BrandywineGLOBAL adds Mossman as BWG insider

A Senior Vice President and investment manager associated with BWG has filed an initial Form 3 that reports no current holdings or insider transactions.

Rhea-AI Filing Summary

BrandywineGLOBAL-Global Income Opportunities Fund Inc (BWG) filed an initial insider ownership report for Brett Michael Mossman, identified as a Senior Vice President/Investment Manager. The Form 3 does not list any current share holdings or report any insider transactions in BWG securities.

Key Terms

Form 3, initial statement of beneficial ownership, insider transactions

3 terms

Form 3 regulatory

"filed an initial insider ownership report for Brett Michael Mossman"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

initial statement of beneficial ownership regulatory

"serves as an initial statement of beneficial ownership for Brett Michael Mossman"

An initial statement of beneficial ownership is the first regulatory filing an insider or large investor submits to disclose the amount of a company's stock they control or benefit from. It matters to investors because it reveals who has significant influence over a company—like showing who’s holding the cards—and helps track potential conflicts of interest, insider motives, and future buying or selling that can move the stock price.

insider transactions financial

"there are no insider transactions in BWG securities"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Who is the reporting person in BWG's latest Form 3 filing?

The reporting person is Brett Michael Mossman, identified as a Senior Vice President/Investment Manager associated with BrandywineGLOBAL-Global Income Opportunities Fund Inc (BWG).

Does this Form 3 show any BWG share ownership for Brett Michael Mossman?

No. The Form 3 for BWG shows no reported holdings of the company’s securities for Brett Michael Mossman; there are no non-derivative or derivative positions listed.

Are there any buy or sell transactions reported in this BWG Form 3?

No. The filing reports no insider transactions in BWG securities: buy, sell, exercise, gifts, or restructurings are all shown as zero in the transaction summary.

What is the purpose of this Form 3 for BWG?

This Form 3 serves as an initial statement of beneficial ownership for Brett Michael Mossman in relation to BWG, confirming his reporting status but showing no current BWG securities held.

Is there any Rule 10b5-1 trading plan disclosed in this BWG Form 3?

No Rule 10b5-1 trading plan is disclosed. The form’s plan-status indicator is not marked, and there are no footnotes describing any trading plan for BWG securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/11/2026 - 01:19 PM EDT Accepted by SEC EDGAR 09/11/2026 - 01:18 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Mossman Brett Michael

(Last) (First) (Middle)

FRANKLIN TEMPLETON

ONE MADISON AVENUE, 17TH FLOOR

(Street)

NEW YORK NEW YORK 10010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2026

3. Issuer Name and Ticker or Trading Symbol
BrandywineGLOBAL-Global Income Opportunities Fund Inc [ BWG ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Senior Vice President/Inv. Mgr

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/Marc A. De Oliveira by Power of Attorney for Brett M. Mossman	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)