STOCK TITAN

Caleres (NYSE: CAL) director granted 1,889 shares as board compensation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

KLEIN WARD M reported acquisition or exercise transactions in this Form 4 filing.

CALERES INC director Ward M. Klein received a stock grant of 1,889 shares of Common Stock as board compensation. The shares were valued at $13.23 per share for this award and were granted in lieu of a quarterly cash payment for his services on the Board of Directors. Following this grant, he directly owns 105,248 shares of Caleres common stock.

Positive

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Negative

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Insider KLEIN WARD M
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,889 $13.23 $25K
Holdings After Transaction: Common Stock — 105,248 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 1,889 shares Stock grant to director Ward M. Klein
Grant price $13.23 per share Recorded value of Common Stock grant
Total holdings after grant 105,248 shares Direct ownership after reported transaction
Common Stock financial
"Represents shares of stock granted in lieu of quarterly cash payment"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
grant/award acquisition financial
"Transaction coded as A, described as grant, award, or other acquisition"
Board of Directors financial
"Services rendered as a member of the Company's Board of Directors"
The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KLEIN WARD M

(Last)(First)(Middle)
ENERGIZER HOLDINGS INC
533 MARYVILLE UNIVERSITY DR

(Street)
ST LOUIS MISSOURI 63141

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CALERES INC [ CAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/02/2026A1,889(1)A$13.23105,248D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of stock granted in lieu of quarterly cash payment for services rendered as a member of the Company's Board of Directors.
Thomas C. Burke, Attny in Fact for Mr. Klein05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did CAL director Ward M. Klein report on this Form 4?

Ward M. Klein reported receiving 1,889 shares of CALERES INC Common Stock. The filing describes this as a stock grant, treated as compensation rather than a market purchase, and recorded as an acquisition of non-derivative shares under transaction code A.

Was Ward M. Klein’s CAL stock transaction a market buy or a compensation grant?

The Form 4 shows a compensation grant, not a market purchase. Klein received 1,889 shares as a stock grant in lieu of his quarterly cash payment for Board service, reflecting routine equity-based director compensation at CALERES INC.

At what price was the CALERES INC stock grant to Ward M. Klein recorded?

The grant to Ward M. Klein was recorded at $13.23 per share. This price is used for reporting the value of the 1,889-share stock award he received as compensation for serving on the CALERES INC Board of Directors.

How many CAL shares does Ward M. Klein hold after this reported grant?

After the reported grant, Ward M. Klein directly holds 105,248 shares of CALERES INC Common Stock. This total includes the newly granted 1,889 shares received as part of his quarterly equity compensation for board service under the company’s arrangements.

What does the footnote in Ward M. Klein’s CAL Form 4 filing explain?

The footnote explains that the 1,889 shares were granted instead of a quarterly cash payment. It clarifies the transaction represents stock awarded for services as a Board member, highlighting the compensation nature rather than an open-market trade in CAL shares.