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Bridgewater Bancshares (BWB) director receives 959-share stock grant in Form 4 filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Brezonik Lisa reported acquisition or exercise transactions in this Form 4 filing.

Bridgewater Bancshares director Lisa Brezonik received a grant of 959 shares of Common Stock on June 30, 2026. The shares were awarded at a price of $0.00 per share, indicating a compensation-related stock award rather than an open-market purchase. Following this grant, Brezonik directly owns 37,178 shares of Bridgewater Bancshares Common Stock.

Positive

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Negative

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Insider Brezonik Lisa
Role null
Type Security Shares Price Value
Grant/Award Common Stock 959 $0.00 --
Holdings After Transaction: Common Stock — 37,178 shares (Direct, null)
Footnotes (1)
Shares granted 959 shares Non-derivative stock award on June 30, 2026
Award price $0.00 per share Grant, award, or other acquisition
Shares owned after grant 37,178 shares Direct ownership following the Form 4 transaction
Transaction code A Grant, award, or other acquisition of Common Stock
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition"
Common Stock financial
"security_title": "Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
non-derivative financial
"transaction_type": "non-derivative"
direct ownership financial
"ownership_type": "direct"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brezonik Lisa

(Last)(First)(Middle)
C/O BRIDGEWATER BANCSHARES, INC.
4450 EXCELSIOR BLVD., SUITE 100

(Street)
ST. LOUIS PARK MINNESOTA 55416

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Bridgewater Bancshares Inc [ BWB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/30/2026A959A$037,178D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Ben Klocke, Attorney-in-Fact07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Bridgewater Bancshares (BWB) report for Lisa Brezonik?

Bridgewater Bancshares reported that director Lisa Brezonik received a grant of 959 shares of Common Stock. The award was recorded on June 30, 2026 as a non-derivative acquisition, classified as a grant or award rather than a market purchase.

Was the Lisa Brezonik Bridgewater Bancshares (BWB) transaction a stock purchase or a grant?

The transaction was a grant or award, not an open-market purchase. It is coded as an A transaction, described as a grant, award, or other acquisition, with a reported price of $0.00 per share, consistent with compensation-related stock awards.

How many Bridgewater Bancshares (BWB) shares does Lisa Brezonik own after the latest Form 4?

After receiving the 959-share grant, director Lisa Brezonik directly owns 37,178 shares of Bridgewater Bancshares Common Stock. The filing classifies this holding as direct ownership, reflecting her position following the reported non-derivative equity award.

What does transaction code “A” mean in the Bridgewater Bancshares (BWB) Form 4 for Lisa Brezonik?

The code “A” indicates a grant, award, or other acquisition of securities. In this case, Lisa Brezonik acquired 959 shares of Common Stock as a non-derivative equity award, rather than buying shares on the open market at a cash price.

Is Lisa Brezonik’s Bridgewater Bancshares (BWB) share award a direct or indirect holding?

The Form 4 classifies Lisa Brezonik’s position as direct ownership, noted with an ownership code of D. The 959-share grant and resulting total of 37,178 shares are reported as directly held, with no separate indirect ownership entity disclosed.