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Crown Holdings (NYSE: CCK) EVP transfers 104 shares for tax withholding

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Crown Holdings EVP & COO Djalma Novaes Jr transferred 104 shares of Crown Holdings common stock on 2026-08-03 at $119.87 per share to the company to satisfy tax withholding in connection with vesting of restricted stock. After this tax-withholding disposition, he directly owned 86,565 shares.

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Insider NOVAES DJALMA JR
Role EVP & COO
Type Security Shares Price Value
Tax Withholding Common F1 104 $119.87 $12K
Holdings After Transaction: Common — 86,565 shares (Direct)
Footnotes (1)
  1. F1. Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock.
Shares transferred for tax withholding 104 shares Common stock transferred to the company on 2026-08-03 to satisfy tax withholding
Per-share value of shares transferred $119.87 per share Value used for the 104-share tax-withholding transfer of common stock
Shares owned after transaction 86,565 shares Direct ownership of Crown Holdings common stock following the tax-withholding disposition
tax withholding financial
"Represents shares transferred to the Company for tax withholding in connection"
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
restricted stock financial
"tax withholding in connection with vesting of restricted stock."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Rule 10b5-1 trading plan regulatory
"document-level Rule 10b5-1 checkbox: true = transactions affirmed"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did CCK executive Djalma Novaes Jr report?

EVP & COO Djalma Novaes Jr reported transferring 104 shares of Crown Holdings common stock to the company to cover tax withholding related to restricted stock vesting, rather than executing an open-market buy or sell transaction.

At what price were the 104 CCK shares used for tax withholding?

The 104 shares were valued at $119.87 per share. This value reflects the price used when shares were transferred back to Crown Holdings to satisfy tax withholding obligations tied to the vesting of restricted stock awards.

How many CCK shares does Djalma Novaes Jr own after this transaction?

After the tax-withholding disposition, Djalma Novaes Jr directly owned 86,565 shares of Crown Holdings common stock. This figure represents his direct holdings following the transfer of 104 shares back to the company for tax purposes.

Was the reported CCK insider transaction part of a Rule 10b5-1 trading plan?

The Rule 10b5-1 checkbox for this insider report was not selected, indicating the transfer of 104 shares for tax withholding was not reported as being executed under a pre-arranged Rule 10b5-1 trading plan.

Did the CCK insider transaction involve an open-market sale of shares?

No open-market sale was reported. The transaction reflects shares transferred to the company to satisfy tax withholding obligations on vesting restricted stock, rather than a discretionary sale into the public market.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
NOVAES DJALMA JR

(Last)(First)(Middle)
HIDDEN RIVER CORPORATE CENTER TWO
14025 RIVEREDGE DRIVE, SUITE 300

(Street)
TAMPA FLORIDA 33637

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CROWN HOLDINGS, INC. [ CCK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & COO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common08/03/2026F104(1)D$119.8786,565D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock.
/s/ Noelle N. Critz, by Power of Attorney08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)