Insider sale notice: Morgan Stanley Smith Barney LLC (BWB) lists restricted shares

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 declaring proposed sales of restricted common stock tied to several grant dates. The filing lists proposed amounts of 694, 1,020, 1,482, and 966 shares associated with grant dates from 12/06/2022 through 02/03/2026.

Key Figures

Proposed lot 1: 694 shares Proposed lot 2: 1,020 shares Proposed lot 3: 1,482 shares +2 more

5 metrics

Proposed lot 1 694 shares restricted stock grant dated 12/06/2022

Proposed lot 2 1,020 shares restricted stock grant dated 12/06/2022

Proposed lot 3 1,482 shares restricted stock grant dated 12/07/2022

Proposed lot 4 966 shares restricted stock grant dated 02/03/2026

Form date 05/08/2026 filing date shown in excerpt

Key Terms

Restricted Stock, Form 144, Issuer

3 terms

Restricted Stock financial

"Common | 12/06/2022 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer regulatory

"Restricted Stock | Issuer | | | 694"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	4162	77210.42	27883367	05/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/06/2022	Restricted Stock	Issuer			694	12/06/2022	Not Applicable
Common	12/06/2022	Restricted Stock	Issuer			1020	12/06/2022	Not Applicable
Common	12/07/2022	Restricted Stock	Issuer			1482	12/07/2022	Not Applicable
Common	02/03/2026	Restricted Stock	Issuer			966	02/03/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the BWB Form 144 filing mean?

It notifies of planned sales of restricted common stock by an affiliate or insider. The filing lists proposed sale quantities and grant dates, which signals an intent to sell but does not confirm completed trades or proceeds.

How many shares are listed for sale in the BWB Form 144?

The filing lists proposed sales totaling specific award lots: 694, 1,020, 1,482, and 966 shares. These numbers correspond to restricted stock grants dated between 12/06/2022 and 02/03/2026.

Who is the filer on the BWB Form 144?

The filer is Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza. The filing identifies that entity as the broker/dealer facilitating the proposed restricted stock sales.

Does Form 144 confirm the sales were completed for BWB?

No, Form 144 reports proposed sales rather than executed transactions. It discloses intended sale quantities and grant dates; actual completion and proceeds are not stated in the excerpt.

Which grant dates are tied to the shares in the BWB filing?

The listed restricted stock grant dates are 12/06/2022, 12/07/2022, and 02/03/2026. Each date is paired with the specific proposed share amounts shown in the filing.