CBL (NYSE: CBL) files Form 144 listing 4,217;1,558;2,375 share lots

Rhea-AI Filing Summary

CBL & Associates Properties submitted a Form 144 notice relating to proposed sales of common stock previously acquired under its registered 2021 Equity Incentive Plan. The excerpt lists specific lots: 4,217 shares acquired 02/17/2022, 1,558 shares acquired 02/07/2024, and 2,375 shares acquired 12/15/2021, each tied to vesting events under the plan.

Insights

Compliance Counsel

Form 144 lists proposed Rule 144 dispositions of vested equity awards.

Form 144 is a notice of proposed sale under Rule 144; the listed lots (4,217; 1,558; 2,375 shares) were acquired through equity awards under the issuer's registered 2021 Equity Incentive Plan and reference vesting dates.

Timing, broker methods, and whether sales occurred are not shown in the excerpt; subsequent filings or trade records would disclose execution details and cash‑flow treatment.

Key Figures

Lot 1 acquired: 4,217 shares Lot 2 acquired: 1,558 shares Lot 3 acquired: 2,375 shares +1 more

4 metrics

Lot 1 acquired 4,217 shares acquired 02/17/2022 under 2021 Equity Incentive Plan

Lot 2 acquired 1,558 shares acquired 02/07/2024 under 2021 Equity Incentive Plan

Lot 3 acquired 2,375 shares acquired 12/15/2021 under 2021 Equity Incentive Plan

Exchange NYSE trading venue listed on the excerpt

Key Terms

Form 144, equity awards, vesting

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

equity awards financial

"acquired on the date indicated through equity awards under the Issuer's registered 2021 Equity Incentive Plan"

Equity awards are payments to employees or directors made in the form of company stock or rights to buy stock later, serving as a way to share ownership rather than cash. For investors, they matter because they align staff incentives with company performance, can increase the number of shares outstanding over time (which can reduce each share’s claim on profits), and create compensation costs that affect reported earnings.

vesting financial

"Vesting of equity award under Issuer's registered 2021 Equity Incentive Plan"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	NewEdge Securities, Inc. 1251 Waterfront Place, Suite 510 Pittsburgh PA 15222	8150	379546	30944758	05/14/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	02/17/2022	4,217 shares were acquired on the date indicated through equity awards under the Issuer's registered 2021 Equity Incentive Plan	CBL & Associates Properties, Inc.			4217	12/31/2022	Vesting of equity award under Issuer's registered 2021 Equity Incentive Plan
COMMON	02/07/2024	1,558 shares were acquired on the date indicated through equity awards under the Issuer's registered 2021 Equity Incentive Plan	CBL & Associates Properties, Inc.			1558	02/07/2025	Vesting of equity award under Issuer's registered 2021 Equity Incentive Plan
COMMON	12/15/2021	2,375 shares were acquired on the date indicated through equity awards under the Issuer's registered 2021 Equity Incentive Plan	CBL & Associates Properties, Inc.			2375	12/15/2025	Vesting of equity award under Issuer's registered 2021 Equity Incentive Plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does CBL's Form 144 filing mean for shareholders?

It notifies the SEC of an intended sale under Rule 144 by holders of vested equity awards. The notice lists specific lots of shares acquired under the registered 2021 Equity Incentive Plan and their acquisition/vesting dates, but execution details are not included in the excerpt.

How many shares are cited in the CBL Form 144 excerpt?

The excerpt lists three lots: 4,217 shares (acquired 02/17/2022), 1,558 shares (acquired 02/07/2024), and 2,375 shares (acquired 12/15/2021). These are shown as acquired through equity awards under the 2021 plan.

Does the Form 144 excerpt state whether the listed shares were sold?

No. The excerpt records proposed securities to be sold and acquisition/vesting details but does not state whether the sales were executed, the sale dates, prices, or who received proceeds. Execution and settlement would appear in subsequent trade reports or filings.

Are the listed shares restricted or free-trading according to the excerpt?

The excerpt shows the shares were acquired through equity awards under the issuer's registered 2021 Equity Incentive Plan and references vesting; it does not explicitly state current restriction status or holding period expiration. The Form 144 itself signals a planned Rule 144 disposition.

Who filed the Form 144 in this excerpt for CBL?

The excerpt identifies the issuer as CBL & Associates Properties, Inc. and lists NewEdge Securities, Inc. at an address in Pittsburgh, PA. The filing shows the securities to be sold tied to equity awards under the 2021 plan.