STOCK TITAN

Bridgewater Bancshares (BWB) director receives 1,146-share stock award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bridgewater Bancshares director Lisa Brezonik received a grant of 1,146 shares of Common Stock. The award was recorded at a price of $0.00 per share, indicating it was a compensation-related grant rather than an open-market purchase. Following this acquisition, Brezonik directly holds 36,219 shares of Bridgewater Bancshares common stock.

Positive

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Negative

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Insider Brezonik Lisa
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 1,146 $0.00 --
Holdings After Transaction: Common Stock — 36,219 shares (Direct)
Footnotes (1)
Shares granted 1,146 shares Common Stock grant to director Lisa Brezonik
Grant price per share $0.00 per share Stated transaction price for the stock award
Shares held after transaction 36,219 shares Brezonik’s direct Common Stock holdings post-grant
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brezonik Lisa

(Last)(First)(Middle)
C/O BRIDGEWATER BANCSHARES, INC.
4450 EXCELSIOR BLVD., SUITE 100

(Street)
ST. LOUIS PARK MINNESOTA 55416

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Bridgewater Bancshares Inc [ BWB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/31/2026A1,146A$036,219D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Ben Klocke, Attorney-in-Fact03/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Bridgewater Bancshares (BWB) report for Lisa Brezonik?

Bridgewater Bancshares reported that director Lisa Brezonik received a grant of 1,146 shares of Common Stock. The shares were acquired at a stated price of $0.00 per share, reflecting a compensation-related stock award rather than an open-market purchase.

How many Bridgewater Bancshares (BWB) shares does Lisa Brezonik hold after this Form 4 transaction?

After the reported grant, Lisa Brezonik directly holds 36,219 shares of Bridgewater Bancshares Common Stock. This total includes the newly awarded 1,146 shares and represents her direct ownership position disclosed in the Form 4 filing.

Was the Bridgewater Bancshares (BWB) Form 4 transaction a stock purchase or a grant?

The Form 4 transaction for Bridgewater Bancshares director Lisa Brezonik was a grant or award of 1,146 shares. It is labeled as a “Grant, award, or other acquisition” with a transaction code A, not an open-market buy or sell trade.

Did Lisa Brezonik pay a price per share for the Bridgewater Bancshares (BWB) stock award?

No cash price was paid per share for this award. The Form 4 lists a transaction price of $0.00 for the 1,146 Common Stock shares, indicating they were issued as a stock-based compensation grant rather than purchased in the market.

Does the Bridgewater Bancshares (BWB) Form 4 show any stock sales by Lisa Brezonik?

The Form 4 does not show any stock sales by Lisa Brezonik. It reports only a single acquisition transaction coded as a grant of 1,146 Common Stock shares, increasing her direct holdings to 36,219 shares after the transaction.