STOCK TITAN

Cboe Global Markets director acquires 14,818 shares

The director’s reported share delivery or withholding was recorded for payment of exercise price or tax liability.

(Neutral)

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
4

Rhea-AI Filing Summary

Fredric J. Tomczyk, a director of Cboe Global Markets, Inc. (CBOE), reported the exercise or conversion of 14,818 restricted stock units into 14,818 common shares on October 12, 2026. The same-day record includes 14,818 shares delivered or withheld for payment of exercise price or tax liability. No Rule 10b5-1 plan is reported.

The reported derivative RSU position following the transaction was 0 shares. The units vest in three equal annual installments, which began on October 12, 2024.

Insider Tomczyk Fredric J
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F2 14,818 $0.00 $0.00
Exercise Common Stock 14,818 $297.38 $4.41M
Exercise Price or Tax Liability Common Stock 14,818 $297.38 $4.41M
Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 35,631 shares (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
  2. F2. The restricted stock units vest in three equal annual installments, which began on October 12, 2024.
Restricted stock units exercised or converted 14,818 units October 12, 2026
Common shares acquired 14,818 shares October 12, 2026
Shares delivered or withheld 14,818 shares For payment of exercise price or tax liability on October 12, 2026
Reported per-share price $297.38 per share Common-stock acquisition and share-delivery or withholding records, October 12, 2026
Derivative RSU position following transaction 0 shares Reported after the October 12, 2026 transaction
Vesting installments 3 equal annual installments Began on October 12, 2024
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"a contingent right to receive one share of Cboe Global Markets, Inc. common stock"
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many CBOE shares did director Fredric J. Tomczyk acquire or deliver on October 12, 2026?

On October 12, 2026, Fredric J. Tomczyk exercised or converted 14,818 restricted stock units into 14,818 common shares; the report also records 14,818 shares delivered or withheld for payment of exercise price or tax liability. No Rule 10b5-1 plan is reported.

What price was reported for Fredric J. Tomczyk’s CBOE share transactions?

The common-stock acquisition and the share-delivery or withholding record each report $297.38 per share for October 12, 2026.

What was the vesting schedule for Fredric J. Tomczyk’s CBOE restricted stock units?

The restricted stock units vest in three equal annual installments, which began on October 12, 2024.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tomczyk Fredric J

(Last)(First)(Middle)
C/O CBOE GLOBAL MARKETS, INC.
433 WEST VAN BUREN STREET

(Street)
CHICAGO ILLINOIS 60607

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Cboe Global Markets, Inc. [ CBOE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/12/2026M14,818A$297.3850,449D
Common Stock10/12/2026F14,818D$297.3835,631D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)10/12/2026M14,81810/12/2026 (2)Common Stock14,818$00D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
2. The restricted stock units vest in three equal annual installments, which began on October 12, 2024.
/s/ Patrick Sexton, Attorney-in-Fact10/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading