Caris Life Sciences holder reports 4% equity stake

Caris Life Sciences, Inc. received an updated passive ownership report from investment entities affiliated with J.H.

Rhea-AI Filing Summary

Caris Life Sciences, Inc. received an updated passive ownership report from investment entities affiliated with J.H. Whitney. J.H. Whitney VI, L.P., together with J.H. Whitney Equity Partners VI, LLC, and managing members Paul R. Vigano and Robert M. Williams, Jr., report beneficial ownership of 11,256,615 shares of Caris common stock.

This position represents 4.0% of the outstanding common stock, with shared voting and dispositive power over all reported shares and no sole voting or dispositive power. The filing states that no other person has the right to receive, or direct the receipt of, dividends or sale proceeds from these securities. The amendment confirms that the reporting group now holds 5 percent or less of the class.

Key Figures

Shares beneficially owned: 11,256,615 shares Percent of class: 4.0% Shared voting power: 11,256,615 shares +3 more

6 metrics

Shares beneficially owned 11,256,615 shares Common stock beneficially owned by the J.H. Whitney reporting group

Percent of class 4.0% Percentage of Caris Life Sciences common stock beneficially owned

Shared voting power 11,256,615 shares Shares over which the reporting persons share voting power

Shared dispositive power 11,256,615 shares Shares over which the reporting persons share dispositive power

Sole voting power 0 shares Shares with sole voting power reported by the group

Sole dispositive power 0 shares Shares with sole dispositive power reported by the group

Key Terms

beneficially owned, shared voting power, shared dispositive power, percent of class

4 terms

beneficially owned financial

"Item 4. | Ownership (a) | Amount beneficially owned: 11,256,615"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

shared voting power financial

"Shared Voting Power 11,256,615.00"

Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.

shared dispositive power financial

"Shared Dispositive Power 11,256,615.00"

percent of class financial

"Percent of class: 4.0%"

Percent of class is the portion of a specific category of securities—such as a company’s common shares, preferred shares, or a bond series—that takes part in or approves a corporate action (vote, consent, tender, etc.). Investors watch this number because it reveals how much support or opposition exists within that particular shareholder group; like counting how many members of a club back a proposal, it can determine whether a plan passes or how influence is distributed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What ownership stake in Caris Life Sciences (CAI) does J.H. Whitney report?

The reporting group holds 11,256,615 shares of Caris Life Sciences common stock, representing 4.0% of the outstanding class, with shared voting and dispositive power over all of these shares.

Who are the reporting persons in this Caris Life Sciences (CAI) Schedule 13G/A?

The filing is made on behalf of J.H. Whitney VI, L.P., its general partner J.H. Whitney Equity Partners VI, LLC, and managing members Paul R. Vigano and Robert M. Williams, Jr. as the reporting persons.

What percentage of Caris Life Sciences (CAI) does the J.H. Whitney group own?

The reporting group discloses beneficial ownership of 4.0% of Caris Life Sciences common stock, corresponding to 11,256,615 shares with shared voting and shared dispositive power.

Does any other party share in dividends or sale proceeds from the J.H. Whitney Caris (CAI) stake?

The filing states that no other person has the right to receive, or direct the receipt of, dividends from, or proceeds from the sale of, the securities owned by J.H. Whitney VI, L.P..

What does the '5 percent or less' disclosure mean for Caris Life Sciences (CAI)?

The ownership section affirms that the reporting group now holds 5 percent or less of Caris Life Sciences’ common stock, while still reporting 11,256,615 shares, or 4.0% of the class.

What voting and dispositive powers are reported over Caris Life Sciences (CAI) shares?

The reporting persons have 0 shares with sole voting or dispositive power and 11,256,615 shares with shared voting and shared dispositive power over Caris Life Sciences common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/12/2026 - 12:38 PM EDT Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)

Caris Life Sciences, Inc.

(Name of Issuer)

Common Stock, par value $0.001 per share

(Title of Class of Securities)

142152107

(CUSIP Number)

06/30/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 142152107

1

Names of Reporting Persons

J H Whitney VI L P

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 11,256,615.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 11,256,615.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

11,256,615.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.0 %

12

Type of Reporting Person (See Instructions)

PN

SCHEDULE 13G

CUSIP Number(s): 142152107

1

Names of Reporting Persons

J. H. Whitney Equity Partners VI, LLC

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 11,256,615.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 11,256,615.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

11,256,615.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.0 %

12

Type of Reporting Person (See Instructions)

OO, HC

SCHEDULE 13G

CUSIP Number(s): 142152107

1

Names of Reporting Persons

VIGANO PAUL R

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 11,256,615.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 11,256,615.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

11,256,615.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.0 %

12

Type of Reporting Person (See Instructions)

IN, HC

SCHEDULE 13G

CUSIP Number(s): 142152107

1

Names of Reporting Persons

WILLIAMS ROBERT M JR

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 11,256,615.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 11,256,615.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

11,256,615.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.0 %

12

Type of Reporting Person (See Instructions)

IN, HC

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Caris Life Sciences, Inc.
(b)	Address of issuer's principal executive offices: 750 W. John Carpenter Freeway, Suite 800, Irving, Texas, 75039
Item 2.
(a)	Name of person filing: This Statement is filed on behalf of J.H. Whitney VI, L.P., as the direct holder of the shares reported herein, J.H. Whitney Equity Partners VI, LLC, as the sole general partner of J.H. Whitney VI, L.P., and Paul R. Vigano and Robert M. Williams, Jr., as the managing members of J.H. Whitney Equity Partners VI, LLC (collectively, the "Reporting Persons").
(b)	Address or principal business office or, if none, residence: The address of each Reporting Person is 212 Elm Street, Suite 1, New Canaan, CT 06840.
(c)	Citizenship: J.H. Whitney VI, L.P. is a Delaware limited partnership. J.H. Whitney Equity Partners VI, LLC is a Delaware limited liability company. Paul R. Vigano and Robert M. Williams Jr. are citizens of the United States.
(d)	Title of class of securities: Common Stock, par value $0.001 per share
(e)	CUSIP No.: 142152107
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 11,256,615
(b)	Percent of class: 4.0%
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 11,256,615
	(iii) Sole power to dispose or to direct the disposition of: 0
	(iv) Shared power to dispose or to direct the disposition of: 11,256,615
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. No other person has the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, the securities owned by J.H. Whitney VI, L.P.
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.	Certifications:
	Not Applicable

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

J H Whitney VI L P

Signature:	/s/ Paul R. Vigano
Name/Title:	Paul R. Vigano, Managing Member of J.H. Whitney Equity Partners VI, LLC, its General Partner
Date:	08/12/2026

J. H. Whitney Equity Partners VI, LLC

Signature:	/s/ Paul R. Vigano
Name/Title:	Paul R. Vigano, Managing Member
Date:	08/12/2026

VIGANO PAUL R

Signature:	/s/ Paul R. Vigano
Name/Title:	Paul R. Vigano
Date:	08/12/2026

WILLIAMS ROBERT M JR

Signature:	/s/ Robert M. Williams, Jr.
Name/Title:	Robert M. Williams, Jr.
Date:	08/12/2026