CBL & Associates Properties (NYSE: CBL) lists 4,728 and 1,000 award shares

Rhea-AI Filing Summary

CBL & Associates Properties filed a Form 144 listing securities to be sold that were acquired December 15, 2021 through equity awards under its registered 2021 Equity Incentive Plan. The filing lists 4,728 shares with a vesting/availability date of 12/15/2024 and 1,000 shares with a vesting/availability date of 12/15/2025.

Insights

Securities Compliance Counsel

Form 144 notifies the SEC of proposed resale of restricted or control securities.

Form 144 is a notice required when an affiliate or control person intends to sell restricted or control securities in reliance on Rule 144. The filing here identifies securities acquired by equity award on 12/15/2021 and lists vesting/availability dates.

Timing and method of any sale are not detailed in the excerpt; subsequent trading must comply with Rule 144 volume, manner-of-sale, and holding-period conditions. Future filings may disclose actual transactions.

Key Figures

Form type: Form 144 notice Award shares listed: 4,728 shares Award shares listed: 1,000 shares

3 metrics

Form type Form 144 notice filing lists securities to be sold

Award shares listed 4,728 shares acquired 12/15/2021; vesting/availability date 12/15/2024

Award shares listed 1,000 shares acquired 12/15/2021; vesting/availability date 12/15/2025

Key Terms

Form 144, equity award, vesting

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

equity award financial

"acquired on the date indicated through an equity award under the Issuer's registered 2021 Equity Incentive Plan"

An equity award is a form of pay where a company gives employees, executives or other stakeholders the right to own or buy company shares—either immediately or after meeting certain conditions. Think of it like receiving slices of the company pie now or coupons to claim slices later; it matters to investors because it affects ownership dilution, executive incentives and reported compensation costs, and signals how management is being rewarded and retained.

vesting financial

"12/15/2024 | Vesting of equity award under Issuer's registered 2021 Equity Incentive Plan"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

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Available on EDGAR 06/18/2026 - 09:23 AM Accepted by SEC EDGAR 06/18/2026 - 09:23 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	Wells Fargo & Company P.O. Box 66535 St. Louis MO 63166-9954	5728	275746	30944758	06/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	12/15/2021	4,728 shares were acquired on the date indicated through an equity award under the Issuer's registered 2021 Equity Incentive Plan.	CBL & Associates Properties, Inc.			4728	12/15/2024	Vesting of equity award under Issuer's registered 2021 Equity Incentive Plan
COMMON	12/15/2021	1,000 shares were acquired on the date indicated through an equity award under the Issuer's registered 2021 Equity Incentive Plan.	CBL & Associates Properties, Inc.			1000	12/15/2025	Vesting of equity award under Issuer's registered 2021 Equity Incentive Plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does CBL's Form 144 listing mean for holders?

It signals a proposed resale by an affiliate of shares acquired via equity awards on 12/15/2021. The filing lists 4,728 and 1,000 shares with vesting dates on 12/15/2024 and 12/15/2025, respectively, rather than completed sales.

How many shares does the filing list for potential sale by CBL affiliates?

The filing lists 4,728 shares and 1,000 shares acquired on 12/15/2021 through equity awards under the registered 2021 Equity Incentive Plan, with vesting/availability on 12/15/2024 and 12/15/2025.

Do the Form 144 entries confirm actual sales of CBL stock?

No. The entries report securities to be sold (a notice), not completed transactions. The excerpt does not list any securities sold during the past three months or the sale mechanics or proceeds.

What restrictions or conditions typically apply to sales under Form 144?

Sales under Rule 144 are subject to holding periods, volume limitations, and manner-of-sale rules. The filing excerpt does not state which Rule 144 conditions apply or the planned sale method or timing.