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Heritage Distilling (CASK) SVP settles 1,875 RSUs, 748 shares withheld for tax

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Perkins Danielle B reported disposition transactions in this Form 4 filing.

Danielle B. Perkins, SVP of Wholesale Operations at Heritage Distilling Holding Company, Inc., reported the February 2, 2026 settlement of 1,875 restricted stock units into common stock. In connection with this vesting, 748 shares were delivered to the issuer to cover tax obligations at $1.08 per share. After these transactions, she directly holds 6,773 common shares, while the RSU award vests in equal quarterly installments over two years beginning January 2, 2026.

Positive

  • None.

Negative

  • None.
Insider Perkins Danielle B
Role SVP of Wholesale Operations
Type Security Shares Price Value
Exercise Restricted Stock Units 1,875 $0.00 $0.00
Exercise Common Stock 1,875 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 748 $1.08 $807.84
Holdings After Transaction: Restricted Stock Units — 13,125 shares (Direct); Common Stock — 6,773 shares (Direct)
Footnotes (3)
  1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
  2. F2. Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.
  3. F3. The RSUs vest in equal quarterly installments over a two-year period, with one-eighth (1/8) of the RSUs vesting on each quarterly vesting date beginning January 2, 2026, subject to the terms of the applicable award agreement. Settlement of vested RSUs will occur upon the 45th calendar day following the effectiveness of the issuer's Form S-8 registration statement, which became effective on December 19, 2025, and only to the extent the RSUs have vested as of the applicable settlement date.
RSUs Settled 1,875 units Restricted stock units settled into common stock on February 2, 2026
Shares Withheld for Taxes 748 shares Common shares delivered to issuer to satisfy tax liability at vesting
Tax Withholding Price $1.08 per share Per share closing price used for tax-withholding disposition on the vesting date
Common Shares Held After Transaction 6,773 shares Direct common stock holding by Danielle Perkins following reported transactions
RSUs Outstanding After Event 13,125 units Restricted stock unit balance following the February 2, 2026 settlement
RSU Vesting Period 2 years RSUs vest in equal quarterly installments over a two-year period
Quarterly Vesting Fraction 1/8 per quarter One-eighth of the RSUs vest on each quarterly vesting date beginning January 2, 2026
Form S-8 Effective Date December 19, 2025 RSU settlement occurs 45 days after effectiveness of the issuer’s Form S-8
Restricted Stock Units financial
"Each restricted stock unit (RSU) represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Form S-8 registration statement regulatory
"Settlement of vested RSUs will occur upon the 45th day following effectiveness of the Form S-8 registration statement"
vesting date financial
"Represents the per share closing price of the Common Stock on the applicable vesting date"
tax-withholding disposition financial
"Payment of exercise price or tax liability by delivering securities as a tax-withholding disposition"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
quarterly vesting financial
"The RSUs vest in equal quarterly installments over a two-year period"

FAQ

What insider activity did Heritage Distilling (CASK) report for Danielle Perkins?
Danielle Perkins settled 1,875 RSUs into common stock on February 2, 2026, with 748 shares delivered to the issuer to satisfy tax obligations at $1.08 per share. She now directly holds 6,773 common shares of Heritage Distilling.

How many Heritage Distilling (CASK) RSUs did Danielle Perkins exercise and convert?
Perkins exercised and settled 1,875 restricted stock units, each converting into one share of Heritage Distilling common stock. These RSUs are part of an award that vests in equal quarterly installments over two years, beginning on January 2, 2026.

How many Heritage Distilling (CASK) shares were withheld for Danielle Perkins’ taxes?
748 common shares were delivered to the issuer to cover Perkins’ tax liability, valued at $1.08 per share. The price reflects the per share closing price on the applicable vesting date or the prior trading day, as specified in the award terms.

What is Danielle Perkins’ Heritage Distilling (CASK) common stock holding after these transactions?
Following the February 2, 2026 RSU settlement and tax-withholding disposition, Perkins directly owns 6,773 shares of common stock. This figure reflects her post-transaction holding in Heritage Distilling common shares reported in the Form 4 data.

How do Danielle Perkins’ RSUs in Heritage Distilling (CASK) vest and settle?
Her RSUs vest in equal quarterly installments over two years, with one-eighth vesting each quarter starting January 2, 2026. Settlement of vested RSUs occurs 45 days after the Form S-8 effectiveness date of December 19, 2025, to the extent RSUs have vested.

What derivative holding did Heritage Distilling (CASK) report for Danielle Perkins after the RSU event?
After the February 2, 2026 RSU settlement, the RSU position shows 13,125 restricted stock units outstanding. Each RSU represents a contingent right to receive one share of Heritage Distilling’s common stock, subject to the stated vesting and settlement schedule.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Perkins Danielle B
(Last) (First) (Middle)
C/O HERITAGE DISTILLING HOLDING COMPANY
9668 BUJACICH ROAD
(Street)
GIG HARBOR WA 98332
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Heritage Distilling Holding Company, Inc. [ IPST ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP of Wholesale Operations
3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/02/2026 M 1,875 A (1) 7,521 D
Common Stock 02/02/2026 F 748 D $1.08(2) 6,773 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/02/2026 M 1,875 (3) (3) Common Stock 1,875 $0 13,125 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
2. Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.
3. The RSUs vest in equal quarterly installments over a two-year period, with one-eighth (1/8) of the RSUs vesting on each quarterly vesting date beginning January 2, 2026, subject to the terms of the applicable award agreement. Settlement of vested RSUs will occur upon the 45th calendar day following the effectiveness of the issuer's Form S-8 registration statement, which became effective on December 19, 2025, and only to the extent the RSUs have vested as of the applicable settlement date.
Remarks:
/s/ Justin B. Stiefel, attorney-in-fact for Danielle B. Perkins 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR