CBLL Form 144: 39,000-Share Broker Entry Listed

CBLL notice describes proposed and recent sales of Common Stock by a holder and option-related sales.

Rhea-AI Filing Summary

CBLL notice describes proposed and recent sales of Common Stock by a holder and option-related sales. The record lists a 39,000 share entry tied to Fidelity Brokerage Services LLC with $780,000.00 and an effective date of 07/07/2026. The filing also records option-related sales dated 05/15/2025 (14,000 shares) and 07/07/2026 (25,000 shares) labeled "Stock Option Exercise" and cash settlements. Separately, Xingjuan Chao sold Common Stock in three reported transactions: 39,000 shares on 05/05/2026 for $784,000.03, 6,030 shares on 05/21/2026 for $108,515.27, and 39,000 shares on 06/08/2026 for $714,855.81.

Insights

Equity Capital Markets Analyst

Routine Form 144 sale notice with option exercises and recent dispositions.

The filing lists proposed or reported sales of Common Stock, including entries labeled "Stock Option Exercise" for 14,000 and 25,000 shares and a broker-related line showing 39,000 shares tied to $780,000.00 as of 07/07/2026. These are administrative disclosures required when certain holders propose to sell shares under Rule 144.

Cash treatment is explicitly stated for the option entries. The scale of recent dispositions by Xingjuan Chao is visible in the three dated sale lines; subsequent filings could show whether additional sales occur. Timing and motivations are not provided in the excerpt.

Securities Compliance Specialist

Disclosure aligns with typical Form 144 mechanics; no enforcement or allegations present.

The entries include explicit sale dates, share counts, and gross amounts (e.g., $784,000.03 for 39,000 shares on 05/05/2026), and a broker is named. The filing notes "Cash" as settlement method for option exercises.

Because Form 144 is a notice of proposed sale under resale rules, the record should be read as administrative disclosure; any legal or regulatory outcome would be reported separately if present.

Key Figures

Broker-listed shares: 39,000 shares Option exercise - May 2025: 14,000 shares Option exercise - Jul 2026: 25,000 shares +3 more

6 metrics

Broker-listed shares 39,000 shares line showing Fidelity Brokerage Services LLC and $780,000.00, effective 07/07/2026

Option exercise - May 2025 14,000 shares Stock Option Exercise dated 05/15/2025, settled in Cash

Option exercise - Jul 2026 25,000 shares Stock Option Exercise dated 07/07/2026, settled in Cash

Sale by Xingjuan Chao (May 5, 2026) 39,000 shares, $784,000.03 Reported sale on 05/05/2026

Sale by Xingjuan Chao (May 21, 2026) 6,030 shares, $108,515.27 Reported sale on 05/21/2026

Sale by Xingjuan Chao (Jun 8, 2026) 39,000 shares, $714,855.81 Reported sale on 06/08/2026

Key Terms

Stock Option Exercise, Form 144, Fidelity Brokerage Services LLC

3 terms

Stock Option Exercise financial

"Entry labeled "Stock Option Exercise" with share counts and "Cash" settlement"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Form 144 regulatory

"The filing header and structure indicating proposed sales under resale rules"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Fidelity Brokerage Services LLC market

"Broker line showing address and a 39,000-share entry with $780,000.00"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the CBLL Form 144 show about proposed sales?

It lists a proposed broker-linked entry of 39,000 shares with $780,000.00 and an effective date of 07/07/2026. The entry appears under securities-to-be-sold information and names a brokerage firm.

Which option exercises are recorded in this filing for CBLL?

The filing records two "Stock Option Exercise" entries: 14,000 shares dated 05/15/2025 and 25,000 shares dated 07/07/2026, both labeled with Cash settlement.

What recent sales by Xingjuan Chao are reported in the Form 144?

Three sales are shown: 39,000 shares on 05/05/2026 for $784,000.03, 6,030 shares on 05/21/2026 for $108,515.27, and 39,000 shares on 06/08/2026 for $714,855.81.

Does the filing state who receives proceeds from the sales?

The filing labels the option-related entries as settled in Cash. It names Fidelity Brokerage Services LLC in a broker-related line, but specific payee allocation beyond that is not further detailed in the excerpt.

Are these Form 144 entries indicative of regulatory action against CBLL?

No. The entries are notices of proposed or reported sales and option exercises; the excerpt contains no allegations, enforcement actions, or regulatory outcomes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/07/2026 - 10:01 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002035784
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Ceribell, Inc.
SEC File Number	001-42364
Address of Issuer	360 N. PASTORIA AVENUE SUNNYVALE CALIFORNIA 94085
Phone	(800) 436-0826
Name of Person for Whose Account the Securities are To Be Sold	Chao Xingjuan
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	39000	780000.00	37942700	07/07/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/15/2025	Stock Option Exercise	Issuer			14000	05/15/2025	Cash
Common	07/07/2026	Stock Option Exercise	Issuer			25000	07/07/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Xingjuan Chao 360 N. Pastoria Avenue Sunnyvale CA 94085	Common	05/05/2026	39000	784000.03
Xingjuan Chao 360 N. Pastoria Avenue Sunnyvale CA 94085	Common	05/21/2026	6030	108515.27
Xingjuan Chao 360 N. Pastoria Avenue Sunnyvale CA 94085	Common	06/08/2026	39000	714855.81

144: Remarks and Signature

Remarks
Date of Notice	07/07/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	09/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Xingjuan Chao
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)