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Ceribell (CBLL) director Thomas A. West files initial Form 3 ownership

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Ceribell, Inc. filed an initial statement of beneficial ownership for Thomas A. West, identifying him as a director of the company. He is not listed as an officer or a ten percent owner in this filing.

This submission reports no insider transactions and notes an exhibit titled Power of Attorney authorizing certain filing actions.

Positive

  • None.

Negative

  • None.
beneficial ownership financial
"filed an initial statement of beneficial ownership for Thomas A. West"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
ten percent owner regulatory
"He is not listed as an officer or a ten percent owner"
Power of Attorney regulatory
"Exhibit 24 - Power of Attorney"
A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does Ceribell (CBLL) Form 3 for Thomas A. West disclose?

The Form 3 for Ceribell (CBLL) identifies Thomas A. West as a director and reporting person. It is an initial beneficial ownership statement and, in this submission, shows no reported transactions or share holdings, plus an exhibit for a power of attorney.

Is Thomas A. West a director or officer of Ceribell (CBLL)?

The filing lists Thomas A. West as a director of Ceribell, Inc. It does not identify him as an officer and provides no officer title, clarifying his role is on the board rather than in day-to-day executive management.

Does the Ceribell (CBLL) Form 3 show Thomas A. West as a ten percent owner?

No. The Form 3 explicitly flags that Thomas A. West is not a ten percent owner of Ceribell, Inc. This means he does not cross the regulatory threshold that would classify him as holding ten percent or more of the company’s equity securities.

Are any insider trades reported for Ceribell (CBLL) in this Form 3?

This Form 3 reports no insider transactions for Thomas A. West. It functions as an initial beneficial ownership statement rather than a trade report, so it focuses on his status and relationship to Ceribell rather than specific purchases or sales.

What exhibit is included with Thomas A. West’s Ceribell (CBLL) Form 3?

The remarks reference an exhibit labeled Exhibit 24 - Power of Attorney. This document typically authorizes a representative to sign and submit SEC ownership reports on the reporting person’s behalf, streamlining ongoing compliance with insider reporting rules.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
West Thomas A.

(Last)(First)(Middle)
C/O CERIBELL, INC.
360 N PASTORIA AVE

(Street)
SUNNYVALE CALIFORNIA 94085

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/28/2026
3. Issuer Name and Ticker or Trading Symbol
Ceribell, Inc. [ CBLL ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Louisa Daniels, Attorney-in-Fact for Thomas A. West07/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)