Welcome to our dedicated page for Bridgewater Bancshares SEC filings (Ticker: BWB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bridgewater Bancshares, Inc. filings document the regulatory record of a Nasdaq-listed Minnesota financial holding company and its wholly owned banking subsidiary, Bridgewater Bank. Form 8-K reports cover operating results, earnings presentations, Regulation FD investor materials, cash dividend announcements and material agreements such as the company's at-the-market common stock equity distribution arrangement.
Proxy and shareholder-meeting filings address board elections, voting results, executive compensation, equity awards and other governance matters. The filing record also reflects capital-structure disclosures for common stock and depositary-share securities, formal financial-condition disclosures and capital management matters tied to the Bridgewater Bank operating model.
Johnson James S. reported acquisition or exercise transactions in this Form 4 filing.
Bridgewater Bancshares director James S. Johnson reported a stock award and updated holdings. He received a grant of 959 shares of common stock at no cost, bringing his direct ownership to 97,453 shares. He also reports indirect holdings of 10,417 shares through a spouse IRA and 76,750 and 59,250 shares held in family trusts where he serves as co-trustee with shared voting and investment power.
Volk David J. reported acquisition or exercise transactions in this Form 4 filing.
Bridgewater Bancshares Inc director David J. Volk reported a stock grant and updated holdings. He received 959 shares of Common Stock as a grant or award at a stated price of $0.00 per share, bringing his direct holdings to 33,243 shares. The filing also shows 298 shares of Common Stock held indirectly through Volk Advisory Corp.
Bridgewater Bancshares Inc director Douglas J. Parish reported an acquisition of common stock through a grant or award. He received 479 shares of common stock at no cash cost, increasing his directly held position to 5,894 shares.
In addition to his direct holdings, 8,107 shares of common stock are held indirectly in the Douglas J Parish Revocable Trust, where he serves as co-trustee with shared voting and investment power. The filing does not show any open-market buying or selling, only this compensation-related award and updated holdings.
Brezonik Lisa reported acquisition or exercise transactions in this Form 4 filing.
Bridgewater Bancshares director Lisa Brezonik received a grant of 959 shares of Common Stock on June 30, 2026. The shares were awarded at a price of $0.00 per share, indicating a compensation-related stock award rather than an open-market purchase. Following this grant, Brezonik directly owns 37,178 shares of Bridgewater Bancshares Common Stock.
Lawal Mohammed reported acquisition or exercise transactions in this Form 4 filing.
Bridgewater Bancshares Inc director Mohammed Lawal received a grant of 959 shares of common stock on June 30, 2026. The shares were awarded at a stated price of $0.00 per share, indicating a compensation-related equity award rather than a market purchase. After this grant, Lawal directly owns 36,498 shares of Bridgewater Bancshares common stock, so the award modestly increases his equity stake in the company.
Bridgewater Bancshares Inc chief operating officer Lisa M. Salazar exercised stock options and increased her common share holdings. She exercised options to acquire 1,931 shares of common stock at $12.94 per share, bringing her direct ownership to 38,008 common shares. After this transaction she still holds unexercised options covering 25,000 shares at an exercise price of $17.50 expiring on February 1, 2032, and options covering 17,000 shares at $12.92 expiring on December 6, 2029, all granted under the company’s equity incentive plans.
Bridgewater Bancshares Inc Chief Banking Officer Nicholas L. Place reported option exercises and a share sale. He exercised options to acquire 12,500 shares of Common Stock at an exercise price of $7.47 per share and sold 4,688 shares of Common Stock in an open-market transaction at $19.275 per share.
After these transactions, he directly owns 152,122 Common shares and indirectly holds 7,500 shares through a spouse IRA. He also retains stock options to buy 50,000 shares at an exercise price of $17.50 per share expiring on February 1, 2032, and options to buy 21,000 shares at $12.92 per share expiring on December 6, 2029.
Bridgewater Bancshares Inc President and CFO Joseph M. Chybowski reported an exercise-and-sell transaction in company stock. He exercised options to acquire 7,000 shares of Common Stock at $7.47 per share, then sold 7,000 shares in open-market transactions at a weighted average price of $18.9594 per share.
Following these transactions, he directly holds 118,501 shares of Common Stock. He also retains unexercised options over 30,000, 20,000, and 23,000 underlying shares at exercise prices of $17.50 and $12.92, expiring between 2029 and 2032. An additional 1,000 shares are held indirectly through a spouse IRA.
Morgan Stanley Smith Barney LLC filed a Form 144 reporting proposed sales of Common Stock of BWB. The notice lists restricted stock lots dated 12/06/2022 (1,388 and 1,408 shares) and 12/07/2022 (1,892 shares). The filing record shows the broker as Morgan Stanley Smith Barney LLC in New York.
BWB filings disclose securities associated with restricted stock unit awards and planned sales under a Form 144 submission. The record lists 7,000 common shares tied to D.A. Davidson & Co and multiple RSU vesting entries: 2,050, 1,658, and 3,292 shares with vesting dates shown. A date of 06/05/2026 and the listing NASDAQ appear on the record.
The submission is administrative: it lists securities to be sold and vesting events rather than reporting proceeds or broader company financial metrics.