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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d)
OF
THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): July 27, 2026
Catalyst Acquisition Corp.
(Exact
name of registrant as specified in its charter)
| Cayman Islands |
|
001-43418 |
|
30-1472067
|
(State
or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(IRS
Employer
Identification No.) |
1007 Ocean Avenue, Suite 501
Santa Monica, CA 90403
(Address
of principal executive offices, including zip code)
Registrant’s
telephone number, including area code: (310) 404-1687
Not
Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
| ☐ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ |
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
| Units, each consisting of one Class A ordinary share and one right |
|
CATLU |
|
The
Nasdaq Stock Market LLC |
| Class A ordinary shares, par value $0.0001 per share |
|
CATL |
|
The
Nasdaq Stock Market LLC |
| Rights, each entitling the holder to receive one-seventh (1/7) of one Class A ordinary share at an exercise price of $11.50 per share |
|
CATLR |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 1.01.
Entry into a Material Definitive Agreement.
On
July 27, 2026, Catalyst Acquisition Corp. (the “Company”) consummated its initial public offering (“IPO”) of
20,000,000 units (the “Units”). The Company granted the underwriter (the “Underwriter”) a 45-day option from
the date of the prospectus (the “Over-Allotment Option”) to purchase up to an additional 3,000,000 Units at the initial public
offering price to cover over-allotments (the “Option Units”), if any. The Units were sold at a price of $10.00 per Unit,
generating gross proceeds to the Company of $200,000,000. Each Unit consists of one Class A ordinary share of the Company, par value
$0.0001 per share (the “Class A Ordinary Shares”), and one right to receive one-seventh (1/7) of one Class A Ordinary Share
upon the consummation of the Company’s initial business combination.
In
connection with the IPO, the Company entered into the following agreements, forms of which were previously filed as exhibits to the Company’s
Registration Statement:
| ● | An
Underwriting Agreement, dated July 27, 2026, by and between the Company and the Underwriter,
a copy of which is attached as Exhibit 1.1 hereto and incorporated herein by reference. |
| ● | A
Share Rights Agreement, dated July 27, 2026, by and between the Company and Continental Stock
Transfer & Trust Company, as share rights agent, a copy of which is attached as Exhibit
4.1 hereto and incorporated herein by reference. |
| ● | An
Investment Management Trust Agreement, dated July 27, 2026, by and between the Company and
Continental Stock Transfer & Trust Company, as trustee, a copy of which is attached as
Exhibit 10.1 hereto and incorporated herein by reference. |
| ● | A
Registration Rights Agreement, dated July 27, 2026, by and among the Company and certain
security holders, a copy of which is attached as Exhibit 10.2 hereto and incorporated herein
by reference. |
| ● | A
Private Placement Units Purchase Agreement, dated July 27, 2026 (the “Private Placement
Units Purchase Agreement”), by and between the Company and Catalyst Sponsor LLC (the
“Sponsor”), a copy of which is attached as Exhibit 10.3 hereto and incorporated
herein by reference. |
| ● | A
Letter Agreement, dated July 27, 2026, by and among the Company, its officers, its directors
and the Sponsor, a copy of which is attached as Exhibit 10.4 hereto and incorporated herein
by reference. |
| ● | An
Administrative Services Agreement, dated July 27, 2026, by and between the Company and the
Sponsor, a copy of which is attached as Exhibit 10.5 hereto and incorporated herein by reference. |
| ● | Indemnity
Agreements, dated July 27, 2026, by and among the Company and each director and executive
officer of the Company, a form of which is attached as Exhibit 10.6 hereto and incorporated
herein by reference. |
Item 3.02.
Unregistered Sales of Equity Securities.
