Chief Risk Officer of Pathward Financial (CASH) files initial Form 3

Rhea-AI Filing Summary

PATHWARD FINANCIAL, INC. filed an initial ownership report for Eric Anthony Ferri, who serves as Chief Risk Officer. This Form 3 establishes his status as an insider of the company, and the data provided shows no reported purchases, sales, exercises, gifts, or other share transactions.

Key Figures

Buy transactions reported: 0 transactions Sell transactions reported: 0 transactions Derivative transactions reported: 0 transactions

3 metrics

Buy transactions reported 0 transactions Form 3 transactionSummary buyCount

Sell transactions reported 0 transactions Form 3 transactionSummary sellCount

Derivative transactions reported 0 transactions Form 3 derivativeTransactionCount

Key Terms

Form 3, Chief Risk Officer, reporting person

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Chief Risk Officer financial

""officer_title": "Chief Risk Officer""

The chief risk officer is the senior executive responsible for identifying, measuring and reducing the major threats that could hurt a company’s finances or reputation, acting like a navigator who watches for storms and steers the business away from them. Investors care because effective risk oversight lowers the chance of surprise losses, legal fines or operational failures, which helps protect shareholder value and makes a company more predictable and trustworthy.

reporting person regulatory

"the reporting person has voting/investment authority over the shares"

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Ferri Eric Anthony

(Last) (First) (Middle)

C/O PATHWARD FINANCIAL, INC.

5501 S. BROADBAND LANE

(Street)

SIOUX FALLS SOUTH DAKOTA 57108

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/20/2026

3. Issuer Name and Ticker or Trading Symbol
PATHWARD FINANCIAL, INC. [ CASH ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Risk Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Mary Beth Orson, Attorney-in-Fact	04/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Eric Anthony Ferri’s Form 3 filing mean for PATHWARD FINANCIAL (CASH)?

The Form 3 filing shows that Eric Anthony Ferri is now a reportable insider of Pathward Financial as its Chief Risk Officer. It establishes his reporting status with the SEC but, in the provided data, does not list any share purchases, sales, or other transactions.

Does Eric Anthony Ferri’s Form 3 for CASH show any stock purchases or sales?

No, the summarized data for Eric Anthony Ferri’s Form 3 shows zero reported buy, sell, exercise, gift, tax-withholding, or restructuring transactions. It functions as an initial ownership statement rather than a record of trading activity in Pathward Financial shares.

What insider role does Eric Anthony Ferri hold at Pathward Financial (CASH)?

Eric Anthony Ferri is identified as an officer of Pathward Financial, serving as its Chief Risk Officer. This role makes him a reporting person under SEC rules, which is why the company filed a Form 3 to document his insider status with the regulator.

Does the Form 3 filing indicate that Eric Anthony Ferri is a 10% owner of CASH?

No, the Form 3 data classifies Eric Anthony Ferri as an officer but not a ten percent owner of Pathward Financial. The is_ten_percent_owner field is marked as zero, indicating he is not reported as holding at least ten percent of the company’s equity securities.

Are any derivative securities reported for Eric Anthony Ferri in this Form 3?

No, the derivativeSummary section for Eric Anthony Ferri’s Form 3 is empty, and derivativeTransactionCount is zero. That means the provided data does not list any options, warrants, or other derivative positions or related transactions for him in this initial report.