COASTAL FINANCIAL CORP SEC Filings

Coastal Financial Corp CEO Eric M. Sprink, who is also a director, reported selling company common stock under a Rule 10b5-1 trading plan. On January 9, 2026, he sold 2,000 shares at $119.25 per share and another 2,000 shares at $118.5014 per share. After these sales, he directly beneficially owned 178,884 shares of common stock.

He also reported indirect holdings of 885 shares held by his spouse and 400 shares for each of three children through custodial accounts. His reported ownership includes 38,508 time-based restricted stock units granted under the Coastal Financial Corporation 2018 Omnibus Incentive Plan, vesting in remaining installments over multiple schedules, and 100,000 performance-based restricted stock units scheduled to vest on October 4, 2027 based on specified performance goals. Each restricted stock unit represents the right to receive one share of common stock upon vesting.

Coastal Financial Corporation CEO Eric M. Sprink reported open-market sales of company common stock under a pre-arranged Rule 10b5-1 trading plan. On January 6, 2026, he sold 8,000 shares at an average price of $116.3492 per share, and on January 7, 2026, he sold 3,000 shares at $117.6 per share.

After these sales, Sprink beneficially owns 182,884 shares directly, which include 38,508 time-based RSUs that vest in remaining scheduled installments and 100,000 performance-based RSUs that vest on October 4, 2027 based on specified performance goals. He also reports indirect holdings of 400 shares for each of three children through custodial accounts and 885 shares held by his spouse.

Coastal Financial Corp director and 10% owner filed a Form 4 reporting sales of company common stock. On December 10, 2025, the insider reported two open-market sales of 1,500 shares of common stock each, at prices of $116 and $118.5 per share, coded as disposition transactions.

After these trades, the filing shows beneficial ownership of 1,715,960 shares of common stock, held directly, along with additional indirectly held shares through a business entity, including reported post-transaction balances of 13,000 and 11,500 shares for those indirect accounts. Beneficial ownership also includes 1,090 shares of restricted stock granted under the 2018 Omnibus Incentive Plan that are scheduled to vest one day before the company’s 2026 annual shareholder meeting.

Coastal Financial Corp insider activity shows that a reporting person who is both a director and a 10% owner reported multiple sales of common stock. On December 5, 2025, the insider sold 1,611 shares at $112 per share and additional blocks of 1,000 shares at $112.5 through an indirect business ownership. On December 8, 2025, further indirect sales of 1,500 shares occurred at $113.5 per share and 1,500 shares at $114.5 per share.

Following these transactions, the insider reported 1,715,960 shares of Coastal Financial Corp common stock beneficially owned directly, with smaller amounts held indirectly through a business entity. A footnote explains that this total includes restricted stock granted under the company’s 2018 Omnibus Incentive Plan, including 1,090 shares scheduled to vest one day prior to the issuer’s 2026 annual shareholder meeting.

Coastal Financial Corporation filed its quarterly report covering the period ended September 30, 2025. The filing provides an overview of the company’s structure, its Nasdaq Global Select Market listing for common stock under the symbol CCB, and standard disclosures about its reporting status and filer classification as an accelerated filer.

The report emphasizes extensive forward-looking statements and risk disclosures, highlighting factors such as economic conditions, real estate markets, credit quality, liquidity, regulation, and the company’s strategy for its Community Bank and CCBX segments and Banking-as-a-Service activities. It also notes that there were 15,121,263 shares of common stock outstanding as of November 3, 2025.

Coastal Financial Corp (CCB) reported an insider transaction by a director and officer (President of CCBX). On 10/31/2025, the filer executed a Code F transaction in Common Stock, totaling 229 shares at $106.5. Following the transaction, the filer beneficially owns 84,244 shares, held directly.

Footnote details show equity awards under the 2018 plan: 17,442 RSUs vesting monthly through April 30, 2028; 23,226 performance-based RSUs eligible to vest monthly from October 1, 2024 to April 30, 2028 subject to employment and stock price conditions; 15,000 performance-based RSUs eligible to vest on April 30, 2028 subject to a return-on-equity threshold; and 669 RSUs vesting in four remaining installments. Each RSU represents one share upon vesting.

Coastal Financial Corporation (CCB) filed an 8-K announcing that it has made available investor presentation slides for upcoming investor meetings. The materials are posted on the company’s website and are furnished as Exhibit 99.1 under Item 7.01 (Regulation FD). The company states the materials are furnished, not filed, which means they are not subject to Section 18 liability of the Exchange Act and are not incorporated by reference into other filings unless expressly stated.

Coastal Financial’s common stock trades on the Nasdaq under the symbol CCB. The investor presentation is intended to support outreach to investors and provide the latest corporate information through a standardized slide deck.

Coastal Financial Corporation furnished a press release announcing its results of operations and financial condition for the fiscal quarter ended September 30, 2025. The press release is included as Exhibit 99.1 to a Current Report on Form 8‑K.

The information under Item 2.02, including Exhibit 99.1, is furnished pursuant to General Instruction B.2 and is not deemed filed under Section 18 of the Exchange Act, nor incorporated by reference except as expressly stated in future filings.

Coastal Financial Corporation filed a Form S-8 to register 600,000 shares of common stock for issuance under its 2018 Omnibus Incentive Plan, as amended.

The board approved a Second Amendment on March 25, 2025, and shareholders approved it on May 28, 2025, increasing plan authorization from 1,100,000 to 1,700,000 shares. Of the total plan authorization, 500,000 shares were previously registered in 2018 and 600,000 in 2021. This filing covers the remaining shares under the amended plan.