Simultaneously
with the closing of the IPO, pursuant to the Private Placement Units Purchase Agreement, the Company completed the private sale of an
aggregate of 270,000 private placement units (the “Private Placement Units”) to the Sponsor at a price of $10.00 per Private
Placement Unit, or $2,700,000 in the aggregate. The Private Placement Units (and underlying securities) are identical to the units included
in the Units sold in the IPO, except as otherwise disclosed in the Company’s registration statement for its IPO. No underwriting
discounts or commissions were paid with respect to such sale. The issuance of the Private Placement Units was made pursuant to the exemption
from registration contained in Section 4(a)(2) of the Securities Act of 1933, as amended.
Item 5.02.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers.
On
July 27, 2026, in connection with the IPO, Melvin D. Lindsey, Richard W. Cook and Christopher Heatherly (collectively with Steven P.
Beeks and Nicolas A. van Dyk, the “Directors”) were appointed to the board of directors of the Company (the
“Board”). Effective July 27, 2026, each of Messrs. Lindsey, Cook and Heatherly was appointed to the Board’s Audit
Committee, with Mr. Lindsey serving as chair of the Audit Committee. Each of Messrs. Cook and Heatherly was appointed to the
Board’s Compensation Committee, with Mr. Heatherly serving as chair of the Compensation Committee. Each of Messrs. Cook and
Heatherly was appointed to the Board’s Corporate Governance and Nominating Committee, with Mr. Cook serving as chair of the
Corporate Governance and Nominating Committee.
On
July 27, 2026, the Company entered into indemnity agreements with each of the Directors and officers of the Company that require the
Company to indemnify each of them to the fullest extent permitted by applicable law and to advance expenses incurred as a result of any
proceeding against them as to which they could be indemnified. The foregoing summary of the indemnity agreements does not purport to
be complete and is subject to, and qualified in its entirety by, the full text of the form of indemnity agreement, which is filed as
Exhibit 10.6 to this Current Report on Form 8-K and incorporated herein by reference.
Item 5.03.
Amendments to the Amended and Restated Memorandum and Articles of Association; Change in Fiscal Year.
On
July 27, 2026, in connection with the IPO, the Company filed its amended and restated memorandum and articles of association (the “Amended
and Restated Memorandum and Articles of Association”) with the Cayman Islands Registrar of Companies, which was effective on July
27, 2026. The terms of the Amended and Restated Memorandum and Articles of Association are set forth in the Registration Statement and
are incorporated herein by reference. A copy of the Amended and Restated Memorandum and Articles of Association is attached as Exhibit
3.1 hereto and incorporated herein by reference.
Item 8.01.
Other Events.
A
total of $200,000,000 of the proceeds from the IPO and the sale of the Private Placement Units (which amount includes $6,000,000 in the
aggregate of the Underwriter’s deferred underwriting commissions) was placed in a U.S.-based trust account maintained by
Continental Stock Transfer & Trust Company, acting as trustee. Except with respect to interest earned on the funds in the trust account
that may be released to the Company to pay its taxes and for winding up and dissolution expenses, the funds held in the trust account
will not be released from the trust account until the earliest of (i) the completion of the Company’s initial business combination,
(ii) the redemption of the Company’s public shares if it is unable to complete its initial business combination within 24 months
from the closing of the IPO (the “Completion Window”), or by such earlier liquidation date as the Company’s board of
directors may approve, subject to applicable law, and (iii) the redemption of the Company’s public shares properly submitted in
connection with a shareholder vote to amend the Company’s Amended and Restated Memorandum and Articles of Association to modify
the substance or timing of its obligation to redeem 100% of the Company’s public shares if it has not consummated an initial business
combination within the Completion Window or with respect to any other material provisions relating to shareholders’ rights or pre-initial
business combination activity.
On
July 27, 2026, the Company issued a press release announcing the pricing of the IPO, a copy of which is attached as Exhibit 99.1 to this
Current Report on Form 8-K.
On
July 29, 2026, the Company issued a press release announcing the closing of the IPO, a copy of which is attached as Exhibit 99.2 to this
Current Report on Form 8-K.
Item 9.01
Financial Statements and Exhibits.
