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Cibus (CBUS) CFO logs small 1,496-share tax-withholding disposition

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Cibus, Inc. CFO Carlo Broos reported a small share disposition related to tax withholding. On this Form 4, 1,496 shares of Class A Common Stock were surrendered at $1.32 per share to cover tax obligations rather than sold on the open market. After this transaction, he directly holds 100,951 shares, so his overall ownership stake remains largely unchanged.

Positive

  • None.

Negative

  • None.

Insights

Routine tax-withholding share disposition with minimal impact.

The CFO of Cibus, Inc., Carlo Broos, reported a Form 4 transaction where 1,496 shares of Class A Common Stock were disposed of at $1.32 per share to satisfy tax obligations. This is coded as an F transaction, which typically reflects non-market tax or exercise-related mechanics.

Following the disposition, Broos directly holds 100,951 shares. Given the small number of shares involved compared with his remaining holdings and the tax-withholding nature of the event, this looks like a routine administrative transaction rather than an active decision to reduce exposure.

No derivative positions are listed in the derivative summary, suggesting this filing only reflects the tax-related share delivery. Future company filings may provide additional context if there are later equity awards or option exercises, but this specific event appears operational, not strategic.

SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Broos Carlo

(Last)(First)(Middle)
C/O CIBUS, INC.
6455 NANCY RIDGE DRIVE

(Street)
SAN DIEGO CALIFORNIA 92121

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Cibus, Inc. [ CBUS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/11/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock11/11/2025F1,496D$1.32100,951D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Jason Stokes, Attorney-in-Fact for Carlo Broos03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Cibus (CBUS) report for CFO Carlo Broos?

Cibus reported that CFO Carlo Broos disposed of 1,496 shares of Class A Common Stock. The shares were delivered at $1.32 per share to satisfy tax obligations, rather than sold in an open-market trade, and are recorded as an F-code tax-withholding transaction.

How many Cibus (CBUS) shares does CFO Carlo Broos hold after this Form 4?

After the reported tax-withholding disposition, CFO Carlo Broos directly holds 100,951 shares of Cibus Class A Common Stock. This figure, shown in the Form 4, reflects his position following the delivery of 1,496 shares to cover tax-related obligations.

Was the Cibus (CBUS) insider transaction an open-market sale or tax withholding?

The transaction was tax withholding, not an open-market sale. The Form 4 uses transaction code F and describes it as a payment of tax liability by delivering 1,496 shares at $1.32 per share, indicating a routine administrative event tied to compensation.

Does the Cibus (CBUS) Form 4 show any derivatives or option exercises?

The filing’s derivative summary is empty, indicating no derivative or option transactions are reported in this Form 4. The only activity disclosed is the non-derivative tax-withholding disposition of 1,496 Class A Common Stock shares by CFO Carlo Broos.

Is the Cibus (CBUS) CFO’s share disposition a large change in ownership?

The change appears small relative to his total holdings. CFO Carlo Broos delivered 1,496 shares for tax withholding and still directly owns 100,951 shares of Class A Common Stock, suggesting a routine adjustment rather than a significant ownership reduction.
CIBUS INC

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