated <date>02/02/2025</date>

Listing exchange NASDAQ Exchange for the listed securities

Key Terms

Restricted Stock, Form 144, Issuer

3 terms

Restricted Stock financial

"Common | 12/06/2023 | Restricted Stock | Issuer |"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer regulatory

"Restricted Stock | Issuer | | | 1913 | 12/06/2023"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 for BWB show?

The Form 144 lists proposed sales of Common stock (Restricted Stock). It includes specific lots of 1,913; 2,365; and 2,247 shares with dates 12/06/2023, 12/07/2023, and 02/02/2025, and identifies the broker as Morgan Stanley Smith Barney LLC.

Does the filing report completed sales for BWB?

No — the Form 144 is a notice of proposed sale, not a confirmation of sale. It lists the restricted stock lots and broker details but does not state that any of the listed shares have been sold.

Which broker/agent is named on the Form 144 for BWB?

Morgan Stanley Smith Barney LLC Executive Financial Services is listed as the broker/agent, with address shown as 1 New York Plaza, 8th Floor, New York, NY 10004 in the filing excerpt.

What types of securities are covered in this Form 144 for BWB?

The filing covers Common stock identified as Restricted Stock. Each lot in the excerpt is labeled Restricted Stock with associated dates and share counts.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/21/2026 - 05:13 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001732716
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	BRIDGEWATER BANCSHARES, INC.
SEC File Number	001-38412
Address of Issuer	4450 Excelsior Boulevard, Suite 100 St. Louis Park MINNESOTA 55416
Phone	(952) 893-6868
Name of Person for Whose Account the Securities are To Be Sold	MARY JAYNE CROCKER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6525	120713.81	27883367	05/21/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/06/2023	Restricted Stock	Issuer			1913	12/06/2023	Not Applicable
Common	12/07/2023	Restricted Stock	Issuer			2365	12/07/2023	Not Applicable
Common	02/02/2025	Restricted Stock	Issuer			2247	02/02/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/21/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Mary Jayne Crocker
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)