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Collective Acquisition Corp. II (CAIIU) CEO Daniel Hoffman files initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Collective Acquisition Corp. II filed an initial ownership report on Form 3 for its Chief Executive Officer, Daniel Jay Hoffman. The filing does not report any transactions or derivative positions, serving as a baseline disclosure of his status as an officer and director of the company.

Positive

  • None.

Negative

  • None.
Buy transactions 0 Form 3 transaction summary
Sell transactions 0 Form 3 transaction summary
Derivative transactions 0 Form 3 derivative transaction count
Form 3 regulatory
"INSIDER FILING DATA (Form 3):"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Chief Executive Officer financial
""officer_title": "Chief Executive Officer""
A chief executive officer (CEO) is the top leader of a company, responsible for making major decisions, setting goals, and guiding the organization’s overall direction. Think of the CEO as the captain of a ship, steering it toward success. Investors pay close attention to the CEO because their leadership and strategy can significantly influence the company's performance and future growth.
derivativeSummary financial
""derivativeSummary": [],"
netBuySellDirection financial
""netBuySellDirection": "neutral""
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Hoffman Daniel Jay

(Last)(First)(Middle)
C/O COLLECTIVE ACQUISITION CORP. II
1000 BRICKELL AVENUE STE 715 PMB 5110

(Street)
MIAMI FLORIDA 33131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
04/28/2026
3. Issuer Name and Ticker or Trading Symbol
Collective Acquisition Corp. II [ CAII ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Daniel Hoffman04/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Form 3 filing for Collective Acquisition Corp. II (CAIIU) show?

The Form 3 filing for Collective Acquisition Corp. II identifies Daniel Jay Hoffman as a director and Chief Executive Officer. It reports no transactions or derivative positions, establishing an initial baseline of insider ownership reporting for regulatory purposes.

Who is the reporting person on Collective Acquisition Corp. II (CAIIU) Form 3?

The reporting person is Daniel Jay Hoffman, who serves as both a director and Chief Executive Officer of Collective Acquisition Corp. II. The filing formally records his insider status with the SEC without listing any stock transactions.

Does the CAIIU Form 3 filing report any insider share purchases or sales?

No, the Form 3 filing for CAIIU shows no reported purchases, sales, or other transactions. All transaction-related counts, including buy, sell, exercise, gifts, and tax withholding, are listed as zero in the transaction summary.

Are there any derivative securities reported for CAIIU’s CEO on this Form 3?

No derivative securities are reported for the CEO in this Form 3. The derivativeSummary is empty and the derivative transaction count is zero, indicating no options, warrants, or similar instruments are disclosed in this initial ownership report.

What does the transaction summary indicate in the CAIIU Form 3?

The transaction summary shows zero buy, sell, exercise, gift, tax withholding, and restructuring events, with a net buy/sell direction marked as neutral. This confirms there were no insider trading activities reported in this initial ownership filing.