Captivision director reports initial share holdings

Captivision Inc. director Clark Richard reported his initial beneficial ownership in the company.

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Form Type

Rhea-AI Filing Summary

Captivision Inc. director Clark Richard reported his initial beneficial ownership in the company. He indirectly holds 292,903 ordinary shares and private warrants indirectly exercisable for 242,605 ordinary shares at an exercise price of $11.50 per share until November 15, 2028, all through Burnside II, LLC, which he solely owns.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Clark Richard

Role Director

Type	Security	Shares	Price	Value
holding	PRIVATE WARRANTS	--	--	--
holding	ORDINARY SHARES	--	--	--

Holdings After Transaction: PRIVATE WARRANTS — 242,605 contracts (Indirect, SEE FOOTNOTE); ORDINARY SHARES — 292,903 shares (Indirect, SEE FOOTNOTE)

Footnotes (1)

F1. Represents securities held by Burnside II, LLC ("Burnside"). The Reporting Person is the sole owner of Burnside and may be deemed a beneficial owner of these securities of the Company.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Captivision Inc. (CAPT) director Clark Richard report on his Form 3?

Clark Richard reported his initial beneficial ownership in Captivision Inc. He indirectly holds 292,903 ordinary shares and private warrants for 242,605 underlying ordinary shares, all through Burnside II, LLC, which he solely owns and through which he may be deemed a beneficial owner.

How many Captivision (CAPT) ordinary shares does Clark Richard indirectly own?

Clark Richard indirectly owns 292,903 ordinary shares of Captivision Inc. These shares are held by Burnside II, LLC, an entity he solely owns. Because of this ownership, he may be deemed the beneficial owner of these ordinary shares for reporting purposes under securities rules.

What private warrants linked to Captivision (CAPT) did Clark Richard disclose?

He disclosed indirect ownership of private warrants exercisable into 242,605 ordinary shares of Captivision Inc. These warrants have an exercise price of $11.50 per share and expire on November 15, 2028, providing potential future share acquisition if exercised before expiration.

Through which entity are Clark Richard’s Captivision (CAPT) holdings held?

All reported securities are held by Burnside II, LLC. The footnote explains Burnside is solely owned by Clark Richard, so he may be deemed a beneficial owner of Captivision Inc. securities held by this entity, even though the ownership is reported as indirect.

Does the Form 3 for Captivision (CAPT) show recent insider buying or selling?

The Form 3 does not show recent buying or selling activity. It reports existing indirect holdings in ordinary shares and private warrants. The transactions are labeled as holdings, reflecting Clark Richard’s starting ownership position rather than new market purchases or sales.

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Accepted by SEC EDGAR 03/18/2026 - 09:00 PM EDT

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Clark Richard

(Last)

(First)

(Middle)

C/O CAPTIVISION INC. 298-42 CHUNG-BUK

CHUNGANG-RO CHUNG-BUK

(Street)

PYEONG-TAEK, GYOUNGGI

17800

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Captivision Inc. [ CAPT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
ORDINARY SHARES	292,903	I	SEE FOOTNOTE⁽¹⁾

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
PRIVATE WARRANTS	11/15/2023	11/15/2028	ORDINARY SHARES	242,605	$11.5	I	SEE FOOTNOTE⁽¹⁾

Explanation of Responses:

1. Represents securities held by Burnside II, LLC ("Burnside"). The Reporting Person is the sole owner of Burnside and may be deemed a beneficial owner of these securities of the Company.

	/s/ Richard Clark	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR