Pathward Financial CEO receives 34,869 vested shares

The performance award was based on a three-fiscal-year period, and 12,979 vested shares were surrendered for tax withholding.

Available on EDGAR 11/05/2026 - 04:17 PM EST Accepted by SEC EDGAR 11/05/2026 - 04:17 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Pathward Financial, Inc. (CASH) reported that Chief Executive Officer and director Brett L. Pharr received 34,869 common shares when performance share units granted on March 1, 2024, vested on November 3, 2026. Each unit converted into one share based on company performance during the three-fiscal-year period from October 1, 2023, through September 30, 2026, as determined by the Compensation Committee. Pharr surrendered 12,979 shares to the company for tax withholding. His reported indirect holding through an IRA was 614 common shares.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Pharr Brett L.

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	34,869	$0.00	$0.00
Tax Withholding	Common Stock F2	12,979	$0.00	$0.00
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 98,088 shares (Direct); Common Stock — 614 shares (Indirect, IRA)

Holdings Before and After: Common Stock, 76,198 to 98,088 shares (Direct)

Footnotes (2)

1. F1. Represents common stock received upon vesting on November 3, 2026 of performance share units ("PSUs") granted on March 1, 2024. Each PSU converted into one share of common stock upon vesting based on the Company's performance during the three-fiscal year period beginning October 1, 2023 and ending September 30, 2026 as determined by the Compensation Committee.
2. F2. Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of PSUs

Key Figures

Common shares received upon PSU vesting: 34,869 shares Common shares surrendered for tax withholding: 12,979 shares Indirect IRA holding: 614 common shares +2 more

5 metrics

Common shares received upon PSU vesting 34,869 shares November 3, 2026

Common shares surrendered for tax withholding 12,979 shares At PSU vesting on November 3, 2026

Indirect IRA holding 614 common shares Reported in connection with the November 3, 2026 transactions

PSU conversion 1 common share per PSU Upon vesting

Performance period 3 fiscal years October 1, 2023, through September 30, 2026

Key Terms

performance share units, vesting, tax withholding obligations, Compensation Committee

4 terms

performance share units financial

"vesting of performance share units"

Performance share units are a type of company stock award given to employees that depend on the company meeting specific goals or targets. If these goals are achieved, the employee receives shares or the value of shares; if not, they may receive little or no compensation. This aligns employees’ interests with the company's success and encourages performance that benefits investors.

vesting financial

"upon vesting"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

tax withholding obligations financial

"to satisfy tax withholding obligations"

Compensation Committee financial

"as determined by the Compensation Committee"

A compensation committee is a group within a company's leadership responsible for setting and reviewing how much top executives and employees are paid, including salaries, bonuses, and benefits. It matters to investors because fair and effective pay decisions can influence a company's performance, leadership motivation, and overall governance, helping ensure that the company’s management is aligned with shareholders’ interests.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did CASH CEO Brett L. Pharr receive from vested PSUs?

Brett L. Pharr received 34,869 common shares upon vesting on November 3, 2026. Each performance share unit converted into one common share.

How many shares did Brett L. Pharr surrender for tax withholding?

Pharr surrendered 12,979 common shares to Pathward Financial, Inc. for tax withholding obligations connected with the PSU vesting on November 3, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pharr Brett L.

(Last) (First) (Middle)

C/O PATHWARD FINANCIAL, INC.

5501 S BROADBAND LANE

(Street)

SIOUX FALLS SOUTH DAKOTA 57108

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PATHWARD FINANCIAL, INC. [ CASH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/03/2026		A		34,869(1)	A	$0	111,067	D
Common Stock	11/03/2026		F		12,979(2)	D	$0	98,088	D
Common Stock								614	I	IRA

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents common stock received upon vesting on November 3, 2026 of performance share units ("PSUs") granted on March 1, 2024. Each PSU converted into one share of common stock upon vesting based on the Company's performance during the three-fiscal year period beginning October 1, 2023 and ending September 30, 2026 as determined by the Compensation Committee.

2. Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of PSUs

Remarks:

	/s/ Evan Mortenson, attorney-in-fact	11/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)