(d)
Exhibits
The
following exhibits are being filed herewith:
| Exhibit No. |
|
Description |
| |
|
|
| 1.1 |
|
Underwriting
Agreement, dated July 27, 2026, by and between the Company and the Underwriter. |
| |
|
| 3.1 |
|
Amended
and Restated Memorandum and Articles of Association of the Company. |
| |
|
| 4.1 |
|
Share
Rights Agreement, dated July 27, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as share rights
agent. |
| |
|
| 10.1 |
|
Investment
Management Trust Agreement, dated July 27, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as
trustee. |
| |
|
| 10.2 |
|
Registration
Rights Agreement, dated July 27, 2026, by and among the Company and certain security holders. |
| |
|
| 10.3 |
|
Private
Placement Units Purchase Agreement, dated July 27, 2026, by and between the Company and the Sponsor. |
| |
|
| 10.4 |
|
Letter
Agreement, dated July 27, 2026, by and among the Company, its officers, directors and the Sponsor. |
| |
|
| 10.5 |
|
Administrative
Services Agreement, dated July 27, 2026, by and between the Company and the Sponsor. |
| |
|
| 10.6 |
|
Form of Indemnity Agreement. |
| |
|
| 99.1 |
|
Press
Release, dated July 27, 2026. |
| |
|
| 99.2 |
|
Press
Release, dated July 29, 2026. |
| |
|
| 104 |
|
Cover Page Interactive
Data File (embedded within the Inline XBRL document). |
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| |
CATALYST ACQUISITION CORP. |
| |
|
|
| |
By: |
/s/
Steven P. Beeks |
| |
|
Name: |
Steven
P. Beeks |
| |
|
Title: |
Co-Chief Executive Officer |
| |
|
|
|
| Dated: July 29, 2026 |
|
|
Exhibit 99.1
Catalyst
Acquisition Corp. Announces Pricing of $200 Million Initial Public Offering
SANTA
MONICA, July 27, 2026 (GLOBE NEWSWIRE) -- Catalyst Acquisition Corp. (“Catalyst” or the “Company”) announced
today that it priced its initial public offering of 20,000,000 units at $10.00 per unit. The units will be listed on The Nasdaq Stock
Market LLC (“Nasdaq”) and trade under the ticker symbol “CATLU” beginning July 28, 2026. Each unit consists of
one Class A ordinary share and one right entitling the holder thereof to receive one-seventh of one Class A ordinary share upon the consummation
of an initial business combination. The Class A ordinary shares and rights comprising the units are expected to begin separate trading
no later than the 52nd day following this date. Once the securities comprising the units begin separate trading, the
Class A ordinary shares and rights are expected to be listed on the Nasdaq under the symbols “CATL” and “CATLR,”
respectively.
Santander
is acting as sole book-running manager. The Company has granted the underwriter a 45-day option to purchase up to an additional 3,000,000
units at the initial public offering price to cover over-allotments, if any.
The
offering was made by means of a prospectus. Copies of the prospectus may be obtained from Santander US Capital Markets LLC, 437 Madison
Avenue, New York, NY 10022, Attention: ECM Syndicate, by email at equity-syndicate@santander.us, or by telephone at 833-818-1602.
A
registration statement relating to the securities became effective on July 27, 2026. This press release shall not constitute an offer
to sell or the solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which
such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state
or jurisdiction. The offering is expected to close on July 29, 2026, subject to customary closing conditions.
About
Catalyst Acquisition Corp.
The
Company is a blank check company incorporated as a Cayman Islands exempted company and formed for the purpose of effecting a merger,
amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses.
While the Company may pursue a business combination in any business or industry, it intends to focus on opportunities in traditional
and digital media sectors including, but not limited to, video game companies, mobile gaming, publishers, studios and media platforms.
The Company is led by its co-Chief Executive Officers Steven P. Beeks and Nicolas A. van Dyk, and its Chief Financial Officer Craig A.
