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Calix (NYSE: CALX) director receives 4,967 RSUs and records 252,056-share gifts

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Calix, Inc. director Kevin Robert Peters reported a grant of 4,967 restricted stock units (RSUs) of common stock on May 14, 2026. The RSUs were awarded under the non-employee director equity compensation policy and will vest in full one day before the company’s next annual stockholder meeting.

After this grant, Peters beneficially owns 9,656 shares of Calix common stock, including 4,967 unvested RSUs. The filing also reflects earlier bona fide gifts totaling 252,056 shares on February 1, 2022, including shares held by an irrevocable trust for which he disclaims beneficial ownership.

Positive

  • None.

Negative

  • None.
Insider Peters Kevin Robert
Role null
Type Security Shares Price Value
Grant/Award Common Stock 4,967 $0.00 --
Gift Common Stock 126,028 $0.00 --
Gift Common Stock 126,028 $0.00 --
Holdings After Transaction: Common Stock — 9,656 shares (Direct, null); Common Stock — 126,028 shares (Indirect, By trust)
Footnotes (1)
  1. Represents securities held by an irrevocable trust of which the reporting person's spouse is the trustee. The reporting person disclaims beneficial ownership of such securities. Represents a grant of restricted stock units ("RSUs") awarded pursuant to the issuer's non-employee director equity compensation policy, that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock. Amount of securities beneficially owned includes 4,967 unvested RSUs.
RSU grant 4,967 RSUs Non-employee director equity award on May 14, 2026
Shares after transaction 9,656 shares Beneficial ownership after May 14, 2026 RSU grant
Total gifted shares 252,056 shares Bona fide gifts reported on February 1, 2022
Gift per entry 126,028 shares Each of two bona fide gift transactions on February 1, 2022
Gifted by trust 126,028 shares Shares held by irrevocable trust; beneficial ownership disclaimed
Unvested RSUs included 4,967 RSUs Unvested RSUs counted in beneficial ownership total
restricted stock units ("RSUs") financial
"Represents a grant of restricted stock units ("RSUs") awarded pursuant to the issuer's non-employee director equity compensation policy"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
non-employee director equity compensation policy financial
"RSUs awarded pursuant to the issuer's non-employee director equity compensation policy, that will vest in full one day prior to the issuer's next annual stockholder meeting"
bona fide gift financial
"transaction_code_description": "Bona fide gift""
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
irrevocable trust financial
"Represents securities held by an irrevocable trust of which the reporting person's spouse is the trustee"
An irrevocable trust is a legal arrangement where an owner transfers assets into a separate entity managed by a trustee and gives up the power to modify or reclaim those assets. For investors it matters because putting stock or other holdings into such a trust can change who controls and benefits from the assets, affect taxes and creditor protection, and influence how easy it is to sell or value those holdings—like placing valuables in a locked safe overseen by someone else.
disclaims beneficial ownership financial
"The reporting person disclaims beneficial ownership of such securities."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Peters Kevin Robert

(Last)(First)(Middle)
C/O CALIX, INC.
3155 OLSEN DRIVE, SUITE 450

(Street)
SAN JOSE CALIFORNIA 95117

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CALIX, INC [ (CALX) ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
02/01/2022
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock02/01/2022G126,028D$04,689D
Common Stock02/01/2022G126,028A$0126,028IBy trust(1)
Common Stock05/14/2026A4,967(2)A$09,656(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents securities held by an irrevocable trust of which the reporting person's spouse is the trustee. The reporting person disclaims beneficial ownership of such securities.
2. Represents a grant of restricted stock units ("RSUs") awarded pursuant to the issuer's non-employee director equity compensation policy, that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock.
3. Amount of securities beneficially owned includes 4,967 unvested RSUs.
Remarks:
/s/ Tom Gemetti as Attorney-in-fact for Kevin R Peters05/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Kevin Robert Peters report at CALX?

Kevin Robert Peters reported receiving 4,967 RSUs of Calix common stock and previously making bona fide gifts totaling 252,056 shares. The RSUs are a director compensation award, while the gifts were non-market transfers, including from an irrevocable trust.

How many Calix (CALX) shares does Kevin Robert Peters hold after this Form 4?

After the reported transactions, Kevin Robert Peters beneficially owns 9,656 Calix common shares. This total includes 4,967 unvested restricted stock units that were granted under the non-employee director equity compensation policy and will vest before the next annual meeting.

What are the terms of the 4,967 RSU grant reported by Kevin Robert Peters at CALX?

The 4,967 restricted stock units represent a stock award for a Calix non-employee director. They will vest in full one day prior to Calix’s next annual stockholder meeting, with each RSU converting into one share of common stock upon vesting and settlement.

Were any of Kevin Robert Peters’ Calix (CALX) transactions open-market buys or sells?

No open-market buys or sells were reported. The Form 4 shows a compensatory RSU grant and bona fide gifts of 252,056 shares. These are non-market transactions and do not reflect discretionary buying or selling of Calix stock in the open market.

How were Calix (CALX) shares held in a trust treated in this Form 4?

Some shares were held by an irrevocable trust where the reporting person’s spouse is trustee. The filing states that Peters disclaims beneficial ownership of those securities, and the gifts from that trust are attributed to the trust rather than to him personally.