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Cibus (NASDAQ: CBUS) CFO reports 3,676-share tax-withholding disposition

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Cibus, Inc. CFO Broos Carlo reported a tax-related share disposition. On this Form 4, 3,676 shares of Class A Common Stock were disposed of at a weighted average price of $1.87 per share to satisfy tax obligations by delivering securities. After this transaction, Carlo directly holds 97,275 shares.

This was a tax-withholding disposition tied to equity compensation rather than an open-market trade, so it functions as an administrative event and does not reflect an active buy or sell decision on the open market.

Positive

  • None.

Negative

  • None.
Insider Broos Carlo
Role CFO
Type Security Shares Price Value
Tax Withholding Class A Common Stock 3,676 $1.87 $7K
Holdings After Transaction: Class A Common Stock — 97,275 shares (Direct)
Footnotes (1)
  1. [object Object]
Tax-withholding shares 3,676 shares Class A Common Stock disposed to cover tax liability
Weighted average price $1.87 per share Value used for the 3,676-share tax-withholding disposition
Shares held after transaction 97,275 shares Direct holdings of CFO Broos Carlo following the Form 4 event
Price range for trades $1.81–$2.05 per share Range of prices used to calculate the weighted average price
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
weighted average financial
"The price provided is a weighted average."
A weighted average is a way of calculating an overall number when some items matter more than others by giving each item a different level of importance, or weight. Investors use weighted averages to combine figures like prices, returns or earnings so the result reflects the size or significance of each part — like grading a class where a final exam counts more than a quiz, producing a score that better represents true performance.
Class A Common Stock financial
"security_title: "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Broos Carlo

(Last)(First)(Middle)
C/O CIBUS, INC.
6455 NANCY RIDGE DRIVE

(Street)
SAN DIEGO CALIFORNIA 92121

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Cibus, Inc. [ CBUS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock03/30/2026F3,676D$1.87(1)97,275D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price provided is a weighted average. The shares were sold in multiple transactions at prices ranging from $1.81 to $2.05, inclusive.
Jason Stokes, Attorney-in-Fact for Carlo Broos04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Cibus (CBUS) CFO Broos Carlo report in this Form 4?

Cibus CFO Broos Carlo reported a tax-withholding disposition of 3,676 shares of Class A Common Stock. The shares were delivered to cover tax obligations related to equity compensation, and he retained 97,275 shares directly after the transaction.

How many Cibus (CBUS) shares were involved in the CFO’s tax-withholding?

The filing shows 3,676 shares of Cibus Class A Common Stock were disposed of in a tax-withholding transaction. These shares were used to satisfy tax liabilities, not sold as a discretionary open-market trade by the CFO.

At what price were the Cibus (CBUS) shares valued in the CFO transaction?

The tax-withholding disposition used a weighted average price of $1.87 per Cibus share. A footnote notes that multiple trades occurred in a price range from $1.81 to $2.05 per share when calculating that weighted average figure.

How many Cibus (CBUS) shares does the CFO hold after this Form 4 event?

After the reported tax-withholding disposition, CFO Broos Carlo directly holds 97,275 shares of Cibus Class A Common Stock. This indicates the transaction affected only a small portion of his total holdings, leaving the majority of his position unchanged.

Was this Cibus (CBUS) Form 4 an open-market sale by the CFO?

No. The transaction is coded as a tax-withholding disposition, meaning shares were delivered to cover a tax liability. Although prices between $1.81 and $2.05 were referenced, it is not classified as a discretionary open-market sale by the CFO.