STOCK TITAN

Form 4: PORTNOY DAVID reports purchase transactions in CCEL

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

PORTNOY DAVID reported open-market purchase transactions in a Form 4 filing for CCEL. The filing lists transactions totaling 5,826 shares at a weighted average price of $4.17 per share. Following the reported transactions, holdings were 122,838 shares.

Positive

  • None.

Negative

  • None.
Insider PORTNOY DAVID
Role Chairman, Co-CEO
Bought 5,826 shs ($24K)
Type Security Shares Price Value
Purchase Common Stock 5,826 $4.1719 $24K
holding Stock Option -- -- --
holding Stock Option -- -- --
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holding Stock Option -- -- --
holding Stock Option -- -- --
holding Stock Option -- -- --
holding Stock Option -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
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Holdings After Transaction: Common Stock — 122,838 shares (Indirect, By 401K); Stock Option — 26,243 shares (Direct); Common Stock — 804,742 shares (Direct)
Footnotes (1)
  1. Stock options will vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term. 8,750 stock options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026. Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025. Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027. Shares of common stock held by Mayim Limited Partnership as is David Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership. Shares of common stock held by uTIPu, Inc. as to which David Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PORTNOY DAVID

(Last) (First) (Middle)
700 BROOKER CREEK BLVD
SUITE 1800

(Street)
OLDSMAR FL 34677

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CRYO CELL INTERNATIONAL INC [ CCEL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Chairman, Co-CEO
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/14/2025 P 5,826 A $4.1719 122,838 I By 401K
Common Stock 804,742 D
Common Stock 230,621 I By IRA
Common Stock 102,586 I By Spouse
Common Stock 152,882 I By Corporation(5)
Common Stock 15,611 I as Custodian for daughter
Common Stock 59,027 I By LLC
Common Stock 55,219 I By Corporation(6)
Common Stock 11,352 I As Custodian for son
Common Stock 11,242 I As Custodian for son
Common Stock 10,783 I As custodian for son
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $7.53 08/30/2019 08/30/2029 Common stock 26,243 26,243 D
Stock Option $7.28 12/20/2019 12/20/2029 Common Stock 23,636 23,636 D
Stock Option $12.27 12/22/2021(1) 12/22/2028 Common Stock 280,000 280,000 D
Stock Option $4.77 01/03/2023(2) 01/03/2028 Common Stock 50,000 50,000 D
Stock Option $4.3 12/23/2022 12/23/2027 Common Stock 50,000 50,000 D
Stock Option $6.47 12/22/2023(3) 12/22/2028 Common Stock 50,000 50,000 D
Stock Option $8.08 01/21/2025(4) 01/21/2030 Common Stock 50,000 50,000 D
Explanation of Responses:
1. Stock options will vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.
2. 8,750 stock options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.
3. Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.
4. Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.
5. Shares of common stock held by Mayim Limited Partnership as is David Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
6. Shares of common stock held by uTIPu, Inc. as to which David Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
/s/ David Portnoy 08/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did David Portnoy report for CCEL?

David Portnoy reported buying 5,826 CCEL shares. He purchased common stock on August 14, 2025, through a 401(k) account at a price of $4.1719 per share, increasing that account’s position to 122,838 shares of Cryo-Cell International.

At what price did David Portnoy buy Cryo-Cell (CCEL) shares?

Portnoy bought CCEL shares at $4.1719 each. The Form 4 shows an open-market purchase of 5,826 shares of Cryo-Cell International common stock on August 14, 2025, executed through a 401(k) account at a per-share price of $4.1719.

How many Cryo-Cell (CCEL) shares does David Portnoy hold in his 401(k)?

Portnoy’s 401(k) holds 122,838 CCEL shares. After the August 14, 2025 open-market purchase of 5,826 common shares at $4.1719, the Form 4 states that his indirectly owned 401(k) position in Cryo-Cell International increased to a total of 122,838 shares.

What roles does David Portnoy hold at Cryo-Cell International (CCEL)?

David Portnoy is a director, Chairman, Co-CEO, and 10% owner. The filing identifies him as a member of the board, an executive officer serving as Chairman and Co-CEO, and a beneficial owner of more than ten percent of Cryo-Cell International’s common stock.

What stock option awards for CCEL does David Portnoy report holding?

Portnoy reports multiple CCEL stock option grants. The Form 4 lists options with exercise prices from $4.30 to $12.27 per share, covering amounts such as 280,000 and 50,000 shares, with expiration dates running from 2027 through 2030 and various vesting schedules.

How are some of David Portnoy’s Cryo-Cell (CCEL) shares held indirectly?

Portnoy’s CCEL shares are also held through entities and family accounts. The filing shows indirect ownership via an IRA, his spouse, corporations including Mayim-related partnerships and uTIPu, Inc., an LLC, and custodial accounts where he holds shares for his daughter and sons.