STOCK TITAN

Compensation grant gives Crown Holdings (NYSE: CCK) EVP 1,811 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rost John M reported acquisition or exercise transactions in this Form 4 filing.

CROWN HOLDINGS, INC. executive vice president and COO John M. Rost received a grant of 1,811 shares of restricted common stock as equity compensation. The grant includes 623 time-vested restricted shares that vest over three years, with 208 shares vesting on April 16, 2027 and January 3, 2028, and 207 shares vesting on January 3, 2029.

The remaining 1,188 shares are performance-based. 557 shares are tied to the Company’s Total Shareholder Return versus a defined peer group, and 631 shares depend on Return on Invested Capital versus a target, both targeted to vest on January 3, 2029 with outcomes ranging from 0 to 200% of the target amounts. After this award, Rost directly owns 19,682 common shares and, as of March 31, 2026, holds 298 additional shares through the CCK 401(k) Plan.

Positive

  • None.

Negative

  • None.
Insider Rost John M
Role EVP & COO
Type Security Shares Price Value
Grant/Award Common 1,811 $0.00 --
holding Common -- -- --
Holdings After Transaction: Common — 19,682 shares (Direct, null); Common — 298 shares (Indirect, By 401(k) Plan)
Footnotes (1)
  1. The Reporting Person was granted 1,811 shares of Restricted Common Stock under the 2022 Stock-Based Compensation Plan. 623 time-vested restricted shares vest over a three year period as follows: 208 time-vested restricted shares on April 16, 2027 and January 3, 2028 and 207 time-vested restricted shares on January 3, 2029. 557 performance-based restricted shares are targeted to vest on January 3, 2029 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 557. 631 performance-based restricted shares are targeted to vest on January 3, 2029 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 200% of 631. At March 31, 2026, the Reporting Person owned 298 shares of CCK Common Stock under the CCK 401(k) Plan.
Restricted stock grant 1,811 shares Restricted Common Stock granted to EVP & COO
Direct holdings after grant 19,682 shares Common shares owned directly following transaction
401(k) plan holdings 298 shares Shares held under CCK 401(k) Plan as of March 31, 2026
Time-vested restricted shares 623 shares Vest in installments from 2027 to 2029
TSR-based restricted shares 557 shares Performance-based, tied to Total Shareholder Return by January 3, 2029
ROIC-based restricted shares 631 shares Performance-based, tied to Return on Invested Capital by January 3, 2029
Performance payout range (TSR tranche) 0–200% of 557 shares Final TSR-based vesting outcome range
Performance payout range (ROIC tranche) 0–200% of 631 shares Final ROIC-based vesting outcome range
Restricted Common Stock financial
"The Reporting Person was granted 1,811 shares of Restricted Common Stock under the 2022 Stock-Based Compensation Plan."
Restricted common stock is company shares that carry limits on selling or transferring for a set period or until certain conditions are met, like time-based vesting or regulatory clearance. Think of them as shares in a locked box that gradually open; they can become freely tradable later but initially reduce the number of shares available on the market. Investors watch restricted stock because its eventual release can change a company’s share supply, affect stock price, and influence control and dilution.
2022 Stock-Based Compensation Plan financial
"The Reporting Person was granted 1,811 shares of Restricted Common Stock under the 2022 Stock-Based Compensation Plan."
Total Shareholder Return financial
"557 performance-based restricted shares are targeted to vest on January 3, 2029 based on the Company's Total Shareholder Return versus a defined peer group of companies"
Total shareholder return is the overall gain an investor gets from owning a stock, combining changes in the share price plus any cash payouts like dividends, and assuming those payouts are reinvested in more shares. Investors use it like a single score that shows the true return on their investment—similar to checking both the growth of a savings account and the interest earned—to compare how well different companies or investments perform over time.
Return on Invested Capital financial
"631 performance-based restricted shares are targeted to vest on January 3, 2029 based on the Return on Invested Capital achieved by the Company compared to the ROIC target"
A percentage that shows how effectively a company turns the money invested in its business—both borrowed funds and shareholders’ equity—into operating profit after taxes. It tells investors whether a company earns more from its core operations than it costs to fund those operations; think of it like the annual return you’d expect from renovating a rental property—higher percentages mean the company uses capital more efficiently and is more likely to create value for shareholders.
401(k) Plan financial
"At March 31, 2026, the Reporting Person owned 298 shares of CCK Common Stock under the CCK 401(k) Plan."
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rost John M

(Last)(First)(Middle)
HIDDEN RIVER CORPORATE CENTER TWO
14025 RIVEREDGE DRIVE, SUITE 300

(Street)
TAMPA FLORIDA 33637

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CROWN HOLDINGS, INC. [ CCK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & COO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common04/17/2026A1,811(1)A$019,682D
Common298(2)IBy 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The Reporting Person was granted 1,811 shares of Restricted Common Stock under the 2022 Stock-Based Compensation Plan. 623 time-vested restricted shares vest over a three year period as follows: 208 time-vested restricted shares on April 16, 2027 and January 3, 2028 and 207 time-vested restricted shares on January 3, 2029. 557 performance-based restricted shares are targeted to vest on January 3, 2029 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 557. 631 performance-based restricted shares are targeted to vest on January 3, 2029 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 200% of 631.
2. At March 31, 2026, the Reporting Person owned 298 shares of CCK Common Stock under the CCK 401(k) Plan.
/s/ Rosemary Haselroth, by Power of Attorney04/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did CCK executive John M. Rost receive in this Form 4 filing?

John M. Rost, EVP & COO of CROWN HOLDINGS (CCK), received 1,811 shares of Restricted Common Stock as equity compensation. The award includes both time-vested and performance-based restricted shares, vesting through 2029 based on service and company performance metrics.

How are John M. Rost’s time-vested restricted CCK shares structured?

Rost’s grant includes 623 time-vested restricted CCK shares that vest over three years. Specifically, 208 shares vest on April 16, 2027, 208 shares on January 3, 2028, and 207 shares on January 3, 2029, contingent on continued service with the company.

What performance conditions affect John M. Rost’s CCK restricted stock?

Rost’s award includes 557 performance-based restricted shares tied to Total Shareholder Return versus a defined peer group and 631 tied to Return on Invested Capital versus a target. Both tranches are targeted to vest January 3, 2029, with payouts from 0 to 200% of target shares.

How many CCK shares does John M. Rost own after this transaction?

After the grant, Rost directly owns 19,682 shares of CCK common stock. Additionally, as of March 31, 2026, he held 298 CCK common shares through the company’s 401(k) Plan, reflecting a mix of direct and retirement-plan ownership.

Does this CCK Form 4 show open-market buying or selling by John M. Rost?

This Form 4 reflects a grant of 1,811 restricted CCK shares as compensation, not an open-market purchase or sale. The shares were awarded at a reported price of $0.00 per share under the company’s 2022 Stock-Based Compensation Plan.