Pathward Financial awards 8,638 RSUs to EVP

Ferri Eric Anthony reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Ferri Eric Anthony reported acquisition or exercise transactions in this Form 4 filing.

PATHWARD FINANCIAL, INC. executive Eric Anthony Ferri, EVP and Chief Risk Officer, reported an award of 8,638 shares of common stock in the form of Restricted Stock Units under the 2023 Omnibus Incentive Plan. These RSUs vest in three equal installments on December 7 of 2026, 2027, and 2028.

The RSUs may be settled only in shares of common stock on a one-for-one basis. After this compensation-related grant, Ferri’s reported direct holdings total 8,638 shares, reflecting a routine equity award rather than an open-market purchase.

Insider Trade Summary

Grant/Award: 8,638 shares

Grant/Award 1 txn

Insider Ferri Eric Anthony

Role EVP, Chief Risk Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	8,638	$0.00	$0.00

Holdings After Transaction: Common Stock — 8,638 shares (Direct)

Footnotes (1)

1. F1. Represents an award of Restricted Stock Units ("RSU's") issued under the 2023 Omnibus Incentive Plan. The RSU's may be settled only in shares of common stock (one share per RSU) and will vest in three installments of 33-1/3% on 12/07/2026, 12/07/2027, and 12/07/2028

Key Figures

RSU grant size: 8,638 shares Grant price: $0.00 per share Holdings after grant: 8,638 shares +2 more

5 metrics

RSU grant size 8,638 shares Restricted Stock Units awarded to EVP, Chief Risk Officer

Grant price $0.00 per share Equity award issued at no cash cost to executive

Holdings after grant 8,638 shares Total direct common stock reported following transaction

First vesting date December 7, 2026 First 33-1/3% tranche of RSUs vests

Final vesting date December 7, 2028 Last 33-1/3% tranche of RSUs vests

Key Terms

Restricted Stock Units, RSU's, 2023 Omnibus Incentive Plan, Common Stock

4 terms

Restricted Stock Units financial

"Represents an award of Restricted Stock Units ("RSU's") issued under the 2023 Omnibus Incentive Plan."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSU's financial

"The RSU's may be settled only in shares of common stock (one share per RSU)."

2023 Omnibus Incentive Plan financial

"Represents an award of Restricted Stock Units ("RSU's") issued under the 2023 Omnibus Incentive Plan."

Common Stock financial

"The RSU's may be settled only in shares of common stock (one share per RSU)."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PATHWARD FINANCIAL (CASH) report for Eric Anthony Ferri?

PATHWARD FINANCIAL reported a stock-based compensation grant to EVP and Chief Risk Officer Eric Anthony Ferri. He received 8,638 Restricted Stock Units that convert into common shares, representing a routine equity award rather than an open-market stock purchase or sale.

How many shares did Eric Anthony Ferri acquire in the latest PATHWARD FINANCIAL (CASH) Form 4?

Eric Anthony Ferri acquired 8,638 shares in the form of RSUs under the 2023 Omnibus Incentive Plan. These Restricted Stock Units are settled only in common stock and vest over three years in equal annual installments starting December 2026.

What are the vesting dates for Eric Anthony Ferri’s 8,638 RSUs at PATHWARD FINANCIAL (CASH)?

The 8,638 RSUs vest in three equal installments of approximately 33-1/3% each on December 7, 2026, December 7, 2027, and December 7, 2028. Vesting schedules spread compensation over time and typically require continued employment or meeting service conditions.

Is Eric Anthony Ferri’s PATHWARD FINANCIAL (CASH) Form 4 a market purchase or a compensation grant?

The Form 4 reflects a compensation-related equity grant rather than a market purchase. The 8,638 shares are Restricted Stock Units awarded at a price of $0.00 per share, issued under the company’s 2023 Omnibus Incentive Plan as part of executive compensation.

What is Eric Anthony Ferri’s reported PATHWARD FINANCIAL (CASH) shareholding after this transaction?

Following the RSU grant, Ferri’s reported direct holdings are 8,638 shares of common stock. This total matches the number of Restricted Stock Units awarded, indicating his current disclosed position in the company following the compensation grant.

Under which plan were Eric Anthony Ferri’s RSUs at PATHWARD FINANCIAL (CASH) granted?

The 8,638 Restricted Stock Units were granted under the 2023 Omnibus Incentive Plan. The footnote states these RSUs may be settled only in shares of common stock on a one-for-one basis and vest over three annual installments beginning December 7, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/08/2026 - 04:27 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ferri Eric Anthony

(Last) (First) (Middle)

C/O PATHWARD FINANCIAL, INC

5501 S BROADBAND LANE

(Street)

SIOUX FALLS SOUTH DAKOTA 57108

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PATHWARD FINANCIAL, INC. [ CASH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Risk Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/07/2026		A		8,638	A	$0(1)	8,638	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents an award of Restricted Stock Units ("RSU's") issued under the 2023 Omnibus Incentive Plan. The RSU's may be settled only in shares of common stock (one share per RSU) and will vest in three installments of 33-1/3% on 12/07/2026, 12/07/2027, and 12/07/2028

Remarks:

	/s/ Evan Mortenson, attorney-in-fact	06/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)