Elson. Melvin D. Lindsey, Richard W. Cook and Christopher Heatherly will be serving as board members.
Forward-Looking
Statements
This
press release contains statements that constitute “forward-looking statements,” including with respect to the proposed initial
public offering and the anticipated use of the net proceeds. No assurance can be given that the offering discussed above will be completed
on the terms described, or at all, or that the net proceeds of the offering will be used as indicated. Forward-looking statements are
subject to numerous conditions, many of which are beyond the control of the Company, including those set forth in the Risk Factors section
of the Company’s preliminary prospectus for the Company’s offering filed with the U.S. Securities and Exchange Commission
(the “SEC”). Copies of these documents are available on the SEC’s website, www.sec.gov. The Company undertakes
no obligation to update these statements for revisions or changes after the date of this release, except as required by law.
Investor
Contact:
Catalyst
Acquisition Corp.
(310)
404-1687
Exhibit 99.2
Catalyst
Acquisition Corp. Announces Closing of $200 Million Initial Public Offering
New
York, New York, July 29, 2026 (GLOBE NEWSWIRE) – Catalyst Acquisition Corp. (NASDAQ: CATLU) (the “Company”) today announced
the closing of its initial public offering of 20,000,000 units at an offering price of $10.00 per unit. Each unit issued in the offering
consists of one Class A ordinary share of the Company and one right, each right entitling the holder thereof to receive one-seventh of
one Class A ordinary share upon the consummation of an initial business combination. In connection with the offering, $10.00 per unit
was deposited into a trust account with Continental Stock Transfer & Trust acting as trustee. The Company’s units began trading
on The Nasdaq Stock Market LLC (“Nasdaq”) on July 28, 2026, under the ticker symbol “CATLU.” Once the securities
comprising the units begin separate trading, the Class A ordinary shares and rights are expected to be listed on Nasdaq under the symbols
“CATL” and “CATLR,” respectively.
Santander
acted as the sole book-running manager for the offering. The Company has granted the underwriter a 45-day option to purchase up to an
additional 3,000,000 units at the initial public offering price less the underwriting discount to cover over-allotments, if any.
A
registration statement relating to the units and the underlying securities was declared effective by the Securities and Exchange Commission
on July 27, 2026. The Offering was made only by means of a prospectus. Copies of the prospectus relating to this offering may be obtained
from Santander US Capital Markets LLC, 437 Madison Avenue, New York, NY 10022, Attention: ECM Syndicate by telephone at (833) 818-1602
or by email at equity-syndicate@santander.us, or by accessing the SEC’s website, www.sec.gov.
This
press release shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of, these securities
in any state or jurisdiction in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under
the securities laws of any such state or jurisdiction.
About
Catalyst Acquisition Corp.
The
Company is a blank check company incorporated as a Cayman Islands exempted company and formed for the purpose of effecting a merger,
amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses.
While the Company may pursue a business combination in any business or industry, it intends to focus on opportunities in traditional
and digital media sectors including, but not limited to, video game companies, mobile gaming, publishers, studios and media platforms.
The Company is led by its co-Chief Executive Officers Steven P. Beeks and Nicolas A. van Dyk, and its Chief Financial Officer Craig A.
Elson. Melvin D. Lindsey, Richard W. Cook and Christopher Heatherly will be serving as board members.
Forward-Looking
Statements
This
press release contains statements that constitute “forward-looking statements,” including with respect to the initial public
offering and the anticipated use of the net proceeds of the initial public offering and the simultaneous private placement. No assurance
can be given that the net proceeds of the offering will be used as indicated. Forward-looking statements are subject to numerous conditions,
many of which are beyond the control of the Company, including those set forth in the Risk Factors section of the Company’s registration
statement and prospectus for the offering filed with the Securities and Exchange Commission. The Company undertakes no obligation to
update these statements for revisions or changes after the date of this press release, except as required by law.
Contact
Information:
Catalyst
Acquisition Corp.
(310)
404-1687