Welcome to our dedicated page for Captivision SEC filings (Ticker: CAPT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Captivision Inc. filings document current-report disclosures for a foreign issuer that reports on Form 20-F and furnishes Form 6-K updates to the SEC. The filing record includes Nasdaq compliance notices, independent registered public accounting firm appointments and resignations, and related audit committee and financial reporting disclosures.
The company’s regulatory documents also address financial statement reliability, preliminary identification of material misstatements, expected material weaknesses in internal control over financial reporting, potential restatement of prior-period financial statements, financing risks, debt-covenant considerations, governance matters and periodic filing obligations.
Captivision Inc. (CAPT) reports that UHY LLP resigned as its independent registered public accounting firm effective 1 Aug 2025, prior to issuing any audit opinions. UHY cites no disagreements with the company on accounting principles, disclosures, or audit scope, and notes no reportable events under Reg S-K 304(a)(1)(v). UHY’s concurrence letter is filed as Exhibit 16.1.
The departure intensifies existing audit risk. On 15 Apr 2025 management declared that earlier financial statements were materially misstated and anticipated material weaknesses in internal control. Without a prompt replacement auditor, Captivision warns it may not file audited FY-2024 statements or the required restatements, creating compliance uncertainty with SEC and Nasdaq listing obligations. Extensive forward-looking statements reiterate financing, execution, and competitive risks.