Bridgewater Banc SEC Filings

Katie Lynn Morrell, Chief Credit Officer and director at Bridgewater Bancshares Inc, reported direct ownership of 10,441 shares of the issuer's common stock and two stock option grants. The first option covers 10,000 shares with an exercise price of $10.65; the second covers 25,000 shares with an exercise price of $13.78. Both options vest in 25% increments over four anniversaries of their respective grant dates. All holdings and derivative securities are reported as direct beneficial ownership.

Mary Jayne Crocker, who is listed as EVP & Chief Strategy Officer and a director of Bridgewater Bancshares, filed a Form 4 disclosing an insider purchase on 09/04/2025. The form reports the acquisition of 100 depositary shares at $19.478 per share. Each depositary share represents a 1/100th interest in a share of the issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A. After the transaction the reporting person is shown as beneficially owning 5,495 depositary shares indirectly through a spouse IRA. The filing was signed by an attorney-in-fact on 09/05/2025.

Mary Jayne Crocker, identified as EVP & Chief Strategy Officer and a director of Bridgewater Bancshares, Inc., reported two open-market sales of the issuer's common stock on Form 4. On 08/25/2025 she sold 1,332 shares at a weighted-average price of $16.2277, leaving her with 201,653 shares beneficially owned. On 08/26/2025 she sold 9,314 shares at $16.05, leaving 192,339 shares beneficially owned. The Form 4 was signed by an attorney-in-fact on 08/27/2025. The filing notes the 08/25/2025 price is a weighted average from multiple transactions with prices ranging from $16.20 to $16.305. No derivatives, acquisitions, or other transaction types are reported.

Form 144 notice for proposed sale of registered shares. The filer proposes to sell 9,314 shares of common stock through Morgan Stanley Smith Barney LLC on 08/26/2025, with an aggregate market value of $149,489.70 and 27,482,534 shares outstanding reported. The filer’s acquisition history shows the securities were received as restricted stock on multiple dates (12/06/2020; 12/06/2023; 02/02/2024; 12/06/2024; 12/07/2024) totaling the quantities listed per grant. The form also reports a sale by Mary Jayne Crocker of 1,332 shares on 08/25/2025 for $21,615.25. The notice includes the signer’s representation that they are not aware of any undisclosed material adverse information about the issuer.

Bridgewater Bancshares, Inc. (BWBBP) submitted a Form 144 notice reporting a proposed sale of 1,332 common shares through Morgan Stanley Smith Barney LLC on the NASDAQ with an aggregate market value of $21,615.25. The filer reports total outstanding shares of 27,482,534. The shares were originally acquired as restricted stock on December 6, 2020 (700 shares) and December 6, 2023 (632 shares). No securities were reported sold in the past three months. The filer affirms they are unaware of undisclosed material adverse information and includes the standard Rule 144 representations regarding trading plans and criminal penalties for misstatement.

Trutna Thomas P., a director of Bridgewater Bancshares, Inc., reported a sale of company common stock on 08/22/2025. The Form 4 shows 6,152 shares were disposed of at a reported price of $16.40 per share, leaving the reporting person with 94,496 shares after the transaction. The filing was signed by an attorney-in-fact, Ben Klocke, on 08/22/2025. The Form indicates it was filed by one reporting person and identifies the reporting person as a director of the issuer.

Bridgewater Bancshares insider transaction: Jeffrey D. Shellberg, a director and the EVP and Chief Credit Officer, reported a sale of 6,040 shares of Bridgewater Bancshares common stock on 08/22/2025 at a weighted average price of $16.0923 per share. The Form 4 shows Mr. Shellberg beneficially owns 317,390 shares indirectly as trustee of the Jeffrey D. Shellberg Trust, plus additional trust holdings listed as 87,000 and 65,000 shares in two Susan K. Shellberg trusts. The filing was signed by attorney-in-fact Ben Klocke on 08/22/2025.

Bridgewater Bancshares, Inc. (BWBBP) filed a Form 144 notifying the proposed sale of 6,152 shares of common stock. The shares were acquired by exercise on 12/27/2023 and paid in cash. The filing lists Morgan Stanley Smith Barney LLC as the broker and states an approximate sale date of 08/22/2025. The aggregate market value of the shares at filing is $100,892.80 and the issuer's shares outstanding are reported as 27,482,534. The filer certifies no undisclosed material adverse information and reports no sales of the issuer's securities in the past three months.