Caris Life Sciences (CAI) director reports 13,192-share RSU grant and over 1.4M holdings
Rhea-AI Filing Summary
HALBERT JON reported acquisition or exercise transactions in this Form 4 filing.
Caris Life Sciences, Inc. director Jon Halbert reported a grant of 13,192 restricted stock units of common stock on 2026-08-14 at $0.00 per share, vesting under an applicable grant agreement. Following this award, he holds 131,813 shares directly and indirect holdings of 652,062 shares through a family trust and 706,531 shares through LAH Investments, Ltd., where beneficial ownership is disclaimed except for his pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 13,192 shares
Net Buy
3 txns
Insider
HALBERT JON
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock F1 | 13,192 | $0.00 | $0.00 |
| holding | Common Stock F2 | -- | -- | -- |
| holding | Common Stock F2, F3 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 131,813 shares (Direct);
Common Stock — 652,062 shares (Indirect, By Family Trust);
Common Stock — 706,531 shares (Indirect, By LAH Investments, Ltd.)
Footnotes (3)
- F1. Represents an award of restricted stock units which vest in accordance with the applicable grant agreement.
- F2. Includes shares received in pro rata distributions exempt pursuant to Rule 16a-9.
- F3. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Key Figures
RSUs granted: 13,192 shares
Grant price per share: $0.00
Direct holdings after grant: 131,813 shares
+2 more
5 metrics
RSUs granted
13,192 shares
Restricted stock unit award of common stock on 2026-08-14
Grant price per share
$0.00
Price per share for the restricted stock unit grant
Direct holdings after grant
131,813 shares
Total direct common stock owned after the award
Family trust holdings
652,062 shares
Indirect ownership by family trust, including pro rata distributions
LAH Investments holdings
706,531 shares
Indirect ownership by LAH Investments, Ltd., with beneficial ownership disclaimed except for pecuniary interest
Key Terms
restricted stock units, pro rata distributions, Rule 16a-9, pecuniary interest, +1 more
5 terms
restricted stock units financial
"Represents an award of restricted stock units which vest in accordance"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
pro rata distributions financial
"Includes shares received in pro rata distributions exempt pursuant"
Rule 16a-9 regulatory
"shares received in pro rata distributions exempt pursuant to Rule 16a-9"
pecuniary interest financial
"disclaims beneficial ownership except to the extent of his pecuniary interest"
beneficial ownership financial
"The Reporting Person disclaims beneficial ownership except to the extent"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
FAQ
What insider transaction did CAI director Jon Halbert report on this Form 4?
Jon Halbert reported a grant of 13,192 restricted stock units of Caris Life Sciences, Inc. common stock on 2026-08-14, received at $0.00 per share as equity compensation vesting under an applicable grant agreement.
What indirect holdings in CAI stock are associated with Jon Halbert?
Indirectly, interests associated with Jon Halbert include 652,062 shares held by a family trust and 706,531 shares held by LAH Investments, Ltd., including shares received in pro rata distributions exempt under Rule 16a-9.
Were the CAI restricted stock units granted as a purchase by Jon Halbert?
The 13,192 restricted stock units were reported with code A as a grant or award, not a market purchase. They were received at $0.00 per share as part of an equity compensation arrangement.
AI-generated analysis. How Rhea-AI works. Not financial advice.
