STOCK TITAN

Crown Holdings (NYSE: CCK) amends Form 4, details 11,772-share award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Crown Holdings, Inc. filed an amended insider transaction report for its President – Americas Division. The amendment notes that a previously reported disposal of 955 shares of common stock was incorrectly reported due to an administrative error and shows the executive holding 37,988 common shares directly after the correction.

The report also describes a grant of 11,772 shares of restricted common stock under the 2022 Stock-Based Compensation Plan. Of these, 4,053 time-vested shares are scheduled to vest in three equal installments of 1,351 shares on January 5, 2027, January 3, 2028, and January 3, 2029. In addition, 3,621 performance-based shares may vest on January 3, 2029 based on total shareholder return versus a peer group, and 4,098 performance-based shares may vest on the same date based on return on invested capital, with each performance-based portion ultimately ranging from 0% to 200% of its target amount.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gavin Gary M

(Last) (First) (Middle)
HIDDEN RIVER CORPORATE CENTER TWO
14025 RIVEREDGE DRIVE, SUITE 300

(Street)
TAMPA FL 33637

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CROWN HOLDINGS, INC. [ CCK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President - Americas Division
3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
01/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common 01/05/2026 D 955(1) D $0 37,988 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Transaction incorrectly reported due to administrative error - disposal of 955 shares. The Reporting Person was granted 11,772 shares of Restricted Common Stock under the 2022 Stock-Based Compensation Plan. 4,053 time-vested restricted shares vest over a three-year period as follows: 1,351 time-vested restricted shares on January 5, 2027, January 3, 2028 and January 3, 2029. 3,621 performance-based restricted shares are targeted to vest on January 3, 2029, based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 3,621. 4,098 performance-based restricted shares are targeted to vest on January 3, 2029 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 200% of 4,098.
/s/ Rosemary Haselroth, by Power of Attorney 01/20/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 4/A filing for Crown Holdings (CCK) report?

It reports an amended insider transaction for the President – Americas Division, correcting a previously misreported disposal of 955 common shares and detailing a grant of restricted common stock under the 2022 Stock-Based Compensation Plan.

How many Crown Holdings shares does the executive own after the reported transaction?

Following the reported transaction, the executive beneficially owns 37,988 shares of Crown Holdings common stock directly.

What stock award was granted to the Crown Holdings executive in this filing?

The executive was granted 11,772 shares of restricted common stock under Crown Holdings' 2022 Stock-Based Compensation Plan, comprising time-vested and performance-based components.

How do the time-vested restricted shares for the Crown Holdings executive vest?

The 4,053 time-vested restricted shares are scheduled to vest in three equal installments of 1,351 shares on January 5, 2027, January 3, 2028, and January 3, 2029.

What performance conditions apply to the Crown Holdings performance-based restricted shares?

There are 3,621 performance-based restricted shares targeted to vest on January 3, 2029 based on total shareholder return versus a defined peer group, and 4,098 performance-based restricted shares targeted to vest on the same date based on return on invested capital. For each portion, the final vested amount can range from 0% to 200% of the target shares.

Why was the 955-share transaction in the Crown Holdings Form 4 amended?

The explanation states that the transaction involving the disposal of 955 shares had been incorrectly reported due to an administrative error, and this amendment corrects that disclosure while detailing the related restricted stock grant.
Crown Holdings

NYSE:CCK

CCK Rankings

CCK Latest News

CCK Latest SEC Filings

CCK Stock Data

12.02B
114.17M
0.91%
100.96%
4.8%
Packaging & Containers
Metal Cans
Link
United States
TAMPA