Welcome to our dedicated page for The Baldwin Group SEC filings (Ticker: BWIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Baldwin Insurance Group, Inc. (The Baldwin Group) files a range of documents with the U.S. Securities and Exchange Commission (SEC) in connection with its listing on the Nasdaq Global Select Market under the ticker symbol BWIN. These filings provide detailed information about the company’s financial performance, capital structure, material agreements, and corporate developments as an independent insurance distribution firm and insurance brokerage and advisory business.
Among the most important filings for Baldwin are its annual reports on Form 10-K and quarterly reports on Form 10-Q, which present audited or reviewed financial statements, management’s discussion and analysis, and disclosures about its insurance distribution operations, including the Insurance Advisory Solutions segment and related platforms. These reports help users understand revenue composition, expenses, debt arrangements, and acquisition activity across the firm’s insurance brokerage and advisory businesses.
The company also submits current reports on Form 8-K to disclose material events. Examples include earnings releases furnished under Item 2.02, such as the November 4, 2025 Form 8-K announcing results for the quarter ended September 30, 2025, and filings describing amendments to its Amended and Restated Credit Agreement and incremental term loan facilities. These 8-Ks outline key financing steps, including repricing of term loans, incremental term B loans, and changes to revolving credit margins.
On this SEC filings page, users can review Baldwin’s historical and recent filings, including 10-Ks, 10-Qs, 8-Ks, and proxy-related documents when available. Stock Titan’s platform adds AI-powered summaries that explain complex sections of lengthy filings, highlight significant changes in debt, acquisitions, or segment performance, and surface notable risk factor or disclosure updates. The page also provides streamlined access to insider transaction reports on Form 4, when filed, giving additional transparency into equity transactions by directors and officers.
By combining real-time EDGAR updates with AI-generated insights, this page helps investors, analysts, and researchers quickly interpret The Baldwin Group’s regulatory disclosures and understand how its insurance distribution, brokerage, and advisory activities are reflected in official SEC documents.
Lichon Corbyn N. reported acquisition or exercise transactions in this Form 4 filing.
Baldwin Insurance Group, Inc. reported that Chief Accounting Officer Corbyn N. Lichon received a grant of 2,033 shares of Class A common stock as a stock award. The shares were granted at $0.00 per share, reflecting compensation rather than an open-market purchase.
Following this award, Ms. Lichon directly holds 57,291 shares of Class A common stock. The granted shares are restricted and will vest in five equal installments on January 1 of 2027, 2028, 2029, 2030 and 2031, subject to her continued employment through each vesting date.
Baldwin Insurance Group, Inc. Chief Financial Officer Hale Bradford reported a routine tax-related share disposition. On the vesting of previously reported restricted Class A common stock, 9,837 shares were withheld by the issuer at $21.53 per share to satisfy income tax withholding obligations.
After this withholding, Bradford directly holds 174,501 shares of Class A common stock. An additional 10,000 shares are held indirectly through the Amy W. Hale Revocable Trust, for which his spouse serves as sole trustee.
Baldwin Insurance Group, Inc. director Paul Eugene Sparks reported compensation-related stock activity in the company’s Class A common stock. He received a grant of 2,275 shares of Class A common stock at a price of $0.00 per share, reflecting an award rather than a market purchase. Of these, 784 shares were withheld by the issuer at $21.53 per share to satisfy income tax withholding obligations, leaving 1,491 shares held directly after the transactions.
In addition to his direct holdings, Sparks reports indirect ownership of Class A common stock through several vehicles. These include 996,706 shares held by Sparks 5280VC, LLC, 96,787 shares held by the Paul Sparks Inheritor's Trust for which he acts as trustee, and 18,042 shares held by his individual retirement account, for which he remains the beneficial owner.
Williams Myron K reported acquisition or exercise transactions in this Form 4 filing.
Baldwin Insurance Group, Inc. director Williams Myron K received a stock grant of 1,221 shares of Class A Common Stock, recorded at a price of $0.00 per share. Following this award, he directly holds a total of 13,238 Class A Common shares.
SULLIVAN CHRIS THOMAS reported acquisition or exercise transactions in this Form 4 filing.
Baldwin Insurance Group director Chris Thomas Sullivan received a stock award of 1,221 shares of Class A Common Stock on April 1, 2026. The grant was priced at $0.00 per share as compensation, not an open-market purchase. After the award, he directly owns 84,475 shares.
Shook Ellyn reported acquisition or exercise transactions in this Form 4 filing.
Baldwin Insurance Group, Inc. director Ellyn Shook received a grant of 1,221 shares of Class A Common Stock on April 1, 2026, at no cost. Following this award, she directly owns 13,238 shares of the company’s Class A Common Stock.
Baldwin Insurance Group, Inc. director Sunita Parasuraman reported a stock grant under the company’s equity compensation program. On 2026-04-01, she received 1,221 shares of Class A Common Stock at a stated price of $0.0000 per share, reflecting a non-cash award.
Following this grant, her direct holdings increased to 13,238 shares of Class A Common Stock. The transaction is classified as a grant, award, or other acquisition rather than an open-market purchase or sale, indicating routine director compensation in equity form.
Matas Barbara Ruth reported acquisition or exercise transactions in this Form 4 filing.
Baldwin Insurance Group, Inc. director Barbara Ruth Matas received a grant of 1,221 shares of Class A Common Stock on April 1, 2026. The shares were awarded at a reported price of $0.00 per share, indicating a compensation-related grant rather than an open-market purchase. Following this award, she holds a total of 18,393 shares directly.
Muthukrishnan Sathish reported acquisition or exercise transactions in this Form 4 filing.
Baldwin Insurance Group, Inc. director Muthukrishnan Sathish received a grant of 1,221 shares of Class A Common Stock on April 1, 2026. The shares were awarded at a stated price of $0.00 per share, indicating equity compensation rather than an open-market purchase. Following this award, Sathish directly holds 9,047 shares of the company’s Class A Common Stock.
KADOW JOSEPH JOHN reported acquisition or exercise transactions in this Form 4 filing.
Baldwin Insurance Group director Joseph John Kadow received a grant of 1,221 shares of Class A Common Stock. The shares were awarded on April 1, 2026 at a stated price of $0.00 per share, reflecting a stock-based award rather than an open-market purchase.
After this grant, Kadow holds 18,393 Class A shares directly. The filing also notes 5,000 additional Class A shares held indirectly through the Joseph J. Kadow Revocable Trust of 2008, giving a fuller view of his combined direct and trust holdings.